CIK: 0001510281 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value ($000): $1,767,740 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK CORPOR HI YLD FD V | 7,609,542 | $90,021 | 5.1% | $12.16 | — | COM | 09255P107 |
| — | BLACKROCK DEBT STRAT FD INC | 16,566,641 | $63,285 | 3.6% | $4.04 | — | COM | 09255R103 |
| — | PIMCO DYNAMIC CR INCOME FD | 2,478,943 | $55,702 | 3.2% | $22.38 | — | COM SHS | 72202D106 |
| BPOP | POPULAR INC | 1,723,500 | $50,731 | 2.9% | $24.05 | 0.0% | Put | 733174700 |
| — | BLACKROCK CR ALLCTN INC TR | 3,734,621 | $49,708 | 2.8% | $13.72 | — | COM | 092508100 |
| MBI | MBIA INC | 5,175,000 | $47,507 | 2.7% | $4.73 | -9.4% | Put | 55262C100 |
| — | PEABODY ENERGY CORP | 3,650,000 | $45,187 | 2.6% | $12.87 | — | Put | 704549104 |
| — | BLACKROCK MULTI-SECTOR INC T | 2,404,449 | $42,655 | 2.4% | $17.15 | — | COM | 09258A107 |
| — | MORGAN STANLEY EM MKTS DM DE | 3,451,090 | $40,757 | 2.3% | $13.11 | — | COM | 617477104 |
| — | PENNEY J C INC | 4,020,200 | $40,363 | 2.3% | — | — | Put | 708160106 |
| — | ABERDEEN ASIA PACIFIC INCOM | 6,774,825 | $39,971 | 2.3% | $6.27 | — | COM | 003009107 |
| — | PUTNAM PREMIER INCOME TR | 6,599,907 | $36,167 | 2.0% | $5.48 | — | SH BEN INT | 746853100 |
| AGO | ASSURED GUARANTY LTD | 1,536,900 | $34,058 | 1.9% | $19.13 | 0.0% | Put | G0585R106 |
| — | WELLS FARGO ADVANTAGE INCOME | 3,603,249 | $32,609 | 1.8% | $9.11 | — | COM SHS | 94987B105 |
| SPY | SPDR S&P 500 ETF TR | 160,000 | $31,523 | 1.8% | $197.02 | — | Put | 78462F103 |
| — | WESTERN ASSET HGH YLD DFNDFD | 1,658,756 | $27,552 | 1.6% | $17.71 | — | COM | 95768B107 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,637,590 | $27,479 | 1.6% | $16.95 | — | COM SHS BEN IN | 09257R101 |
| — | TALISMAN ENERGY INC | 3,163,816 | $27,367 | 1.5% | $9.09 | — | COM | 87425E103 |
| — | WESTERN ASSET MGD HI INCM FD | 4,431,910 | $24,508 | 1.4% | $5.71 | — | COM | 95766L107 |
| IGSB | INVESCO SR INCOME TR | 229,192 | $24,129 | 1.4% | $105.68 | — | 1-3 YR CR BD ETF | 464288646 |
| — | WELLS FARGO ADVANTAGE MULTI | 1,705,343 | $23,807 | 1.3% | $14.15 | — | COM SHS | 94987D101 |
| — | MFS CHARTER INCOME TR | 2,580,198 | $22,861 | 1.3% | $9.08 | — | SH BEN INT | 552727109 |
| — | NUVEEN MTG OPPORTUNITY TERM | 932,650 | $22,169 | 1.3% | $23.75 | — | COM | 670735109 |
| — | WESTERN ASSET HIGH INCM OPP | 3,798,775 | $21,995 | 1.2% | $6.01 | — | COM | 95766K109 |
| — | PEABODY ENERGY CORP | 1,711,623 | $21,190 | 1.2% | $12.87 | — | COM | 704549104 |
| — | WESTERN ASSET EMRG MKT INCM | 1,734,740 | $20,869 | 1.2% | $12.09 | — | COM | 95766E103 |
| — | MFS MULTIMARKET INCOME TR | 3,174,128 | $20,378 | 1.2% | $6.54 | — | SH BEN INT | 552737108 |
| TSN | TYSON FOODS INC | 500,000 | $19,685 | 1.1% | $30.92 | -4.2% | Call | 902494103 |
| TSN | TYSON FOODS INC | 500,000 | $19,685 | 1.1% | $30.92 | -4.2% | Put | 902494103 |
