Harvey Partners, LLC Diversified Active

Location: Tarrytown, NY

CIK: 0001406484 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value: $76.97M (100.0% shares, 0.0% debt)

Holdings (44)

ASPN ASPEN AEROGELS INC 6.0%

Value $4.581M Shares 418,375 Est. Cost $4.09 Unrealized +93.4%

VMI VALMONT INDS INC 5.9%

Value $4.533M Shares 36,500 Est. Cost $134.35 Unrealized -8.5%

UIS UNISYS CORP 5.6%

Value $4.348M Shares 407,500 Est. Cost $11.07 Unrealized +3.7%

— XPERI HOLDING CORP 5.5%

Value $4.251M Shares 370,000 Est. Cost $14.32 Unrealized —

VPG VISHAY PRECISION GROUP INC 4.9%

Value $3.747M Shares 148,000 Est. Cost $28.02 Unrealized -11.5%

ASTE ASTEC INDS INC 4.4%

Value $3.364M Shares 62,000 Est. Cost $32.15 Unrealized +46.2%

GLDD GREAT LAKES DREDGE & DOCK CO 4.1%

Value $3.138M Shares 330,000 Est. Cost $8.75 Unrealized +4.7%

FCX FREEPORT-MCMORAN INC 4.1%

Value $3.128M Shares 200,000 Est. Cost $8.58 Unrealized +57.4%

ADI ANALOG DEVICES INC 3.6%

Value $2.802M Shares 24,000 Est. Cost $97.23 Unrealized +9.5%

UPS UNITED PARCEL SERVICE INC 3.2%

Value $2.499M Shares 15,000 Est. Cost $81.89 Unrealized +43.3%

OEC ORION ENGINEERED CARBONS S A 3.2%

Value $2.439M Shares 195,000 Est. Cost $15.80 Unrealized -24.2%

HBIO HARVARD BIOSCIENCE INC 3.1%

Value $2.378M Shares 790,000 Est. Cost $2.64 Unrealized +27.5%

— SOFTWARE ACQUISITION GROUP I 2.7%

Value $2.057M Shares 206,498 Est. Cost $9.96 Unrealized —

CMP COMPASS MINERALS INTL INC 2.7%

Value $2.048M Shares 34,500 Est. Cost $41.66 Unrealized +20.4%

AZTA BROOKS AUTOMATION INC NEW 2.4%

Value $1.85M Shares 40,000 Est. Cost $36.74 Unrealized +30.9%

PWR QUANTA SVCS INC 2.3%

Value $1.797M Shares 34,000 Est. Cost $35.98 Unrealized +27.9%

SEE SEALED AIR CORP NEW 2.3%

Value $1.746M Shares 45,000 Est. Cost $27.03 Unrealized +27.4%

— ADTRAN INC 2.3%

Value $1.743M Shares 170,000 Est. Cost $8.45 Unrealized —

CSL CARLISLE COS INC 2.2%

Value $1.713M Shares 14,000 Est. Cost $114.59 Unrealized +0.6%

PNR PENTAIR PLC 2.0%

Value $1.523M Shares 33,272 Est. Cost $36.67 Unrealized +10.7%

— LIMELIGHT NETWORKS INC 1.9%

Value $1.44M Shares 250,000 Est. Cost $2.89 Unrealized —

IGIC INTL GNRL INSURANCE HLDNGS L 1.9%

Value $1.43M Shares 200,000 Est. Cost $9.01 Unrealized -25.4%

EPC EDGEWELL PERS CARE CO 1.8%

Value $1.394M Shares 50,000 Est. Cost $25.54 Unrealized +5.9%

F FORD MTR CO DEL 1.7%

Value $1.332M Shares 200,000 Est. Cost $5.14 Unrealized 0.0%

