Newtyn Management, LLC Quant / Systematic

CIK: 0001569241 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 14, 2019

Total Value ($000): $774,177 (94.1% shares, 5.9% debt)

Holdings (32)

IWM ISHARES TR 20.4%

Value ($000) $158,144 Shares 1,017,000 Est. Cost — Unrealized —

ADNT ADIENT PLC 9.2%

Value ($000) $70,868 Shares 2,920,000 Est. Cost $26.29 Unrealized -21.7%

PCG PG&E CORP 8.7%

Value ($000) $67,144 Shares 2,929,485 Est. Cost $32.95 Unrealized -39.7%

— ALTABA INC 7.3%

Value ($000) $56,144 Shares 809,345 Est. Cost $66.31 Unrealized —

— TILRAY INC 5.9%

Value ($000) $45,992 Shares 57,000,000 Est. Cost $0.73 Unrealized —

ADNT ADIENT PLC 5.9%

Value ($000) $45,409 Shares 1,871,000 Est. Cost $26.29 Unrealized -21.7%

CVSA ADTALEM GLOBAL ED INC 3.6%

Value ($000) $28,201 Shares 626,000 Est. Cost $36.89 Unrealized +24.4%

CTVA CORTEVA INC 3.3%

Value ($000) $25,874 Shares 875,000 Est. Cost $25.02 Unrealized 0.0%

— LIBERTY MEDIA CORP DELAWARE 3.3%

Value ($000) $25,215 Shares 666,874 Est. Cost $41.02 Unrealized —

GTX GARRETT MOTION INC 3.1%

Value ($000) $23,793 Shares 1,550,000 Est. Cost $13.98 Unrealized +21.4%

PCG PG&E CORP 3.0%

Value ($000) $22,920 Shares 1,000,000 Est. Cost $32.95 Unrealized -39.7%

— SPIRIT AEROSYSTEMS HLDGS INC 2.9%

Value ($000) $22,377 Shares 275,000 Est. Cost $27.60 Unrealized —

SPY SPDR S&P 500 ETF TR 2.4%

Value ($000) $18,899 Shares 64,500 Est. Cost — Unrealized —

EXAS EXACT SCIENCES CORP 2.3%

Value ($000) $17,706 Shares 150,000 Est. Cost $63.89 Unrealized +57.7%

SKY SKYLINE CHAMPION CORPORATION 2.2%

Value ($000) $17,113 Shares 625,000 Est. Cost $19.34 Unrealized +17.7%

SPB SPECTRUM BRANDS HLDGS INC NE 1.7%

Value ($000) $13,439 Shares 249,937 Est. Cost $84.61 Unrealized -29.8%

RFL RAFAEL HLDGS INC 1.6%

Value ($000) $12,626 Shares 439,172 Est. Cost $6.39 Unrealized +169.5%

CUBI CUSTOMERS BANCORP INC 1.5%

Value ($000) $11,693 Shares 556,810 Est. Cost $20.30 Unrealized +2.7%

NODK NI HLDGS INC 1.3%

Value ($000) $10,126 Shares 575,000 Est. Cost $14.72 Unrealized +15.6%

— RETAIL VALUE INC 1.3%

Value ($000) $9,855 Shares 283,200 Est. Cost $29.87 Unrealized —

— TUSCAN HOLDINGS CORP 1.2%

Value ($000) $9,158 Shares 925,000 Est. Cost $9.90 Unrealized —

CWH CAMPING WORLD HLDGS INC 1.2%

Value ($000) $9,005 Shares 725,000 Est. Cost $9.01 Unrealized 0.0%

PETS PETMED EXPRESS INC 1.1%

Value ($000) $8,242 Shares 525,999 Est. Cost $20.02 Unrealized -1.7%

VRTS VIRTUS INVT PARTNERS INC 1.0%

Value ($000) $8,055 Shares 75,000 Est. Cost $76.36 Unrealized +17.5%

— MERRIMACK PHARMACEUTICALS IN 0.9%

Value ($000) $7,333 Shares 1,212,144 Est. Cost $6.35 Unrealized —

CAAP CORPORACION AMER ARPTS S A 0.9%

Value ($000) $6,938 Shares 859,673 Est. Cost $8.65 Unrealized -10.0%

— TILRAY INC 0.7%

Value ($000) $5,792 Shares 124,400 Est. Cost $69.56 Unrealized —

