CIK: 0000919185 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value ($000): $904,300 (43.4% shares, 56.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 300,000 | $96,558 | 10.7% | — | — | Put | 78462F103 |
| — | OMEROS CORP | 38,800,000 | $37,815 | 4.2% | $0.97 | — | BOND | 682143AE2 |
| — | DTE ENERGY CO | 726,000 | $37,278 | 4.1% | $51.35 | — | PREF CONV | 233331842 |
| — | RINGCENTRAL INC | 17,055,000 | $35,816 | 4.0% | $2.10 | — | BOND | 76680RAD9 |
| — | INVACARE CORP | 36,400,000 | $33,928 | 3.8% | $1.07 | — | BOND | 461203AH4 |
| — | LUMENTUM HLDGS INC | 22,865,000 | $33,392 | 3.7% | $1.46 | — | BOND | 55024UAB5 |
| — | WAYFAIR INC | 31,750,000 | $32,961 | 3.6% | $1.04 | — | BOND | 94419LAD3 |
| — | PARKER DRILLING CO | 1,341,195 | $30,176 | 3.3% | $20.51 | — | COMMON | 701081507 |
| XBI | SPDR SERIES TRUST | 300,000 | $28,533 | 3.2% | — | — | Put | 78464A870 |
| — | ZIONS BANCORPORATION N A | 1,441,700 | $28,207 | 3.1% | $15.53 | — | WARRANT | 989701115 |
| — | PARATEK PHARMACEUTICALS INC | 37,825,000 | $27,328 | 3.0% | $0.71 | — | BOND | 699374AB0 |
| PHM | PULTE GROUP INC | 650,000 | $25,220 | 2.8% | — | — | Put | 745867101 |
| — | NANTHEALTH INC | 35,600,000 | $24,386 | 2.7% | $0.70 | — | BOND | 630104AB3 |
| — | AEGERION PHARMACEUTICALS INC | 24,775,610 | $24,156 | 2.7% | $0.97 | — | BOND | 00767EAC6 |
| — | TRINITY BIOTECH INVT LTD | 30,425,000 | $22,971 | 2.5% | $0.86 | — | BOND | 89643QAB4 |
| — | INTELSAT S A | 30,554,000 | $20,461 | 2.3% | $1.03 | — | BOND | 45790VAB6 |
| — | QUOTIENT LTD | 2,073,267 | $19,717 | 2.2% | $7.51 | — | COMMON | G73268107 |
| — | SYNAPTICS INC | 17,500,000 | $19,483 | 2.2% | $1.11 | — | BOND | 87157DAD1 |
| — | CAESARS ENTMT CORP | 10,000,000 | $19,213 | 2.1% | $1.92 | — | BOND | 127686AA1 |
| — | OPKO HEALTH INC | 24,500,000 | $19,160 | 2.1% | $0.88 | — | BOND | 68375NAD5 |
| — | PLUG POWER INC | 11,000,000 | $16,563 | 1.8% | $1.12 | — | BOND | 72919PAB9 |
| — | RETROPHIN INC | 20,850,000 | $16,374 | 1.8% | $1.01 | — | BOND | 761299AB2 |
| — | INVACARE CORP | 17,550,000 | $16,216 | 1.8% | $0.92 | — | BOND | 461203AJ0 |
| — | GENERAL ELECTRIC CO | 1,400,000 | $15,624 | 1.7% | — | — | Put | 369604103 |
| ASH | ASHLAND GLOBAL HLDGS INC | 200,000 | $15,306 | 1.7% | — | — | Put | 044186104 |
| — | HOSTESS BRANDS INC | 8,339,003 | $15,260 | 1.7% | $1.55 | — | WARRANT | 44109J114 |
| — | VERASTEM INC | 16,829,000 | $15,024 | 1.7% | $0.89 | — | BOND | 92337CAB0 |
| — | CLOVIS ONCOLOGY INC | 1,328,200 | $13,848 | 1.5% | — | — | Put | 189464100 |
| — | CONTURA ENERGY INC | 1,490,000 | $13,485 | 1.5% | $54.22 | — | COMMON | 21241B100 |
| — | NOVAVAX INC | 32,118,000 | $13,008 | 1.4% | $0.52 | — | BOND | 670002AB0 |
| — | PROTALIX BIOTHERAPEUTICS INC | 14,407,000 | $12,813 | 1.4% | $0.93 | — | BOND | 74365AAD3 |
| PACDEUR | PACIFIC DRILLING SA LUXEMBOU | 3,125,587 | $12,752 | 1.4% | $10.44 | — | COMMON | L7257P205 |
| — | CLOVIS ONCOLOGY INC | 19,066,000 | $12,121 | 1.3% | $0.51 | — | BOND | 189464AC4 |
| — | NUANCE COMMUNICATIONS INC | 10,962,000 | $11,604 | 1.3% | $1.06 | — | BOND | 67020YAG5 |
| — | CREE INC | 10,000,000 | $10,638 | 1.2% | $1.06 | — | BOND | 225447AB7 |
| — | ASSERTIO THERAPEUTICS INC | 12,635,000 | $9,307 | 1.0% | $0.69 | — | BOND | 249908AA2 |
| — | TELIGENT INC NEW | 21,000,000 | $9,188 | 1.0% | $0.93 | — | BOND | 87960WAA2 |
| — | SEA LTD | 3,000,000 | $6,414 | 0.7% | $2.14 | — | BOND | 81141RAB6 |
| — | MEDICINES CO | 75,200 | $6,387 | 0.7% | — | — | Put | 584688105 |
| — | STANLEY BLACK & DECKER INC | 55,000 | $5,969 | 0.7% | $108.53 | — | PREF CONV | 854502846 |
| IONS | IONIS PHARMACEUTICALS INC | 96,060 | $5,803 | 0.6% | $59.58 | 0.0% | COMMON | 462222100 |
| — | VIRGIN GALACTIC HOLDINGS INC | 1,579,588 | $5,324 | 0.6% | $3.37 | — | WARRANT | 92766K114 |
| — | SANOFI | 3,907,852 | $4,623 | 0.5% | $0.40 | — | COMMON | 80105N113 |
| — | OASIS PETE INC NEW | 5,400,000 | $4,246 | 0.5% | $0.86 | — | BOND | 674215AJ7 |
| — | ACCELERATE DIAGNOSTICS INC | 5,200,000 | $4,008 | 0.4% | $0.85 | — | BOND | 00430HAB8 |
| NIO | NIO INC | 793,000 | $3,187 | 0.4% | $1.56 | — | Put | 62914V106 |
| — | CHESAPEAKE ENERGY CORP | 6,000,000 | $2,858 | 0.3% | $0.73 | — | BOND | 165167CY1 |
| — | AMERICAN INTL GROUP INC | 220,000 | $2,261 | 0.3% | $10.28 | — | WARRANT | 026874156 |
| OPK | OPKO HEALTH INC | 1,426,947 | $2,098 | 0.2% | $2.13 | -21.4% | COMMON | 68375N103 |
| — | RANPAK HLDGS CORP | 1,160,780 | $1,242 | 0.1% | $1.26 | — | WARRANT | 75321W111 |
| — | SAEXPLORATION HLDGS INC | 381,765 | $1,161 | 0.1% | $3.70 | — | COMMON | 78636X873 |
| — | CLOVIS ONCOLOGY INC | 100,000 | $1,043 | 0.1% | — | — | Call | 189464100 |
| — | GRAF INDL CORP | 1,487,200 | $595 | 0.1% | $0.38 | — | WARRANT | 384278115 |
| — | TARGET HOSPITALITY CORP | 1,000,865 | $430 | 0.0% | $1.81 | — | WARRANT | 87615L115 |
| DNR 6.375 12/31/24 REGS | DENBURY RES INC DEL | 262,000 | $184 | 0.0% | $0.60 | — | BOND | U2481AAK4 |
| — | RMG ACQUISITION CORP | 297,473 | $181 | 0.0% | $0.94 | — | WARRANT | 749641114 |
| — | NESCO HLDGS INC | 402,353 | $177 | 0.0% | $0.81 | — | WARRANT | 64083J112 |
| — | AMCI ACQUISITION CORP | 500,844 | $155 | 0.0% | $0.30 | — | WARRANT | 00165R119 |
| — | VERASTEM INC | 24,200 | $32 | 0.0% | $1.32 | — | COMMON | 92337C104 |
| — | AGROFRESH SOLUTIONS | 3,425,000 | $20 | 0.0% | $0.16 | — | WARRANT | 00856G117 |
| — | ESTRE AMBIENTAL INC | 3,625,000 | $9 | 0.0% | $0.09 | — | WARRANT | G3206V118 |
| — | DOLPHIN ENTMT INC | 110,000 | $3 | 0.0% | $0.24 | — | WARRANT | 25686H118 |
| AMTX | AEMETIS INC | 70,768 | $0 | 0.0% | $1.58 | -36.2% | COMMON | 00770K202 |