| — | GLOBAL HIGH INCOME FUND INC | 1,992,959 | $19,252 | 1.1% | $10.00 | — | COM | 37933G108 |
| SPY | SPDR S&P 500 ETF TR | 89,329 | $17,600 | 1.0% | $197.02 | — | TR UNIT | 78462F103 |
| — | FRANKLIN TEMPLETON LTD DUR I | 1,399,268 | $17,323 | 1.0% | $12.88 | — | COM | 35472T101 |
| — | WESTERN ASSET GLOBAL CP DEFI | 941,406 | $17,124 | 1.0% | $18.07 | — | COM | 95790C107 |
| — | WESTERN ASSET EMRG MKT DEBT | 961,876 | $16,458 | 0.9% | $17.59 | — | COM | 95766A101 |
| — | SPDR SERIES TRUST | 402,081 | $16,156 | 0.9% | $41.73 | — | BRC HGH YLD BD | 78464A417 |
| — | HANCOCK JOHN PREMUIM DIV FD | 1,224,752 | $16,105 | 0.9% | $12.36 | — | COM SH BEN INT | 41013T105 |
| — | BARCLAYS BK PLC | 500,000 | $15,590 | 0.9% | — | — | Put | 06742E711 |
| VCLT | VANGUARD SCOTTSDALE FDS | 170,450 | $15,259 | 0.9% | $90.25 | — | LG-TERM COR BD | 92206C813 |
| — | BLACKROCK CORE BD TR | 1,086,199 | $14,522 | 0.8% | $12.97 | — | SHS BEN INT | 09249E101 |
| — | NEUBERGER BERMAN HGH YLD FD | 1,085,894 | $14,019 | 0.8% | $13.24 | — | COM | 64128C106 |
| BPOP | POPULAR INC | 436,388 | $12,845 | 0.7% | $24.05 | 0.0% | COM NEW | 733174700 |
| AGO | ASSURED GUARANTY LTD | 574,328 | $12,727 | 0.7% | $19.13 | 0.0% | COM | G0585R106 |
| — | FOREST OIL CORP | 10,824,476 | $12,665 | 0.7% | $2.39 | — | COM PAR $0.01 | 346091705 |
| — | SEARS HLDGS CORP | 500,600 | $12,483 | 0.7% | $25.19 | — | Put | 812350106 |
| KBH | KB HOME | 825,459 | $12,332 | 0.7% | $15.92 | -5.2% | COM | 48666K109 |
| MBI | MBIA INC | 1,310,996 | $12,035 | 0.7% | $4.73 | -9.4% | COM | 55262C100 |
| — | MANAGED HIGH YIELD PLUS FD I | 5,846,800 | $11,635 | 0.7% | $2.06 | — | COM | 561911108 |
| — | DWS HIGH INCOME TR | 1,281,658 | $11,458 | 0.6% | $8.94 | — | SHS NEW | 25155R100 |
| — | BLACKSTONE GSO LNG SHRT CR I | 677,544 | $11,315 | 0.6% | $17.18 | — | COM SHS BN INT | 09257D102 |
| — | PUTNAM MASTER INTER INCOME T | 2,196,219 | $11,047 | 0.6% | $5.08 | — | SH BEN INT | 746909100 |
| — | BARRICK GOLD CORP | 749,344 | $10,985 | 0.6% | $17.70 | — | COM | 067901108 |
| — | DWS HIGH INCOME OPPORT FD IN | 733,003 | $10,731 | 0.6% | $14.64 | — | COM NEW | 25158Y102 |
| — | LEGG MASON BW GLB INC OPP FD | 615,462 | $10,414 | 0.6% | $17.20 | — | COM | 52469B100 |
| — | BROOKFIELD MTG OPP INC FD IN | 584,734 | $9,935 | 0.6% | $16.89 | — | COM | 112792106 |
| — | FIRST TR HIGH INCOME L/S FD | 575,557 | $9,836 | 0.6% | $17.47 | — | COM | 33738E109 |
| — | INVESCO BD FD | 519,119 | $9,645 | 0.5% | $17.84 | — | COM | 46132L107 |
| — | APOLLO TACTICAL INCOME FD IN | 546,984 | $9,474 | 0.5% | $18.35 | — | COM | 037638103 |
| — | ALCOA INC | 584,300 | $9,401 | 0.5% | — | — | Call | 013817101 |
| TSN | TYSON FOODS INC | 229,392 | $9,031 | 0.5% | $30.92 | -4.2% | CL A | 902494103 |
