Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 15, 2016
Total Value: $1.118B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK DEBT STRAT FD INC | 23,746,992 | $83.83M | 7.5% | $3.53 | $3.81 | — | COM | 09255R103 |
| GAP | GAP INC DEL | 3,588,500 | $76.15M | 6.8% | $21.22 * | $15.10 | 0.0% | Put | 364760108 |
| — | WELLS FARGO MULTI SECTOR INC | 5,570,869 | $70.47M | 6.3% | $12.65 | $12.48 | — | WF MLT SECTR INC | 94987D101 |
| — | FRANKLIN LTD DURATION INC TR | 4,032,465 | $46.78M | 4.2% | $11.60 | $11.58 | — | COM | 35472T101 |
| RIG | TRANSOCEAN LTD | 3,650,200 | $43.4M | 3.9% | $11.89 | — | — | Put | H8817H100 |
| — | BLACKSTONE GSO STRATEGIC CR | 2,590,531 | $37.28M | 3.3% | $14.39 | $16.15 | — | COM SHS BEN IN | 09257R101 |
| — | PIMCO DYNAMIC CR INCOME FD | 1,883,389 | $36.03M | 3.2% | $19.13 | $19.66 | — | COM SHS | 72202D106 |
| WDC | WESTERN DIGITAL CORP | 757,000 | $35.78M | 3.2% | $47.26 * | $28.61 | 0.0% | Put | 958102105 |
| — | HESS CORP | 566,600 | $34.05M | 3.0% | $60.10 | — | — | Put | 42809H107 |
| — | ADVENT CLAYMORE CV SECS & IN | 2,243,159 | $31.29M | 2.8% | $13.95 | $13.58 | — | COM | 00764C109 |
| MU | MICRON TECHNOLOGY INC | 2,142,500 | $29.48M | 2.6% | $13.76 | — | — | Put | 595112103 |
| — | QEP RES INC | 1,671,200 | $29.46M | 2.6% | $17.63 | $14.11 | — | Put | 74733V100 |
| — | DEUTSCHE HIGH INCOME OPPORT | 2,017,035 | $27.43M | 2.5% | $13.60 | $14.21 | — | COM | 25158Y102 |
| — | FIRST TR HIGH INCOME L/S FD | 1,829,904 | $27.14M | 2.4% | $14.83 | $15.09 | — | COM | 33738E109 |
| — | MFS CHARTER INCOME TR | 3,155,231 | $26.73M | 2.4% | $8.47 | $8.46 | — | SH BEN INT | 552727109 |
| — | PUTNAM PREMIER INCOME TR | 5,240,766 | $24.63M | 2.2% | $4.70 | $5.09 | — | SH BEN INT | 746853100 |
| — | WESTERN ASSET EMRG MKT INCM | 2,263,146 | $24.53M | 2.2% | $10.84 | $11.40 | — | COM | 95766E103 |
| FXI | ISHARES TR | 639,864 | $21.9M | 2.0% | $34.22 | $35.47 | — | CHINA LG-CAP ETF | 464287184 |
| — | ADVENT CLAY CONV SEC INC FD | 3,842,289 | $21.21M | 1.9% | $5.52 | $5.44 | — | COM | 007639107 |
| CNQ | CANADIAN NAT RES LTD | 686,600 | $21.17M | 1.9% | $30.83 | — | — | Put | 136385101 |
| — | MFS MULTIMARKET INCOME TR | 3,284,445 | $19.87M | 1.8% | $6.05 | $5.98 | — | SH BEN INT | 552737108 |
| — | DEUTSCHE HIGH INCOME TR | 2,232,588 | $19.6M | 1.8% | $8.78 | $8.59 | — | SHS | 25155R100 |
| — | MORGAN STANLEY EM MKTS DM DE | 2,422,753 | $18.58M | 1.7% | $7.67 | $12.74 | — | COM | 617477104 |
| — | CREDIT SUISSE ASSET MGMT INC | 5,909,177 | $17.31M | 1.5% | $2.93 | $2.97 | — | COM | 224916106 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 2,074,166 | $16.9M | 1.5% | $8.15 | $8.30 | — | SHS | 25160E102 |
| — | BLACKSTONE GSO LNG SHRT CR I | 1,123,477 | $16.23M | 1.5% | $14.45 | $15.18 | — | COM SHS BN INT | 09257D102 |
| — | ANADARKO PETE CORP | 294,300 | $15.67M | 1.4% | $53.25 | $48.59 | — | Put | 032511107 |
| MBI | MBIA INC | 2,251,100 | $15.38M | 1.4% | $6.83 * | $3.21 | +0.9% | Put | 55262C100 |
| — | EATON VANCE SH TM DR DIVR IN | 1,077,906 | $14.55M | 1.3% | $13.50 | $13.40 | — | COM | 27828V104 |
| — | VANECK VECTORS ETF TR | 826,120 | $14.39M | 1.3% | $17.42 | $17.42 | — | RUSSIA ETF | 92189F403 |
| — | SEADRILL LIMITED | 4,349,500 | $14.09M | 1.3% | $3.24 | $3.31 | — | Put | G7945E105 |
