TANAKA CAPITAL MANAGEMENT INC Concentrated Active

CIK: 0000816788 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 14, 2023

Total Value ($000): $35 (100.0% shares, 0.0% debt)

Holdings (47)

AAPL Apple Computing 22.3%

Value ($000) $8 Shares 45,575 Est. Cost $85.54 Unrealized +112.0%

NXE NexGen Energy 10.8%

Value ($000) $4 Shares 636,079 Est. Cost $3.43 Unrealized +51.1%

ONTO Onto Innovation 8.7%

Value ($000) $3 Shares 23,896 Est. Cost $34.27 Unrealized +246.8%

TSLA Tesla, Inc. 5.8%

Value ($000) $2 Shares 8,121 Est. Cost $212.78 Unrealized +20.7%

AFL AFLAC Inc. 5.6%

Value ($000) $2 Shares 25,651 Est. Cost $34.06 Unrealized +107.1%

SYM Symbotic 5.4%

Value ($000) $2 Shares 56,830 Est. Cost $14.71 Unrealized +179.6%

CPRX Catalyst Pharmaceuticals 5.3%

Value ($000) $2 Shares 159,791 Est. Cost $3.82 Unrealized +249.9%

QCOM QUALCOMM 4.1%

Value ($000) $1 Shares 12,890 Est. Cost $59.11 Unrealized +86.2%

CORT Corcept Therapeutics 2.9%

Value ($000) $1 Shares 37,569 Est. Cost $10.35 Unrealized +179.6%

NVDA Nvidia 2.8%

Value ($000) $1 Shares 2,250 Est. Cost $22.12 Unrealized +102.4%

AMAT Applied Materials 2.8%

Value ($000) $1 Shares 7,026 Est. Cost $71.90 Unrealized +95.3%

— The Carlyle Group 2.4%

Value ($000) $1 Shares 28,375 Est. Cost $35.61 Unrealized —

SF Stifel Financial Corp. 2.2%

Value ($000) $1 Shares 12,796 Est. Cost $31.19 Unrealized +93.5%

CCJ Cameco 2.0%

Value ($000) $1 Shares 17,839 Est. Cost $23.80 Unrealized +47.7%

AMZN Amazon.com Inc. 2.0%

Value ($000) $1 Shares 5,419 Est. Cost $122.24 Unrealized +9.6%

IONS Ionis Pharmaceuticals 1.9%

Value ($000) $1 Shares 14,612 Est. Cost $39.38 Unrealized +4.8%

PM Philip Morris International 1.8%

Value ($000) $1 Shares 6,981 Est. Cost $56.42 Unrealized +52.7%

— Nanoco Group plc 1.7%

Value ($000) $1 Shares 2,918,127 Est. Cost $0.40 Unrealized —

PEP PepsiCo, Inc. 1.6%

Value ($000) $1 Shares 3,276 Est. Cost $79.65 Unrealized +109.9%

MA Mastercard 1.4%

Value ($000) $0 Shares 1,246 Est. Cost $282.96 Unrealized +40.0%

ACN Accenture plc 1.4%

Value ($000) $0 Shares 1,554 Est. Cost $152.30 Unrealized +99.8%

UEC Uranium Energy Corp. 1.2%

Value ($000) $0 Shares 84,480 Est. Cost $3.62 Unrealized +12.6%

HON Honeywell International Inc. 1.0%

Value ($000) $0 Shares 1,866 Est. Cost $69.39 Unrealized +150.6%

META Meta Platforms 0.7%

Value ($000) $0 Shares 873 Est. Cost $262.18 Unrealized +14.1%

— Paramount Global 0.6%

Value ($000) $0 Shares 15,165 Est. Cost $37.52 Unrealized —

— ASML Holding N V ADR 0.4%

Value ($000) $0 Shares 224 Est. Cost $79.39 Unrealized —

IWB iShares Russell 1000 0.2%

Value ($000) $0 Shares 235 Est. Cost $242.55 Unrealized —

JPM JPMorgan Chase and Co. 0.1%

Value ($000) $0 Shares 331 Est. Cost $92.62 Unrealized +53.6%

IWF iShares Russell 1000 Growth 0.1%

Value ($000) $0 Shares 149 Est. Cost $268.46 Unrealized —

NICE NICE Systems Ltd. 0.1%

Value ($000) $0 Shares 174 Est. Cost $50.98 Unrealized —

BMY Bristol-Myers Squibb 0.1%

Value ($000) $0 Shares 486 Est. Cost $45.19 Unrealized +20.3%

BYSI BeyondSpring Inc 0.1%

Value ($000) $0 Shares 29,473 Est. Cost $15.54 Unrealized -93.7%

CL Colgate-Palmolive Co. 0.1%

Value ($000) $0 Shares 278 Est. Cost $52.19 Unrealized +35.8%

IWD iShares Russell 1000 Value 0.1%

Value ($000) $0 Shares 123 Est. Cost $162.60 Unrealized —

MDLZ Mondelez International, Inc. 0.0%

Value ($000) $0 Shares 232 Est. Cost $28.41 Unrealized +136.6%

ICHR Ichor Holdings 0.0%

Value ($000) $0 Shares 410 Est. Cost $30.23 Unrealized +13.3%

PG Procter And Gamble 0.0%

Value ($000) $0 Shares 78 Est. Cost $63.59 Unrealized +126.6%

IJR iShares Core SP Small Cap 0.0%

Value ($000) $0 Shares 109 Est. Cost $110.09 Unrealized —

— Kraft Heinz Company 0.0%

Value ($000) $0 Shares 279 Est. Cost $63.21 Unrealized —

JNJ Johnson and Johnson 0.0%

Value ($000) $0 Shares 49 Est. Cost $97.89 Unrealized +56.6%

EFG iShares MSCI EAFE Growth 0.0%

Value ($000) $0 Shares 81 Est. Cost $111.11 Unrealized —

CHD Church and Dwight Co. Inc. 0.0%

Value ($000) $0 Shares 76 Est. Cost $37.77 Unrealized +146.6%

EFA iShares MSCI EAFE 0.0%

Value ($000) $0 Shares 103 Est. Cost $77.67 Unrealized —

INTC Intel Corp. 0.0%

Value ($000) $0 Shares 180 Est. Cost $36.97 Unrealized -7.4%

TRV Travelers Group 0.0%

Value ($000) $0 Shares 6 Est. Cost $83.97 Unrealized +90.3%

— Liminal BioSciences 0.0%

Value ($000) $0 Shares 1 Est. Cost — Unrealized —

— Fuelnation, Inc. 0.0%

Value ($000) $0 Shares 251,150 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AAPL	Apple Computing	45,575	$8	22.3%	$85.54	+112.0%	COM	037833100
NXE	NexGen Energy	636,079	$4	10.8%	$3.43	+51.1%	COM	65340P106
ONTO	Onto Innovation	23,896	$3	8.7%	$34.27	+246.8%	COM	683344105
TSLA	Tesla, Inc.	8,121	$2	5.8%	$212.78	+20.7%	COM	88160R101
AFL	AFLAC Inc.	25,651	$2	5.6%	$34.06	+107.1%	COM	001055102
SYM	Symbotic	56,830	$2	5.4%	$14.71	+179.6%	COM	87151X101
CPRX	Catalyst Pharmaceuticals	159,791	$2	5.3%	$3.82	+249.9%	COM	14888U101