| VRE | MACK CALI RLTY CORP | 471,108 | $9,003 | 0.5% | $21.35 | — | COM | 554489104 |
| — | DWS MULTI MKT INCOME TR | 1,015,067 | $8,993 | 0.5% | $8.86 | — | SHS | 25160E102 |
| — | AK STL HLDG CORP | 1,047,697 | $8,392 | 0.5% | $7.96 | — | COM | 001547108 |
| UNF | UNIFIRST CORP MASS | 84,373 | $8,150 | 0.5% | $96.21 | -1.5% | COM | 904708104 |
| — | NUVEEN QUALITY PFD INC FD 3 | 916,613 | $7,672 | 0.4% | $8.30 | — | COM | 67072W101 |
| — | MCDERMOTT INTL INC | 1,328,700 | $7,600 | 0.4% | $8.10 | — | Put | 580037109 |
| — | AVON PRODS INC | 572,165 | $7,209 | 0.4% | $14.61 | — | COM | 054303102 |
| KBR | KBR INC | 376,849 | $7,096 | 0.4% | $21.13 | -13.3% | COM | 48242W106 |
| DGX | QUEST DIAGNOSTICS INC | 109,214 | $6,627 | 0.4% | $45.89 | +6.9% | COM | 74834L100 |
| MTG | MGIC INVT CORP WIS | 846,608 | $6,612 | 0.4% | $8.34 | -1.8% | COM | 552848103 |
| — | HCP INC | 165,719 | $6,581 | 0.4% | $40.38 | — | COM | 40414L109 |
| SJNK | SPDR SER TR | 216,082 | $6,467 | 0.4% | $30.03 | — | SHT TRM HGH YLD | 78468R408 |
| GNW | GENWORTH FINL INC | 486,040 | $6,367 | 0.4% | $14.46 | 0.0% | COM CL A | 37247D106 |
| — | TEEKAY CORPORATION | 95,491 | $6,337 | 0.4% | $50.04 | — | COM | Y8564W103 |
| — | NUVEEN QUALITY PFD INCOME FD | 768,449 | $6,263 | 0.4% | $7.72 | — | COM | 67071S101 |
| — | BLACKROCK INCOME OPP TRUST I | 598,887 | $6,204 | 0.4% | $10.86 | — | COM | 092475102 |
| — | ROWAN COMPANIES PLC | 236,127 | $5,976 | 0.3% | $25.31 | — | SHS CL A | G7665A101 |
| — | ROCK-TENN CO | 125,098 | $5,952 | 0.3% | $56.35 | — | CL A | 772739207 |
| WHR | WHIRLPOOL CORP | 40,628 | $5,917 | 0.3% | $146.75 | +0.7% | COM | 963320106 |
| — | TRINSEO S A SHS ADDED | 368,778 | $5,801 | 0.3% | $20.54 | — | COM | L9340P101 |
| — | WESTERN ASSET WORLDWIDE INCO | 449,480 | $5,502 | 0.3% | $12.37 | — | COM | 957668106 |
| — | BLACKROCK LTD DURATION INC T | 335,580 | $5,426 | 0.3% | $17.09 | — | COM SHS | 09249W101 |
| — | PUTMAN HIGH INCOME SEC FUND | 642,928 | $5,349 | 0.3% | $8.35 | — | SHS BEN INT | 746779107 |
| SPSB | SPDR SERIES TRUST | 174,057 | $5,342 | 0.3% | $30.69 | — | BARC SHT TR CP | 78464A474 |
| — | WESTERN ASSET GLB PTNRS INCO | 510,680 | $5,311 | 0.3% | $10.76 | — | COM | 95766G108 |
| — | INVESCO DYNAMIC CR OPP FD | 403,415 | $4,982 | 0.3% | $12.35 | — | COM | 46132R104 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 217,091 | $4,948 | 0.3% | $25.52 | — | COM | 76973Q105 |
| WEN | WENDYS CO | 584,614 | $4,829 | 0.3% | $6.02 | +36.1% | COM | 95058W100 |
| — | DYNEGY INC NEW DEL | 1,086,278 | $4,497 | 0.3% | $1.76 | — | *W EXP 99/99/999 | 26817R116 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,585,968 | $4,314 | 0.2% | $2.82 | — | SH BEN INT | 59318T109 |
| IGIB | INVESCO SR INCOME TR | 38,241 | $4,180 | 0.2% | $109.31 | — | INTERM CR BD ETF | 464288638 |
| — | BLACKROCK INCOME TR INC | 650,515 | $4,131 | 0.2% | $6.46 | — | COM | 09247F100 |
| — | DWS STRATEGIC INCOME TR | 311,225 | $3,778 | 0.2% | $12.14 | — | SHS | 25160F109 |
| — | GRACE W R & CO DEL NEW | 40,717 | $3,703 | 0.2% | $92.78 | — | COM | 38388F108 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 221,495 | $3,655 | 0.2% | $17.35 | — | COM | 74433A109 |
| RDN | RADIAN GROUP INC | 255,000 | $3,636 | 0.2% | $11.55 | +0.1% | COM | 750236101 |
| — | ARCTIC CAT INC | 103,335 | $3,598 | 0.2% | $39.05 | — | COM | 039670104 |
| BC | BRUNSWICK CORP | 84,901 | $3,578 | 0.2% | $35.76 | -1.8% | COM | 117043109 |
| — | CLAYMORE EXCHANGE TRD FD TR | 169,034 | $3,563 | 0.2% | $21.16 | — | GUGG CRP BD 2014 | 18383M571 |
| — | PRUDENTIAL SHT DURATION HG Y | 212,288 | $3,552 | 0.2% | $17.39 | — | COM | 74442F107 |
| — | NUVEEN QUALITY PFD INCOME FD | 402,993 | $3,510 | 0.2% | $8.65 | — | COM | 67072C105 |
| — | EATON VANCE LTD DUR INCOME F | 240,070 | $3,500 | 0.2% | $15.43 | — | COM | 27828H105 |
| — | NUVEEN CR STRATEGIES INCM FD | 384,747 | $3,436 | 0.2% | $8.96 | — | COM SHS | 67073D102 |
| SKYW | SKYWEST INC | 438,168 | $3,409 | 0.2% | $11.29 | -10.2% | COM | 830879102 |
| — | STRATEGIC GLOBAL INCOME FD | 381,387 | $3,368 | 0.2% | $9.18 | — | COM | 862719101 |
| — | CREDIT SUISSE ASSET MGMT INC | 944,780 | $3,231 | 0.2% | $3.58 | — | COM | 224916106 |
| — | EATON VANCE SH TM DR DIVR IN | 219,336 | $3,218 | 0.2% | $15.12 | — | COM | 27828V104 |
| LQD | ISHARES TR | 26,943 | $3,185 | 0.2% | $118.21 | — | IBOXX INV CP ETF | 464287242 |
| — | INVESCO HIGH INCOME TR II | 194,904 | $3,033 | 0.2% | $16.12 | — | COM | 46131F101 |
| — | CIT GROUP INC | 65,803 | $3,024 | 0.2% | $45.75 | — | COM NEW | 125581801 |
| AGG | ISHARES TR | 27,444 | $2,994 | 0.2% | $109.13 | — | CORE TOTUSBD ETF | 464287226 |
| GLNG | GOLAR LNG LTD BERMUDA | 45,000 | $2,988 | 0.2% | $30.97 | +64.0% | SHS | G9456A100 |
| — | WESTERN ASSET INCOME FD | 209,174 | $2,803 | 0.2% | $13.19 | — | COM | 95766T100 |
| DHT | DHT HOLDINGS INC | 412,599 | $2,542 | 0.1% | $3.30 | -11.3% | SHS NEW | Y2065G121 |
| HII | HUNTINGTON INGALLS INDS INC | 24,085 | $2,510 | 0.1% | $80.46 | -0.7% | COM | 446413106 |
| — | DELAWARE INVTS DIV & INCOME | 253,870 | $2,501 | 0.1% | $10.50 | — | COM | 245915103 |
| ARQ | ADVANCED EMISSIONS SOLUTS IN | 116,826 | $2,485 | 0.1% | $16.46 | 0.0% | COM | 00770C101 |
| — | ENLINK MIDSTREAM LLC | 60,000 | $2,480 | 0.1% | $33.94 | — | COM UNIT REP LTD | 29336T100 |
| TECK | TECK RESOURCES LTD | 120,666 | $2,279 | 0.1% | $23.15 | -1.9% | CL B | 878742204 |
| WERN | WERNER ENTERPRISES INC | 88,568 | $2,232 | 0.1% | $25.63 | -1.3% | COM | 950755108 |
| — | BLACKSTONE GSO FLTING RTE FU | 129,780 | $2,228 | 0.1% | $17.17 | — | COM | 09256U105 |
| MTRX | MATRIX SVC CO | 91,138 | $2,198 | 0.1% | $27.77 | 0.0% | COM | 576853105 |
| QLTA | ISHARES TR | 41,120 | $2,107 | 0.1% | $51.45 | — | A RATE CP BD ETF | 46429B291 |
| EME | EMCOR GROUP INC | 51,528 | $2,059 | 0.1% | $40.82 | 0.0% | COM | 29084Q100 |
| TTEK | TETRA TECH INC NEW | 81,872 | $2,045 | 0.1% | $5.21 | 0.0% | COM | 88162G103 |
| VMBS | VANGUARD SCOTTSDALE FDS | 37,959 | $1,996 | 0.1% | $51.08 | — | MORTG-BACK SEC | 92206C771 |
| DE | DEERE & CO | 23,758 | $1,948 | 0.1% | $69.38 | 0.0% | COM | 244199105 |
| AVY | AVERY DENNISON CORP | 43,091 | $1,924 | 0.1% | $39.53 | -1.2% | COM | 053611109 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 80,534 | $1,845 | 0.1% | $22.38 | — | COM | 67075A106 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 244,257 | $1,832 | 0.1% | $7.13 | — | COM | 01881E101 |
| SWK | STANLEY BLACK & DECKER INC | 20,363 | $1,808 | 0.1% | $56.98 | +17.5% | COM | 854502101 |
| NRG | NRG ENERGY INC | 59,300 | $1,807 | 0.1% | — | — | Put | 629377508 |
| MAS | MASCO CORP | 73,523 | $1,759 | 0.1% | $16.41 | +1.8% | COM | 574599106 |
| GM | GENERAL MTRS CO | 55,000 | $1,757 | 0.1% | $26.49 | 0.0% | COM | 37045V100 |
| GEF | GREIF INC | 34,543 | $1,513 | 0.1% | $33.04 | -1.2% | CL A | 397624107 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 63,512 | $1,479 | 0.1% | $23.10 | — | COM | 67074R100 |
| — | FRANKLIN UNVL TR SH BEN INT | 206,805 | $1,456 | 0.1% | $7.20 | — | SH BEN INT | 355145103 |
| — | INTERVAL LEISURE GROUP INC | 75,842 | $1,445 | 0.1% | $21.94 | — | COM | 46113M108 |
| NPO | ENPRO INDS INC | 23,000 | $1,392 | 0.1% | $71.10 | -4.2% | COM | 29355X107 |
| GPC | GENUINE PARTS CO | 15,312 | $1,343 | 0.1% | $60.07 | +4.2% | COM | 372460105 |
| BKE | BUCKLE INC | 28,923 | $1,313 | 0.1% | $14.39 | +2.6% | COM | 118440106 |
| — | APOLLO SR FLOATING RATE FD I | 75,755 | $1,295 | 0.1% | $17.09 | — | COM | 037636107 |
| — | NORANDA ALUM HLDG CORP | 285,014 | $1,288 | 0.1% | $4.52 | — | COM | 65542W107 |
| — | CHIPMOS TECH BERMUDA LTD | 54,000 | $1,221 | 0.1% | $22.06 | — | SHS | G2110R114 |
| — | LEE ENTERPRISES INC | 355,365 | $1,201 | 0.1% | $4.47 | — | COM | 523768109 |
| — | AEGEAN MARINE PETROLEUM NETW | 130,230 | $1,194 | 0.1% | $9.17 | — | SHS | Y0017S102 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 117,733 | $1,108 | 0.1% | $9.70 | — | COM NEW | 641876800 |
| — | FIRST TRUST MORTGAGE INCM FD | 73,303 | $1,107 | 0.1% | $15.46 | — | COM SHS | 33734E103 |
| — | LMP CORPORATE LN FD INC | 95,095 | $1,098 | 0.1% | $11.61 | — | COM | 50208B100 |
| MU | MICRON TECHNOLOGY INC | 32,000 | $1,096 | 0.1% | $23.18 | +36.3% | COM | 595112103 |
| — | INTERNATIONAL GAME TECHNOLOG | 63,449 | $1,070 | 0.1% | $16.15 | — | COM | 459902102 |
| TMUS | T-MOBILE US INC | 36,600 | $1,057 | 0.1% | $31.22 | -4.8% | COM | 872590104 |
| — | HANCOCK JOHN INCOME SECS TR | 74,712 | $1,053 | 0.1% | $14.09 | — | COM | 410123103 |
| — | POWERSHARES ETF TRUST II | 43,292 | $1,051 | 0.1% | $24.87 | — | SENIOR LN PORT | 73936Q769 |
| FLEX | CLOUGH GLOBAL OPPORTUNITIES | 82,163 | $980 | 0.1% | $6.10 | +34.0% | SH BEN INT | Y2573F102 |
| BLV | VANGUARD BD INDEX FD INC | 10,806 | $975 | 0.1% | $89.89 | — | LONG TERM BOND | 921937793 |
| — | M D C HLDGS INC | 37,550 | $951 | 0.1% | $25.33 | — | COM | 552676108 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 55,584 | $949 | 0.1% | $16.92 | — | COM | 92829B101 |
| — | LMP CAP & INCOME FD INC | 53,863 | $911 | 0.1% | $15.04 | — | COM | 50208A102 |
| CAG | CONAGRA FOODS INC | 27,226 | $900 | 0.1% | $16.30 | +2.7% | COM | 205887102 |
| — | CLAYMORE EXCHANGE TRD FD TR | 31,481 | $839 | 0.0% | $27.29 | — | GUG BLT2016 HY | 18383M415 |
| — | MORGAN STANLEY TRUSTS | 47,140 | $839 | 0.0% | $17.15 | — | INCOME SECS INC | 61745P874 |
| — | CLAYMORE EXCHANGE TRD FD TR | 33,418 | $761 | 0.0% | $22.81 | — | GUGG CRP BD 2017 | 18383M548 |
| — | ABENGOA YIELD PLC | 19,790 | $704 | 0.0% | $37.80 | — | ORD SHS | G00349103 |
| THC | TENET HEALTHCARE CORP | 10,000 | $594 | 0.0% | $43.70 | +27.7% | COM NEW | 88033G407 |
| — | MORGAN STANLEY EMER MKTS DEB | 60,051 | $582 | 0.0% | $9.61 | — | COM | 61744H105 |
| — | DRYSHIPS INC | 230,509 | $569 | 0.0% | $3.23 | — | SHS | Y2109Q101 |
| — | DELAWARE ENHANCED GBL DIV & | 46,269 | $556 | 0.0% | $11.90 | — | COM | 246060107 |
| — | NUVEEN DIVERSIFIED DIV INCM | 47,729 | $556 | 0.0% | $11.19 | — | COM | 6706EP105 |
| — | NUVEEN MULTI MKT INCOME FD I | 72,304 | $546 | 0.0% | $7.55 | — | COM | 67075J107 |
| — | TRANSAMERICA INCOME SHS INC | 26,361 | $538 | 0.0% | $20.87 | — | COM | 893506105 |
| — | TIME WARNER CABLE INC | 3,548 | $509 | 0.0% | $127.95 | — | COM | 88732J207 |
| HCA | HCA HOLDINGS INC | 7,000 | $494 | 0.0% | $35.96 | +70.9% | COM | 40412C101 |
| — | CLAYMORE EXCHANGE TRD FD TR | 17,272 | $457 | 0.0% | $26.46 | — | GUGG BULL 2015 | 18383M423 |
| — | WESTERN ASSET VAR RT STRG FD | 26,124 | $446 | 0.0% | $17.52 | — | COM | 957667108 |
| — | INVESCO SR INCOME TR | 78,026 | $371 | 0.0% | $4.75 | — | COM | 46131H107 |
| — | GASLOG LTD | 16,690 | $367 | 0.0% | $21.99 | — | SHS | G37585109 |
| — | NEXPOINT CR STRATEGIES FD | 25,100 | $267 | 0.0% | $9.22 | — | COM | 65340G106 |
| — | SEARS HLDGS CORP | 10,442 | $263 | 0.0% | $25.19 | — | COM | 812350106 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 4,000 | $219 | 0.0% | $35.21 | +18.0% | COM | 203668108 |
| — | BIOAMBER INC | 68,226 | $167 | 0.0% | $0.54 | — | *W EXP 05/09/201 | 09072Q114 |
| — | EATON VANCE SR INCOME TR | 11,161 | $73 | 0.0% | $6.84 | — | SH BEN INT | 27826S103 |
| — | VOYA PRIME RATE TR | 11,900 | $65 | 0.0% | $5.80 | — | SH BEN INT | 92913A100 |
| — | MCCLATCHY CO | 10,000 | $34 | 0.0% | $6.42 | — | CL A | 579489105 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $24 | 0.0% | $0.06 | — | RIGHT 01/27/2016 | 203668116 |