| — | BLACKROCK MULTI-SECTOR INC T | 742,935 | $12.3M | 1.1% | $16.55 | $17.06 | — | COM | 09258A107 |
| — | ABERDEEN ASIA PACIFIC INCOM | 2,089,275 | $10.47M | 0.9% | $5.01 | $5.79 | — | COM | 003009107 |
| — | NEUBERGER BERMAN HGH YLD FD | 912,895 | $9.996M | 0.9% | $10.95 | $12.89 | — | COM | 64128C106 |
| — | ALLIANZGI NFJ DIVID INT & PR | 790,405 | $9.746M | 0.9% | $12.33 | $12.26 | — | COM | 01883A107 |
| — | WESTERN ASSET EMRG MKT DEBT | 597,836 | $9.195M | 0.8% | $15.38 | $16.09 | — | COM | 95766A101 |
| — | VALEANT PHARMACEUTICALS INTL | 426,381 | $8.587M | 0.8% | $20.14 | $21.91 | — | COM | 91911K102 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 704,538 | $8.49M | 0.8% | $12.05 * | $14.79 | -0.9% | COM | 203668108 |
| — | ADVENT CLAYMORE ENH GRW & IN | 1,028,630 | $8.424M | 0.8% | $8.19 | $8.23 | — | COM | 00765E104 |
| — | INVESCO HIGH INCOME TR II | 540,418 | $7.436M | 0.7% | $13.76 | $14.00 | — | COM | 46131F101 |
| — | LEGG MASON BW GLB INC OPP FD | 569,172 | $7.376M | 0.7% | $12.96 | $14.94 | — | COM | 52469B100 |
| — | WESTERN ASSET MGD HI INCM FD | 1,333,140 | $6.292M | 0.6% | $4.72 | $5.63 | — | COM | 95766L107 |
| — | WESTERN ASSET GLB PTNRS INCO | 719,560 | $6.167M | 0.6% | $8.57 | $10.07 | — | COM | 95766G108 |
| — | CALIFORNIA RES CORP | 417,845 | $5.098M | 0.5% | $12.20 | $12.20 | — | COM NEW | 13057Q206 |
| — | DEUTSCHE STRATEGIC INCOME TR | 416,155 | $4.773M | 0.4% | $11.47 | $11.53 | — | SHS | 25160F109 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,850,260 | $4.57M | 0.4% | $2.47 | $2.66 | — | SH BEN INT | 59318T109 |
| — | NOBLE CORP PLC | 544,400 | $4.485M | 0.4% | $8.24 | — | — | Put | G65431101 |
| — | BANCROFT FUND LTD | 238,599 | $4.464M | 0.4% | $18.71 | $17.97 | — | COM | 059695106 |
| MTG | MGIC INVT CORP WIS | 699,066 | $4.159M | 0.4% | $5.95 * | $6.81 | 0.0% | COM | 552848103 |
| GAP | GAP INC DEL | 189,600 | $4.023M | 0.4% | $21.22 * | $15.10 | 0.0% | COM | 364760108 |
| — | DELAWARE INVTS DIV & INCOME | 399,947 | $3.983M | 0.4% | $9.96 | $9.70 | — | COM | 245915103 |
| — | WESTERN ASSET WORLDWIDE INCO | 283,780 | $3.119M | 0.3% | $10.99 | $12.17 | — | COM | 957668106 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 377,997 | $3.077M | 0.3% | $8.14 | $7.61 | — | COM | 25158V108 |
| — | APOLLO TACTICAL INCOME FD IN | 196,552 | $2.836M | 0.3% | $14.43 | $17.16 | — | COM | 037638103 |
| — | PUTMAN HIGH INCOME SEC FUND | 364,765 | $2.798M | 0.3% | $7.67 | $8.28 | — | SHS BEN INT | 746779107 |
| MBI | MBIA INC | 360,399 | $2.462M | 0.2% | $6.83 * | $3.21 | +0.9% | COM | 55262C100 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 132,868 | $2.014M | 0.2% | $15.16 | $14.17 | — | COM | 92829B101 |
| — | BROOKFIELD MTG OPP INC FD IN | 129,546 | $1.926M | 0.2% | $14.87 | $15.97 | — | COM | 112792106 |
| WDC | WESTERN DIGITAL CORP | 39,000 | $1.843M | 0.2% | $47.26 * | $28.61 | 0.0% | COM | 958102105 |
| — | NUVEEN CR STRATEGIES INCM FD | 219,910 | $1.777M | 0.2% | $8.08 | $7.91 | — | COM SHS | 67073D102 |
| GNW | GENWORTH FINL INC | 670,072 | $1.729M | 0.2% | $2.58 * | $8.86 | -63.5% | COM CL A | 37247D106 |
| — | OFFICE DEPOT INC | 465,300 | $1.54M | 0.1% | $3.31 | $4.97 | — | COM | 676220106 |
| — | IVY HIGH INC OPPORTUNITIES F | 110,919 | $1.516M | 0.1% | $13.67 | $13.46 | — | COM | 465893105 |
| — | WESTERN ASSET GLOBAL CP DEFI | 88,521 | $1.508M | 0.1% | $17.04 | $18.07 | — | COM | 95790C107 |