ACA ARCOSA INC 1.7%

Value $1.323M Shares 30,000 Est. Cost $33.89 Unrealized +27.6%

— TUFIN SOFTWARE TECHNOLOGIS L 1.7%

Value $1.279M Shares 155,000 Est. Cost $8.88 Unrealized —

THR THERMON GROUP HLDGS INC 1.6%

Value $1.247M Shares 110,999 Est. Cost $13.24 Unrealized 0.0%

MATV SCHWEITZER-MAUDUIT INTL INC 1.6%

Value $1.216M Shares 39,999 Est. Cost $24.25 Unrealized 0.0%

— RAVEN INDS INC 1.5%

Value $1.141M Shares 53,000 Est. Cost $21.53 Unrealized —

NPO ENPRO INDS INC 1.5%

Value $1.13M Shares 20,034 Est. Cost $53.93 Unrealized 0.0%

— NATIONAL INSTRS CORP 1.4%

Value $1.107M Shares 31,000 Est. Cost $33.15 Unrealized —

ARLO ARLO TECHNOLOGIES INC 1.2%

Value $921K Shares 175,000 Est. Cost $4.02 Unrealized +19.6%

CTS CTS CORP 1.2%

Value $891K Shares 40,444 Est. Cost $20.42 Unrealized 0.0%

MWA MUELLER WTR PRODS INC 1.1%

Value $883K Shares 85,000 Est. Cost $8.84 Unrealized +8.2%

— SONIM TECHNOLOGIES INC 1.1%

Value $873K Shares 1,125,000 Est. Cost $0.80 Unrealized —

BLBD BLUE BIRD CORP 1.0%

Value $790K Shares 64,999 Est. Cost $12.51 Unrealized 0.0%

— XPERI HOLDING CORP 1.0%

Value $747K Shares 65,000 Est. Cost $14.32 Unrealized —

— SECUREWORKS CORP 1.0%

Value $740K Shares 65,000 Est. Cost $11.38 Unrealized —

INSE INSPIRED ENTMT INC 0.7%

Value $574K Shares 194,000 Est. Cost $5.23 Unrealized -36.3%

— MRC GLOBAL INC 0.6%

Value $471K Shares 110,100 Est. Cost $5.55 Unrealized —

SSYS STRATASYS LTD 0.3%

Value $249K Shares 20,000 Est. Cost $14.59 Unrealized 0.0%

— SOFTWARE ACQUISITION GROUP I 0.1%

Value $63,000 Shares 65,614 Est. Cost $0.96 Unrealized —

UIS UNISYS CORP 0.0%

Value $27,000 Shares 2,500 Est. Cost $11.07 Unrealized +3.7%

— SOFTWARE ACQUISITION GROUP I 0.0%

Value $21,000 Shares 2 Est. Cost $10.15 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
ASPN	ASPEN AEROGELS INC	418,375	$4.581M	6.0%	$4.09	+93.4%	COM	04523Y105
VMI	VALMONT INDS INC	36,500	$4.533M	5.9%	$134.35	-8.5%	COM	920253101
UIS	UNISYS CORP	407,500	$4.348M	5.6%	$11.07	+3.7%	COM NEW	909214306
—	XPERI HOLDING CORP	370,000	$4.251M	5.5%	$14.32	—	COM	98390M103
VPG	VISHAY PRECISION GROUP INC	148,000	$3.747M	4.9%	$28.02	-11.5%	COM	92835K103
ASTE	ASTEC INDS INC	62,000	$3.364M	4.4%	$32.15	+46.2%	COM	046224101
GLDD	GREAT LAKES DREDGE & DOCK CO	330,000	$3.138M	4.1%	$8.75	+4.7%	COM	390607109
FCX	FREEPORT-MCMORAN INC	200,000	$3.128M	4.1%	$8.58	+57.4%	CL B	35671D857
ADI	ANALOG DEVICES INC	24,000	$2.802M	3.6%	$97.23	+9.5%	COM	032654105