QCOM	QUALCOMM	12,890	$1	4.1%	$59.11	+86.2%	COM	747525103
CORT	Corcept Therapeutics	37,569	$1	2.9%	$10.35	+179.6%	COM	218352102
NVDA	Nvidia	2,250	$1	2.8%	$22.12	+102.4%	COM	67066G104
AMAT	Applied Materials	7,026	$1	2.8%	$71.90	+95.3%	COM	038222105
—	The Carlyle Group	28,375	$1	2.4%	$35.61	—	COM	14309L102
SF	Stifel Financial Corp.	12,796	$1	2.2%	$31.19	+93.5%	COM	860630102
CCJ	Cameco	17,839	$1	2.0%	$23.80	+47.7%	COM	13321L108
AMZN	Amazon.com Inc.	5,419	$1	2.0%	$122.24	+9.6%	COM	023135106
IONS	Ionis Pharmaceuticals	14,612	$1	1.9%	$39.38	+4.8%	COM	462222100
PM	Philip Morris International	6,981	$1	1.8%	$56.42	+52.7%	COM	718172109
—	Nanoco Group plc	2,918,127	$1	1.7%	$0.40	—	COM	0B01JLR99
PEP	PepsiCo, Inc.	3,276	$1	1.6%	$79.65	+109.9%	COM	713448108
MA	Mastercard	1,246	$0	1.4%	$282.96	+40.0%	COM	57636Q104
ACN	Accenture plc	1,554	$0	1.4%	$152.30	+99.8%	COM	G1151C101
UEC	Uranium Energy Corp.	84,480	$0	1.2%	$3.62	+12.6%	COM	916896103
HON	Honeywell International Inc.	1,866	$0	1.0%	$69.39	+150.6%	COM	438516106
META	Meta Platforms	873	$0	0.7%	$262.18	+14.1%	COM	30303M102
—	Paramount Global	15,165	$0	0.6%	$37.52	—	COM	92556H206
—	ASML Holding N V ADR	224	$0	0.4%	$79.39	—	COM	N07059111
IWB	iShares Russell 1000	235	$0	0.2%	$242.55	—	COM	464287622
JPM	JPMorgan Chase and Co.	331	$0	0.1%	$92.62	+53.6%	COM	46625H100
IWF	iShares Russell 1000 Growth	149	$0	0.1%	$268.46	—	COM	464287614
NICE	NICE Systems Ltd.	174	$0	0.1%	$50.98	—	COM	653656108
BMY	Bristol-Myers Squibb	486	$0	0.1%	$45.19	+20.3%	COM	110122108
BYSI	BeyondSpring Inc	29,473	$0	0.1%	$15.54	-93.7%	COM	G10830100
CL	Colgate-Palmolive Co.	278	$0	0.1%	$52.19	+35.8%	COM	194162103
IWD	iShares Russell 1000 Value	123	$0	0.1%	$162.60	—	COM	464287598
MDLZ	Mondelez International, Inc.	232	$0	0.0%	$28.41	+136.6%	COM	609207105
ICHR	Ichor Holdings	410	$0	0.0%	$30.23	+13.3%	COM	G4740B105
PG	Procter And Gamble	78	$0	0.0%	$63.59	+126.6%	COM	742718109
IJR	iShares Core SP Small Cap	109	$0	0.0%	$110.09	—	COM	464287804
—	Kraft Heinz Company	279	$0	0.0%	$63.21	—	COM	50076Q106
JNJ	Johnson and Johnson	49	$0	0.0%	$97.89	+56.6%	COM	478160104
EFG	iShares MSCI EAFE Growth	81	$0	0.0%	$111.11	—	COM	464288885
CHD	Church and Dwight Co. Inc.	76	$0	0.0%	$37.77	+146.6%	COM	171340102
EFA	iShares MSCI EAFE	103	$0	0.0%	$77.67	—	COM	464287465
INTC	Intel Corp.	180	$0	0.0%	$36.97	-7.4%	COM	458140100
TRV	Travelers Group	6	$0	0.0%	$83.97	+90.3%	COM	89417E109
—	Liminal BioSciences	1	$0	0.0%	—	—	COM	53272L103
—	Fuelnation, Inc.	251,150	$0	0.0%	—	—	COM	359528205