Harvey Partners, LLC Diversified Active

CIK: 0001406484 · Show all filings

Period: Q2 2020 (← Previous) (Next →)

Filing Date: Aug 14, 2020

Total Value ($000): $82,936 (100.0% shares, 0.0% debt)

Holdings (38)

SPY SPDR S&P 500 ETF TR 9.3%

Value ($000) $7,709 Shares 25,000 Est. Cost — Unrealized —

UIS UNISYS CORP 6.2%

Value ($000) $5,128 Shares 470,000 Est. Cost $11.07 Unrealized +4.4%

— XPERI HOLDING CORP 5.7%

Value ($000) $4,723 Shares 320,000 Est. Cost $14.76 Unrealized —

IWM ISHARES TR 5.2%

Value ($000) $4,295 Shares 30,000 Est. Cost — Unrealized —

VMI VALMONT INDS INC 5.0%

Value ($000) $4,147 Shares 36,500 Est. Cost $134.35 Unrealized -17.4%

ADI ANALOG DEVICES INC 4.9%

Value ($000) $4,047 Shares 33,000 Est. Cost $97.23 Unrealized +2.2%

GLDD GREAT LAKES DREDGE & DOCK CO 4.7%

Value ($000) $3,936 Shares 425,000 Est. Cost $8.75 Unrealized -0.1%

VPG VISHAY PRECISION GROUP INC 4.4%

Value ($000) $3,638 Shares 148,000 Est. Cost $28.02 Unrealized -19.8%

ASTE ASTEC INDS INC 3.9%

Value ($000) $3,242 Shares 70,000 Est. Cost $32.15 Unrealized +19.6%

ASPN ASPEN AEROGELS INC 3.8%

Value ($000) $3,112 Shares 473,000 Est. Cost $4.09 Unrealized +56.9%

— LIMELIGHT NETWORKS INC 3.5%

Value ($000) $2,870 Shares 390,000 Est. Cost $2.89 Unrealized —

HBIO HARVARD BIOSCIENCE INC 3.1%

Value ($000) $2,559 Shares 825,500 Est. Cost $2.64 Unrealized +2.1%

FCX FREEPORT-MCMORAN INC 2.8%

Value ($000) $2,314 Shares 200,000 Est. Cost $8.58 Unrealized 0.0%

EPC EDGEWELL PERS CARE CO 2.8%

Value ($000) $2,306 Shares 74,000 Est. Cost $25.54 Unrealized 0.0%

ACA ARCOSA INC 2.7%

Value ($000) $2,237 Shares 53,000 Est. Cost $33.89 Unrealized +11.5%

AZTA BROOKS AUTOMATION INC NEW 2.7%

Value ($000) $2,212 Shares 50,000 Est. Cost $36.74 Unrealized +3.2%

— SOFTWARE ACQUISITION GROUP I 2.6%

Value ($000) $2,158 Shares 206,500 Est. Cost $10.15 Unrealized —

— ADTRAN INC 2.2%

Value ($000) $1,858 Shares 170,000 Est. Cost $8.45 Unrealized —

MLM MARTIN MARIETTA MATLS INC 2.1%

Value ($000) $1,756 Shares 8,500 Est. Cost $229.61 Unrealized -19.4%

OEC ORION ENGINEERED CARBONS S A 2.1%

Value ($000) $1,747 Shares 165,000 Est. Cost $16.50 Unrealized -44.0%

CMP COMPASS MINERALS INTL INC 2.0%

Value ($000) $1,682 Shares 34,500 Est. Cost $41.66 Unrealized 0.0%

UPS UNITED PARCEL SERVICE INC 2.0%

Value ($000) $1,668 Shares 15,000 Est. Cost $81.89 Unrealized -2.6%

PWR QUANTA SVCS INC 1.9%

Value ($000) $1,608 Shares 41,000 Est. Cost $35.98 Unrealized -2.1%

SEE SEALED AIR CORP NEW 1.8%

Value ($000) $1,478 Shares 45,000 Est. Cost $27.03 Unrealized 0.0%

IGIC INTL GNRL INSURANCE HLDNGS L 1.7%

Value ($000) $1,380 Shares 200,000 Est. Cost $9.01 Unrealized -28.2%

— TUFIN SOFTWARE TECHNOLOGIS L 1.6%

Value ($000) $1,366 Shares 143,000 Est. Cost $8.93 Unrealized —

PNR PENTAIR PLC 1.5%

Value ($000) $1,254 Shares 33,000 Est. Cost $36.67 Unrealized -11.0%

— NATIONAL INSTRS CORP 1.4%

Value ($000) $1,161 Shares 30,000 Est. Cost $33.07 Unrealized —

— CALAMP CORP 1.1%

Value ($000) $901 Shares 112,500 Est. Cost $4.50 Unrealized —

AWI ARMSTRONG WORLD INDS INC 1.0%

Value ($000) $858 Shares 11,000 Est. Cost $71.55 Unrealized 0.0%

MWA MUELLER WTR PRODS INC 1.0%

Value ($000) $802 Shares 85,000 Est. Cost $8.84 Unrealized -7.6%