UPS	UNITED PARCEL SERVICE INC	15,000	$2.499M	3.2%	$81.89	+43.3%	CL B	911312106
OEC	ORION ENGINEERED CARBONS S A	195,000	$2.439M	3.2%	$15.80	-24.2%	COM	L72967109
HBIO	HARVARD BIOSCIENCE INC	790,000	$2.378M	3.1%	$2.64	+27.5%	COM	416906105
—	SOFTWARE ACQUISITION GROUP I	206,498	$2.057M	2.7%	$9.96	—	COM CL A	83406B101
CMP	COMPASS MINERALS INTL INC	34,500	$2.048M	2.7%	$41.66	+20.4%	COM	20451N101
AZTA	BROOKS AUTOMATION INC NEW	40,000	$1.85M	2.4%	$36.74	+30.9%	COM	114340102
PWR	QUANTA SVCS INC	34,000	$1.797M	2.3%	$35.98	+27.9%	COM	74762E102
SEE	SEALED AIR CORP NEW	45,000	$1.746M	2.3%	$27.03	+27.4%	COM	81211K100
—	ADTRAN INC	170,000	$1.743M	2.3%	$8.45	—	COM	00738A106
CSL	CARLISLE COS INC	14,000	$1.713M	2.2%	$114.59	+0.6%	COM	142339100
PNR	PENTAIR PLC	33,272	$1.523M	2.0%	$36.67	+10.7%	SHS	G7S00T104
—	LIMELIGHT NETWORKS INC	250,000	$1.44M	1.9%	$2.89	—	COM	53261M104
IGIC	INTL GNRL INSURANCE HLDNGS L	200,000	$1.43M	1.9%	$9.01	-25.4%	SHS	G4809J106
EPC	EDGEWELL PERS CARE CO	50,000	$1.394M	1.8%	$25.54	+5.9%	COM	28035Q102
F	FORD MTR CO DEL	200,000	$1.332M	1.7%	$5.14	0.0%	COM	345370860
ACA	ARCOSA INC	30,000	$1.323M	1.7%	$33.89	+27.6%	COM	039653100
—	TUFIN SOFTWARE TECHNOLOGIS L	155,000	$1.279M	1.7%	$8.88	—	SHS	M8893U102
THR	THERMON GROUP HLDGS INC	110,999	$1.247M	1.6%	$13.24	0.0%	COM	88362T103
MATV	SCHWEITZER-MAUDUIT INTL INC	39,999	$1.216M	1.6%	$24.25	0.0%	COM	808541106
—	RAVEN INDS INC	53,000	$1.141M	1.5%	$21.53	—	COM	754212108
NPO	ENPRO INDS INC	20,034	$1.13M	1.5%	$53.93	0.0%	COM	29355X107
—	NATIONAL INSTRS CORP	31,000	$1.107M	1.4%	$33.15	—	COM	636518102
ARLO	ARLO TECHNOLOGIES INC	175,000	$921K	1.2%	$4.02	+19.6%	COM	04206A101
CTS	CTS CORP	40,444	$891K	1.2%	$20.42	0.0%	COM	126501105
MWA	MUELLER WTR PRODS INC	85,000	$883K	1.1%	$8.84	+8.2%	COM SER A	624758108
—	SONIM TECHNOLOGIES INC	1,125,000	$873K	1.1%	$0.80	—	COM	83548F101
BLBD	BLUE BIRD CORP	64,999	$790K	1.0%	$12.51	0.0%	COM	095306106
—	XPERI HOLDING CORP	65,000	$747K	1.0%	$14.32	—	Call	98390M103
—	SECUREWORKS CORP	65,000	$740K	1.0%	$11.38	—	CL A	81374A105
INSE	INSPIRED ENTMT INC	194,000	$574K	0.7%	$5.23	-36.3%	COM	45782N108
—	MRC GLOBAL INC	110,100	$471K	0.6%	$5.55	—	COM	55345K103
SSYS	STRATASYS LTD	20,000	$249K	0.3%	$14.59	0.0%	SHS	M85548101
—	SOFTWARE ACQUISITION GROUP I	65,614	$63,000	0.1%	$0.96	—	*W EXP 10/01/202	83406B119
UIS	UNISYS CORP	2,500	$27,000	0.0%	$11.07	+3.7%	Call	909214306
—	SOFTWARE ACQUISITION GROUP I	2	$21,000	0.0%	$10.15	—	UNIT 10/01/2026	83406B200