CIK: 0000919185 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value ($000): $684,993 (55.8% shares, 44.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 242,000 | $71,819 | 10.5% | $264.13 | — | Put | 78462F103 |
| — | ZIONS BANCORPORATION N A | 5,091,700 | $60,769 | 8.9% | $15.53 | — | WARRANT | 989701115 |
| — | CONTURA ENERGY INC | 1,287,204 | $35,990 | 5.3% | $61.34 | — | COMMON | 21241B100 |
| — | INVACARE CORP | 36,400,000 | $30,051 | 4.4% | $1.07 | — | BOND | 461203AH4 |
| GLD | SPDR GOLD TRUST | 200,000 | $27,774 | 4.1% | — | — | Put | 78463V107 |
| — | PARATEK PHARMACEUTICALS INC | 37,825,000 | $25,876 | 3.8% | $0.71 | — | BOND | 699374AB0 |
| PHM | PULTE GROUP INC | 650,000 | $23,758 | 3.5% | — | — | Put | 745867101 |
| — | PARKER DRILLING CO | 1,199,900 | $22,702 | 3.3% | $20.28 | — | COMMON | 701081507 |
| IWM | ISHARES TR | 150,000 | $22,701 | 3.3% | — | — | Put | 464287655 |
| — | NANTHEALTH INC | 33,250,000 | $20,782 | 3.0% | $0.70 | — | BOND | 630104AB3 |
| — | INTELSAT S A | 13,554,000 | $20,096 | 2.9% | $1.48 | — | BOND | 45790VAB6 |
| — | OASIS PETE INC NEW | 26,526,000 | $19,704 | 2.9% | $0.86 | — | BOND | 674215AJ7 |
| — | PLUG POWER INC | 15,000,000 | $18,330 | 2.7% | $1.12 | — | BOND | 72919PAB9 |
| — | TRINITY BIOTECH INVT LTD | 26,425,000 | $18,168 | 2.7% | $0.87 | — | BOND | 89643QAB4 |
| — | PROTALIX BIOTHERAPEUTICS INC | 19,407,000 | $16,398 | 2.4% | $0.93 | — | BOND | 74365AAD3 |
| — | INTERCEPT PHARMACEUTICALS IN | 18,000,000 | $16,303 | 2.4% | $0.99 | — | BOND | 45845PAB4 |
| — | RETROPHIN INC | 21,750,000 | $16,100 | 2.4% | $1.01 | — | BOND | 761299AB2 |
| ASH | ASHLAND GLOBAL HLDGS INC | 200,000 | $15,410 | 2.2% | — | — | Put | 044186104 |
| — | TESLA INC | 15,000,000 | $15,235 | 2.2% | $0.98 | — | BOND | 88160RAG6 |
| — | HOSTESS BRANDS INC | 8,799,221 | $14,959 | 2.2% | $1.55 | — | WARRANT | 44109J114 |
| — | NOVAVAX INC | 32,118,000 | $13,410 | 2.0% | $0.52 | — | BOND | 670002AB0 |
| — | OPKO HEALTH INC | 16,000,000 | $13,175 | 1.9% | $0.94 | — | BOND | 68375NAD5 |
| — | QUOTIENT LTD | 1,669,334 | $12,971 | 1.9% | $7.03 | — | COMMON | G73268107 |
| — | INVACARE CORP | 10,800,000 | $10,075 | 1.5% | $0.72 | — | BOND | 461203AF8 |
| PACDEUR | PACIFIC DRILLING SA LUXEMBOU | 2,305,348 | $9,015 | 1.3% | $12.70 | — | COMMON | L7257P205 |
| — | VERASTEM INC | 21,625,000 | $8,616 | 1.3% | $0.80 | — | BOND | 92337CAA2 |
| — | ASSERTIO THERAPEUTICS INC | 10,635,000 | $7,844 | 1.1% | $0.68 | — | BOND | 249908AA2 |
| — | TELIGENT INC NEW | 18,000,000 | $7,650 | 1.1% | $1.02 | — | BOND | 87960WAA2 |
| GEO | GEO GROUP INC NEW | 431,800 | $7,488 | 1.1% | — | — | Put | 36162J106 |
| — | INFINERA CORPORATION | 8,500,000 | $7,432 | 1.1% | $0.72 | — | BOND | 45667GAC7 |
| — | AVAYA HLDGS CORP | 650,000 | $6,650 | 1.0% | $11.91 | — | COMMON | 05351X101 |
| — | VEONEER INCORPORATED | 6,700,000 | $6,612 | 1.0% | $1.04 | — | BOND | 92336XAA7 |
| — | MEDICINES CO | 130,600 | $6,530 | 1.0% | — | — | Put | 584688105 |
| — | GENERAL ELECTRIC CO | 712,200 | $6,367 | 0.9% | — | — | Put | 369604103 |
| — | LANNET INC | 454,400 | $5,089 | 0.7% | — | — | Put | 516012101 |
| — | CLOVIS ONCOLOGY INC | 11,066,000 | $4,625 | 0.7% | $0.42 | — | BOND | 189464AC4 |
| — | ACCELERATE DIAGNOSTICS INC | 5,450,000 | $3,878 | 0.6% | $0.85 | — | BOND | 00430HAB8 |
| BBCP | CONCRETE PUMPING HLDGS INC | 938,764 | $3,727 | 0.5% | $5.05 | -25.9% | COMMON | 206704108 |
| ACH | OWENS & MINOR INC NEW | 414,700 | $2,409 | 0.4% | — | — | Put | 690732102 |
| — | CHESAPEAKE ENERGY CORP | 4,000,000 | $2,395 | 0.3% | $0.86 | — | BOND | 165167CY1 |
| — | INTELSAT S A | 98,000 | $2,234 | 0.3% | $18.48 | — | COMMON | L5140P101 |
| — | SANOFI | 3,860,254 | $2,176 | 0.3% | $0.39 | — | COMMON | 80105N113 |
| — | NII HLDGS INC | 1,077,863 | $2,113 | 0.3% | $1.87 | — | COMMON | 62913F508 |
| — | TRANSLATE BIO INC | 166,640 | $1,651 | 0.2% | $12.63 | — | COMMON | 89374L104 |
| APLS | APELLIS PHARMACEUTICALS INC | 59,664 | $1,437 | 0.2% | $27.52 | 0.0% | COMMON | 03753U106 |
| — | AVAYA HLDGS CORP | 131,000 | $1,340 | 0.2% | $11.91 | — | Call | 05351X101 |
| — | SAILPOINT TECHNLGIES HLDGS I | 63,400 | $1,185 | 0.2% | $18.69 | — | COMMON | 78781P105 |
| OKTA | OKTA INC | 10,600 | $1,044 | 0.2% | $124.90 | 0.0% | COMMON | 679295105 |
| OPK | OPKO HEALTH INC | 497,123 | $1,039 | 0.2% | $2.98 | -31.4% | COMMON | 68375N103 |
| — | TARGET HOSPITALITY CORP | 1,190,944 | $1,012 | 0.1% | $1.81 | — | WARRANT | 87615L115 |
| — | BEST INC | 188,754 | $997 | 0.1% | $5.28 | — | ADR | 08653C106 |
| — | SENTINEL ENERGY SVCS INC | 2,996,000 | $989 | 0.1% | $0.75 | — | WARRANT | 81728P113 |
| — | RANPAK HLDGS CORP | 1,355,000 | $786 | 0.1% | $1.26 | — | WARRANT | 75321W111 |
| — | DFB HEALTHCARE ACQUISTION CO | 663,536 | $770 | 0.1% | $1.48 | — | WARRANT | 23291E117 |
| — | SAEXPLORATION HLDGS INC | 381,765 | $706 | 0.1% | $3.70 | — | COMMON | 78636X873 |
| NIO | NIO INC | 446,316 | $696 | 0.1% | $1.56 | — | ADR | 62914V106 |
| — | NEW FRONTIER CORP | 633,564 | $634 | 0.1% | $1.04 | — | WARRANT | G6485P124 |
| — | GRAF INDL CORP | 1,586,700 | $619 | 0.1% | $0.38 | — | WARRANT | 384278115 |
| — | SPARTAN ENERGY ACQUISITON CO | 994,300 | $597 | 0.1% | $0.97 | — | WARRANT | 846784122 |
| — | RMG ACQUISITION CORP | 739,300 | $517 | 0.1% | $0.94 | — | WARRANT | 749641114 |
| — | SENSEONICS HLDGS INC | 500,000 | $494 | 0.1% | $0.99 | — | COMMON | 81727U105 |
| — | NOVELION THERAPEUTICS INC | 581,042 | $421 | 0.1% | $0.84 | — | COMMON | 67001K202 |
| — | AMCI ACQUISITION CORP | 1,275,414 | $383 | 0.1% | $0.30 | — | WARRANT | 00165R119 |
| — | TORTOISE ACQUISITION CORP | 725,800 | $363 | 0.1% | $0.65 | — | WARRANT | 89154L118 |
| — | NESCO HLDGS INC | 429,800 | $348 | 0.1% | $0.81 | — | WARRANT | 64083J112 |
| — | LF CAP ACQUISITION CORP | 970,060 | $310 | 0.0% | $0.48 | — | WARRANT | 50200K116 |
| NIO | NIO INC | 193,000 | $301 | 0.0% | $1.56 | — | Put | 62914V106 |
| DNR 6.375 12/31/24 REGS | DENBURY RES INC DEL | 262,000 | $156 | 0.0% | $0.60 | — | BOND | U2481AAK4 |
| — | NANTHEALTH INC | 213,900 | $153 | 0.0% | $0.54 | — | COMMON | 630104107 |
| — | ISTAR INC | 11,200 | $146 | 0.0% | — | — | Call | 45031U101 |
| — | NEBULA ACQUISITION CORP | 369,493 | $145 | 0.0% | $1.30 | — | WARRANT | 629076118 |
| — | ISTAR INC | 10,700 | $140 | 0.0% | — | — | Put | 45031U101 |
| — | INTREXON CORP | 13,600 | $78 | 0.0% | — | — | Put | 46122T102 |
| — | ABEONA THERAPEUTICS INC | 250,000 | $69 | 0.0% | $12.01 | — | WARRANT | 00289Y115 |
| — | ESTRE AMBIENTAL INC | 3,625,000 | $25 | 0.0% | $0.09 | — | WARRANT | G3206V118 |
| — | AGROFRESH SOLUTIONS | 3,425,000 | $18 | 0.0% | $0.16 | — | WARRANT | 00856G117 |
| — | DEAN FOODS CO NEW | 11,700 | $14 | 0.0% | $2.18 | — | Put | 242370203 |
| — | DOLPHIN ENTMT INC | 110,000 | $4 | 0.0% | $0.24 | — | WARRANT | 25686H118 |
| AMTX | AEMETIS INC | 70,768 | $0 | 0.0% | $1.58 | -41.9% | COMMON | 00770K202 |