— SONIM TECHNOLOGIES INC 0.7%

Value ($000) $607 Shares 750,000 Est. Cost $0.81 Unrealized —

UIS UNISYS CORP 0.6%

Value ($000) $518 Shares 47,500 Est. Cost $11.07 Unrealized +4.4%

INSE INSPIRED ENTMT INC 0.6%

Value ($000) $515 Shares 177,500 Est. Cost $5.40 Unrealized -50.1%

— MRC GLOBAL INC 0.6%

Value ($000) $508 Shares 86,000 Est. Cost $5.91 Unrealized —

CSL CARLISLE COS INC 0.5%

Value ($000) $383 Shares 3,200 Est. Cost $112.38 Unrealized 0.0%

ARLO ARLO TECHNOLOGIES INC 0.2%

Value ($000) $149 Shares 57,688 Est. Cost $2.42 Unrealized 0.0%

GENC GENCOR INDS INC 0.1%

Value ($000) $104 Shares 8,231 Est. Cost $11.57 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	25,000	$7,709	9.3%	—	—	Put	78462F103
UIS	UNISYS CORP	470,000	$5,128	6.2%	$11.07	+4.4%	COM NEW	909214306
—	XPERI HOLDING CORP	320,000	$4,723	5.7%	$14.76	—	COM	98390M103
IWM	ISHARES TR	30,000	$4,295	5.2%	—	—	Put	464287655
VMI	VALMONT INDS INC	36,500	$4,147	5.0%	$134.35	-17.4%	COM	920253101
ADI	ANALOG DEVICES INC	33,000	$4,047	4.9%	$97.23	+2.2%	COM	032654105
GLDD	GREAT LAKES DREDGE & DOCK CO	425,000	$3,936	4.7%	$8.75	-0.1%	COM	390607109
VPG	VISHAY PRECISION GROUP INC	148,000	$3,638	4.4%	$28.02	-19.8%	COM	92835K103
ASTE	ASTEC INDS INC	70,000	$3,242	3.9%	$32.15	+19.6%	COM	046224101
ASPN	ASPEN AEROGELS INC	473,000	$3,112	3.8%	$4.09	+56.9%	COM	04523Y105
—	LIMELIGHT NETWORKS INC	390,000	$2,870	3.5%	$2.89	—	COM	53261M104
HBIO	HARVARD BIOSCIENCE INC	825,500	$2,559	3.1%	$2.64	+2.1%	COM	416906105
FCX	FREEPORT-MCMORAN INC	200,000	$2,314	2.8%	$8.58	0.0%	CL B	35671D857
EPC	EDGEWELL PERS CARE CO	74,000	$2,306	2.8%	$25.54	0.0%	COM	28035Q102
ACA	ARCOSA INC	53,000	$2,237	2.7%	$33.89	+11.5%	COM	039653100
AZTA	BROOKS AUTOMATION INC NEW	50,000	$2,212	2.7%	$36.74	+3.2%	COM	114340102
—	SOFTWARE ACQUISITION GROUP I	206,500	$2,158	2.6%	$10.15	—	UNIT 10/01/2026	83406B200
—	ADTRAN INC	170,000	$1,858	2.2%	$8.45	—	COM	00738A106
MLM	MARTIN MARIETTA MATLS INC	8,500	$1,756	2.1%	$229.61	-19.4%	COM	573284106
OEC	ORION ENGINEERED CARBONS S A	165,000	$1,747	2.1%	$16.50	-44.0%	COM	L72967109
CMP	COMPASS MINERALS INTL INC	34,500	$1,682	2.0%	$41.66	0.0%	COM	20451N101
UPS	UNITED PARCEL SERVICE INC	15,000	$1,668	2.0%	$81.89	-2.6%	CL B	911312106
PWR	QUANTA SVCS INC	41,000	$1,608	1.9%	$35.98	-2.1%	COM	74762E102
SEE	SEALED AIR CORP NEW	45,000	$1,478	1.8%	$27.03	0.0%	COM	81211K100
IGIC	INTL GNRL INSURANCE HLDNGS L	200,000	$1,380	1.7%	$9.01	-28.2%	SHS	G4809J106
—	TUFIN SOFTWARE TECHNOLOGIS L	143,000	$1,366	1.6%	$8.93	—	SHS	M8893U102
PNR	PENTAIR PLC	33,000	$1,254	1.5%	$36.67	-11.0%	SHS	G7S00T104
—	NATIONAL INSTRS CORP	30,000	$1,161	1.4%	$33.07	—	COM	636518102
—	CALAMP CORP	112,500	$901	1.1%	$4.50	—	COM	128126109
AWI	ARMSTRONG WORLD INDS INC	11,000	$858	1.0%	$71.55	0.0%	COM	04247X102
MWA	MUELLER WTR PRODS INC	85,000	$802	1.0%	$8.84	-7.6%	COM SER A	624758108
—	SONIM TECHNOLOGIES INC	750,000	$607	0.7%	$0.81	—	COM	83548F101
UIS	UNISYS CORP	47,500	$518	0.6%	$11.07	+4.4%	Call	909214306
INSE	INSPIRED ENTMT INC	177,500	$515	0.6%	$5.40	-50.1%	COM	45782N108
—	MRC GLOBAL INC	86,000	$508	0.6%	$5.91	—	COM	55345K103
CSL	CARLISLE COS INC	3,200	$383	0.5%	$112.38	0.0%	COM	142339100
ARLO	ARLO TECHNOLOGIES INC	57,688	$149	0.2%	$2.42	0.0%	COM	04206A101
GENC	GENCOR INDS INC	8,231	$104	0.1%	$11.57	0.0%	COM	368678108