— TILRAY INC 0.6%

Value ($000) $4,656 Shares 100,000 Est. Cost $69.56 Unrealized —

LSAK NET 1 UEPS TECHNOLOGIES INC 0.5%

Value ($000) $3,616 Shares 903,951 Est. Cost $3.59 Unrealized 0.0%

AAOI APPLIED OPTOELECTRONICS INC 0.5%

Value ($000) $3,557 Shares 346,050 Est. Cost $15.08 Unrealized -29.1%

— NII HLDGS INC 0.4%

Value ($000) $3,126 Shares 1,849,900 Est. Cost $1.69 Unrealized —

— FORWARD PHARMA A/S 0.1%

Value ($000) $1,161 Shares 1,127,200 Est. Cost $0.79 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWM	ISHARES TR	1,017,000	$158,144	20.4%	—	—	Put	464287655
ADNT	ADIENT PLC	2,920,000	$70,868	9.2%	$26.29	-21.7%	ORD SHS	G0084W101
PCG	PG&E CORP	2,929,485	$67,144	8.7%	$32.95	-39.7%	COM	69331C108
—	ALTABA INC	809,345	$56,144	7.3%	$66.31	—	COM	021346101
—	TILRAY INC	57,000,000	$45,992	5.9%	$0.73	—	DEBT 5.000%10/0	U8961EAA4
ADNT	ADIENT PLC	1,871,000	$45,409	5.9%	$26.29	-21.7%	Put	G0084W101
CVSA	ADTALEM GLOBAL ED INC	626,000	$28,201	3.6%	$36.89	+24.4%	COM	00737L103
CTVA	CORTEVA INC	875,000	$25,874	3.3%	$25.02	0.0%	COM	22052L104
—	LIBERTY MEDIA CORP DELAWARE	666,874	$25,215	3.3%	$41.02	—	COM A SIRIUSXM	531229409
GTX	GARRETT MOTION INC	1,550,000	$23,793	3.1%	$13.98	+21.4%	COM	366505105
PCG	PG&E CORP	1,000,000	$22,920	3.0%	$32.95	-39.7%	Call	69331C108
—	SPIRIT AEROSYSTEMS HLDGS INC	275,000	$22,377	2.9%	$27.60	—	COM CL A	848574109
SPY	SPDR S&P 500 ETF TR	64,500	$18,899	2.4%	—	—	Put	78462F103
EXAS	EXACT SCIENCES CORP	150,000	$17,706	2.3%	$63.89	+57.7%	COM	30063P105
SKY	SKYLINE CHAMPION CORPORATION	625,000	$17,113	2.2%	$19.34	+17.7%	COM	830830105
SPB	SPECTRUM BRANDS HLDGS INC NE	249,937	$13,439	1.7%	$84.61	-29.8%	COM	84790A105
RFL	RAFAEL HLDGS INC	439,172	$12,626	1.6%	$6.39	+169.5%	COM CL B	75062E106
CUBI	CUSTOMERS BANCORP INC	556,810	$11,693	1.5%	$20.30	+2.7%	COM	23204G100
NODK	NI HLDGS INC	575,000	$10,126	1.3%	$14.72	+15.6%	COM	65342T106
—	RETAIL VALUE INC	283,200	$9,855	1.3%	$29.87	—	COM	76133Q102
—	TUSCAN HOLDINGS CORP	925,000	$9,158	1.2%	$9.90	—	COM	90069K104
CWH	CAMPING WORLD HLDGS INC	725,000	$9,005	1.2%	$9.01	0.0%	CL A	13462K109
PETS	PETMED EXPRESS INC	525,999	$8,242	1.1%	$20.02	-1.7%	COM	716382106
VRTS	VIRTUS INVT PARTNERS INC	75,000	$8,055	1.0%	$76.36	+17.5%	COM	92828Q109
—	MERRIMACK PHARMACEUTICALS IN	1,212,144	$7,333	0.9%	$6.35	—	COM NEW	590328209
CAAP	CORPORACION AMER ARPTS S A	859,673	$6,938	0.9%	$8.65	-10.0%	COM	L1995B107
—	TILRAY INC	124,400	$5,792	0.7%	$69.56	—	COM CL 2	88688T100
—	TILRAY INC	100,000	$4,656	0.6%	$69.56	—	Put	88688T100
LSAK	NET 1 UEPS TECHNOLOGIES INC	903,951	$3,616	0.5%	$3.59	0.0%	COM NEW	64107N206
AAOI	APPLIED OPTOELECTRONICS INC	346,050	$3,557	0.5%	$15.08	-29.1%	COM	03823U102
—	NII HLDGS INC	1,849,900	$3,126	0.4%	$1.69	—	COM PAR	62913F508
—	FORWARD PHARMA A/S	1,127,200	$1,161	0.1%	$0.79	—	SPONSORED ADR	34986J105