| UIS | UNISYS CORP | 204,781 | $1.491M | 0.1% | $7.28 * | $10.07 | -23.9% | COM NEW | 909214306 |
| — | FIRST TR STRATEGIC HIGH INC | 121,987 | $1.459M | 0.1% | $11.96 | $11.37 | — | COM SHS NEW | 337353304 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 151,136 | $1.292M | 0.1% | $8.55 | $8.66 | — | COM NEW | 641876800 |
| — | PACHOLDER HIGH YIELD FD INC | 180,157 | $1.283M | 0.1% | $7.12 | $6.68 | — | COM | 693742108 |
| — | INTERVAL LEISURE GROUP INC | 78,043 | $1.241M | 0.1% | $15.90 | $15.36 | — | COM | 46113M108 |
| RDN | RADIAN GROUP INC | 103,500 | $1.078M | 0.1% | $10.42 * | $9.38 | +3.8% | Put | 750236101 |
| — | ANADARKO PETE CORP | 16,847 | $897K | 0.1% | $53.24 | $48.59 | — | COM | 032511107 |
| HYG | ISHARES TR | 10,000 | $847K | 0.1% | $84.70 | $80.56 | — | IBOXX HI YD ETF | 464288513 |
| — | WELLS FARGO INCOME OPPORTUNI | 96,471 | $762K | 0.1% | $7.90 | $9.11 | — | WF INC OPPTY FD | 94987B105 |
| — | ELLSWORTH GROWTH & INCOME FD | 91,857 | $721K | 0.1% | $7.85 | $7.60 | — | COM | 289074106 |
| — | VIRTUS TOTAL RETURN FD | 147,879 | $683K | 0.1% | $4.62 | $4.24 | — | COM | 92829A103 |
| — | MORGAN STANLEY EMER MKTS DEB | 70,135 | $649K | 0.1% | $9.25 | $8.91 | — | COM | 61744H105 |
| — | NEUBERGER BERMAN RE ES SEC F | 112,880 | $641K | 0.1% | $5.68 | $5.49 | — | COM | 64190A103 |
| — | INVESCO DYNAMIC CR OPP FD | 51,414 | $567K | 0.1% | $11.03 | $10.76 | — | COM | 46132R104 |
| — | DYNEGY INC NEW DEL | 1,394,423 | $507K | 0.0% | $0.36 | $0.79 | — | *W EXP 10/02/201 | 26817R116 |
| — | FIRST TRUST MORTGAGE INCM FD | 33,890 | $489K | 0.0% | $14.43 | $15.28 | — | COM SHS | 33734E103 |
| — | QEP RES INC | 25,000 | $441K | 0.0% | $17.64 | $14.11 | — | COM | 74733V100 |
| — | EATON VANCE SR INCOME TR | 70,749 | $425K | 0.0% | $6.01 | $5.79 | — | SH BEN INT | 27826S103 |
| BAC | BANK AMER CORP | 32,000 | $425K | 0.0% | $13.28 * | $11.34 | 0.0% | COM | 060505104 |
| — | WESTERN ASSET HGH YLD DFNDFD | 27,557 | $414K | 0.0% | $15.02 | $17.59 | — | COM | 95768B107 |
| — | FIRST TR ABERDEEN GLBL OPP F | 32,005 | $366K | 0.0% | $11.44 | $10.97 | — | COM SHS | 337319107 |
| — | MADISON STRTG SECTOR PREM FD | 31,417 | $361K | 0.0% | $11.49 | $11.27 | — | COM | 558268108 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 27,143 | $253K | 0.0% | $9.32 | $12.82 | — | SH BEN INT | 18914E106 |
| — | LMP CAP & INCOME FD INC | 18,712 | $246K | 0.0% | $13.15 | $15.04 | — | COM | 50208A102 |
| — | FRONTIER COMMUNICATIONS CORP | 43,300 | $213K | 0.0% | $4.92 | — | — | Put | 35906A108 |
| ASHR | DBX ETF TR | 8,900 | $211K | 0.0% | $23.71 | $24.49 | — | DBXTR HAR CS 300 | 233051879 |
| — | NUVEEN GLOBAL EQUITY INCOME | 17,700 | $207K | 0.0% | $11.69 | $10.96 | — | COM | 6706EH103 |
| — | NUVEEN DIVERSIFIED DIV INCM | 15,767 | $184K | 0.0% | $11.67 | $11.19 | — | COM | 6706EP105 |
| — | DELAWARE ENHANCED GBL DIV & | 15,555 | $150K | 0.0% | $9.64 | $11.90 | — | COM | 246060107 |
| — | MVC CAPITAL INC | 18,000 | $145K | 0.0% | $8.06 | $8.06 | — | COM | 553829102 |
| — | NUVEEN MULTI MKT INCOME FD | 17,285 | $129K | 0.0% | $7.46 | $7.51 | — | COM | 67075J107 |
| RDN | RADIAN GROUP INC | 10,000 | $104K | 0.0% | $10.40 * | $9.38 | +3.8% | COM | 750236101 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $4,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |