Harvey Partners, LLC Diversified Active

CIK: 0001406484 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $76,974 (100.0% shares, 0.0% debt)

Holdings (44)

ASPN ASPEN AEROGELS INC 6.0%

Value ($000) $4,581 Shares 418,375 Est. Cost $4.09 Unrealized +93.4%

VMI VALMONT INDS INC 5.9%

Value ($000) $4,533 Shares 36,500 Est. Cost $134.35 Unrealized -8.5%

UIS UNISYS CORP 5.6%

Value ($000) $4,348 Shares 407,500 Est. Cost $11.07 Unrealized +3.7%

— XPERI HOLDING CORP 5.5%

Value ($000) $4,251 Shares 370,000 Est. Cost $14.32 Unrealized —

VPG VISHAY PRECISION GROUP INC 4.9%

Value ($000) $3,747 Shares 148,000 Est. Cost $28.02 Unrealized -11.5%

ASTE ASTEC INDS INC 4.4%

Value ($000) $3,364 Shares 62,000 Est. Cost $32.15 Unrealized +46.2%

GLDD GREAT LAKES DREDGE & DOCK CO 4.1%

Value ($000) $3,138 Shares 330,000 Est. Cost $8.75 Unrealized +4.7%

FCX FREEPORT-MCMORAN INC 4.1%

Value ($000) $3,128 Shares 200,000 Est. Cost $8.58 Unrealized +57.4%

ADI ANALOG DEVICES INC 3.6%

Value ($000) $2,802 Shares 24,000 Est. Cost $97.23 Unrealized +9.5%

UPS UNITED PARCEL SERVICE INC 3.2%

Value ($000) $2,499 Shares 15,000 Est. Cost $81.89 Unrealized +43.3%

OEC ORION ENGINEERED CARBONS S A 3.2%

Value ($000) $2,439 Shares 195,000 Est. Cost $15.80 Unrealized -24.2%

HBIO HARVARD BIOSCIENCE INC 3.1%

Value ($000) $2,378 Shares 790,000 Est. Cost $2.64 Unrealized +27.5%

— SOFTWARE ACQUISITION GROUP I 2.7%

Value ($000) $2,057 Shares 206,498 Est. Cost $9.96 Unrealized —

CMP COMPASS MINERALS INTL INC 2.7%

Value ($000) $2,048 Shares 34,500 Est. Cost $41.66 Unrealized +20.4%

AZTA BROOKS AUTOMATION INC NEW 2.4%

Value ($000) $1,850 Shares 40,000 Est. Cost $36.74 Unrealized +30.9%

PWR QUANTA SVCS INC 2.3%

Value ($000) $1,797 Shares 34,000 Est. Cost $35.98 Unrealized +27.9%

SEE SEALED AIR CORP NEW 2.3%

Value ($000) $1,746 Shares 45,000 Est. Cost $27.03 Unrealized +27.4%

— ADTRAN INC 2.3%

Value ($000) $1,743 Shares 170,000 Est. Cost $8.45 Unrealized —

CSL CARLISLE COS INC 2.2%

Value ($000) $1,713 Shares 14,000 Est. Cost $114.59 Unrealized +0.6%

PNR PENTAIR PLC 2.0%

Value ($000) $1,523 Shares 33,272 Est. Cost $36.67 Unrealized +10.7%

— LIMELIGHT NETWORKS INC 1.9%

Value ($000) $1,440 Shares 250,000 Est. Cost $2.89 Unrealized —

IGIC INTL GNRL INSURANCE HLDNGS L 1.9%

Value ($000) $1,430 Shares 200,000 Est. Cost $9.01 Unrealized -25.4%

EPC EDGEWELL PERS CARE CO 1.8%

Value ($000) $1,394 Shares 50,000 Est. Cost $25.54 Unrealized +5.9%

F FORD MTR CO DEL 1.7%

Value ($000) $1,332 Shares 200,000 Est. Cost $5.14 Unrealized 0.0%

ACA ARCOSA INC 1.7%

Value ($000) $1,323 Shares 30,000 Est. Cost $33.89 Unrealized +27.6%

— TUFIN SOFTWARE TECHNOLOGIS L 1.7%

Value ($000) $1,279 Shares 155,000 Est. Cost $8.88 Unrealized —

THR THERMON GROUP HLDGS INC 1.6%

Value ($000) $1,247 Shares 110,999 Est. Cost $13.24 Unrealized 0.0%

MATV SCHWEITZER-MAUDUIT INTL INC 1.6%

Value ($000) $1,216 Shares 39,999 Est. Cost $24.25 Unrealized 0.0%

— RAVEN INDS INC 1.5%

Value ($000) $1,141 Shares 53,000 Est. Cost $21.53 Unrealized —

NPO ENPRO INDS INC 1.5%

Value ($000) $1,130 Shares 20,034 Est. Cost $53.93 Unrealized 0.0%

— NATIONAL INSTRS CORP 1.4%

Value ($000) $1,107 Shares 31,000 Est. Cost $33.15 Unrealized —

ARLO ARLO TECHNOLOGIES INC 1.2%

Value ($000) $921 Shares 175,000 Est. Cost $4.02 Unrealized +19.6%

CTS CTS CORP 1.2%

Value ($000) $891 Shares 40,444 Est. Cost $20.42 Unrealized 0.0%

MWA MUELLER WTR PRODS INC 1.1%

Value ($000) $883 Shares 85,000 Est. Cost $8.84 Unrealized +8.2%

— SONIM TECHNOLOGIES INC 1.1%

Value ($000) $873 Shares 1,125,000 Est. Cost $0.80 Unrealized —

BLBD BLUE BIRD CORP 1.0%

Value ($000) $790 Shares 64,999 Est. Cost $12.51 Unrealized 0.0%

— XPERI HOLDING CORP 1.0%

Value ($000) $747 Shares 65,000 Est. Cost $14.32 Unrealized —

— SECUREWORKS CORP 1.0%

Value ($000) $740 Shares 65,000 Est. Cost $11.38 Unrealized —

INSE INSPIRED ENTMT INC 0.7%

Value ($000) $574 Shares 194,000 Est. Cost $5.23 Unrealized -36.3%

— MRC GLOBAL INC 0.6%

Value ($000) $471 Shares 110,100 Est. Cost $5.55 Unrealized —

SSYS STRATASYS LTD 0.3%

Value ($000) $249 Shares 20,000 Est. Cost $14.59 Unrealized 0.0%

— SOFTWARE ACQUISITION GROUP I 0.1%

Value ($000) $63 Shares 65,614 Est. Cost $0.96 Unrealized —

UIS UNISYS CORP 0.0%

Value ($000) $27 Shares 2,500 Est. Cost $11.07 Unrealized +3.7%

— SOFTWARE ACQUISITION GROUP I 0.0%

Value ($000) $21 Shares 2 Est. Cost $10.15 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ASPN	ASPEN AEROGELS INC	418,375	$4,581	6.0%	$4.09	+93.4%	COM	04523Y105
VMI	VALMONT INDS INC	36,500	$4,533	5.9%	$134.35	-8.5%	COM	920253101
UIS	UNISYS CORP	407,500	$4,348	5.6%	$11.07	+3.7%	COM NEW	909214306
—	XPERI HOLDING CORP	370,000	$4,251	5.5%	$14.32	—	COM	98390M103
VPG	VISHAY PRECISION GROUP INC	148,000	$3,747	4.9%	$28.02	-11.5%	COM	92835K103
ASTE	ASTEC INDS INC	62,000	$3,364	4.4%	$32.15	+46.2%	COM	046224101
GLDD	GREAT LAKES DREDGE & DOCK CO	330,000	$3,138	4.1%	$8.75	+4.7%	COM	390607109
FCX	FREEPORT-MCMORAN INC	200,000	$3,128	4.1%	$8.58	+57.4%	CL B	35671D857
ADI	ANALOG DEVICES INC	24,000	$2,802	3.6%	$97.23	+9.5%	COM	032654105
UPS	UNITED PARCEL SERVICE INC	15,000	$2,499	3.2%	$81.89	+43.3%	CL B	911312106
OEC	ORION ENGINEERED CARBONS S A	195,000	$2,439	3.2%	$15.80	-24.2%	COM	L72967109
HBIO	HARVARD BIOSCIENCE INC	790,000	$2,378	3.1%	$2.64	+27.5%	COM	416906105
—	SOFTWARE ACQUISITION GROUP I	206,498	$2,057	2.7%	$9.96	—	COM CL A	83406B101
CMP	COMPASS MINERALS INTL INC	34,500	$2,048	2.7%	$41.66	+20.4%	COM	20451N101
AZTA	BROOKS AUTOMATION INC NEW	40,000	$1,850	2.4%	$36.74	+30.9%	COM	114340102
PWR	QUANTA SVCS INC	34,000	$1,797	2.3%	$35.98	+27.9%	COM	74762E102
SEE	SEALED AIR CORP NEW	45,000	$1,746	2.3%	$27.03	+27.4%	COM	81211K100
—	ADTRAN INC	170,000	$1,743	2.3%	$8.45	—	COM	00738A106
CSL	CARLISLE COS INC	14,000	$1,713	2.2%	$114.59	+0.6%	COM	142339100
PNR	PENTAIR PLC	33,272	$1,523	2.0%	$36.67	+10.7%	SHS	G7S00T104
—	LIMELIGHT NETWORKS INC	250,000	$1,440	1.9%	$2.89	—	COM	53261M104
IGIC	INTL GNRL INSURANCE HLDNGS L	200,000	$1,430	1.9%	$9.01	-25.4%	SHS	G4809J106
EPC	EDGEWELL PERS CARE CO	50,000	$1,394	1.8%	$25.54	+5.9%	COM	28035Q102
F	FORD MTR CO DEL	200,000	$1,332	1.7%	$5.14	0.0%	COM	345370860
ACA	ARCOSA INC	30,000	$1,323	1.7%	$33.89	+27.6%	COM	039653100
—	TUFIN SOFTWARE TECHNOLOGIS L	155,000	$1,279	1.7%	$8.88	—	SHS	M8893U102
THR	THERMON GROUP HLDGS INC	110,999	$1,247	1.6%	$13.24	0.0%	COM	88362T103
MATV	SCHWEITZER-MAUDUIT INTL INC	39,999	$1,216	1.6%	$24.25	0.0%	COM	808541106
—	RAVEN INDS INC	53,000	$1,141	1.5%	$21.53	—	COM	754212108
NPO	ENPRO INDS INC	20,034	$1,130	1.5%	$53.93	0.0%	COM	29355X107
—	NATIONAL INSTRS CORP	31,000	$1,107	1.4%	$33.15	—	COM	636518102
ARLO	ARLO TECHNOLOGIES INC	175,000	$921	1.2%	$4.02	+19.6%	COM	04206A101
CTS	CTS CORP	40,444	$891	1.2%	$20.42	0.0%	COM	126501105
MWA	MUELLER WTR PRODS INC	85,000	$883	1.1%	$8.84	+8.2%	COM SER A	624758108
—	SONIM TECHNOLOGIES INC	1,125,000	$873	1.1%	$0.80	—	COM	83548F101
BLBD	BLUE BIRD CORP	64,999	$790	1.0%	$12.51	0.0%	COM	095306106
—	XPERI HOLDING CORP	65,000	$747	1.0%	$14.32	—	Call	98390M103
—	SECUREWORKS CORP	65,000	$740	1.0%	$11.38	—	CL A	81374A105
INSE	INSPIRED ENTMT INC	194,000	$574	0.7%	$5.23	-36.3%	COM	45782N108
—	MRC GLOBAL INC	110,100	$471	0.6%	$5.55	—	COM	55345K103
SSYS	STRATASYS LTD	20,000	$249	0.3%	$14.59	0.0%	SHS	M85548101
—	SOFTWARE ACQUISITION GROUP I	65,614	$63	0.1%	$0.96	—	*W EXP 10/01/202	83406B119
UIS	UNISYS CORP	2,500	$27	0.0%	$11.07	+3.7%	Call	909214306
—	SOFTWARE ACQUISITION GROUP I	2	$21	0.0%	$10.15	—	UNIT 10/01/2026	83406B200