CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 16, 2016

Total Value ($000): $72,463 (100.0% shares, 0.0% debt)

Holdings (18)

SPY SPDR S&P 500 ETF TR 38.3%

Value ($000) $27,783 Shares 135,186 Est. Cost — Unrealized —

— CELATOR PHARMACEUTICALS INC 35.4%

Value ($000) $25,620 Shares 2,322,769 Est. Cost $3.51 Unrealized —

— AGILE THERAPEUTICS INC 12.2%

Value ($000) $8,873 Shares 1,428,871 Est. Cost $6.24 Unrealized —

— SYNTA PHARMACEUTICALS CORP 7.2%

Value ($000) $5,209 Shares 21,704,847 Est. Cost $6.65 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 1.8%

Value ($000) $1,293 Shares 9,116 Est. Cost $132.86 Unrealized -0.2%

— AMERICAN CAP LTD 1.4%

Value ($000) $1,044 Shares 68,537 Est. Cost $14.60 Unrealized —

IWM ISHARES TR 0.8%

Value ($000) $591 Shares 5,338 Est. Cost — Unrealized —

CSW CSW INDUSTRIALS INC 0.5%

Value ($000) $344 Shares 10,906 Est. Cost $30.94 Unrealized 0.0%

SCM STELLUS CAP INVT CORP 0.3%

Value ($000) $240 Shares 23,489 Est. Cost $10.61 Unrealized -14.7%

— CM FIN INC 0.3%

Value ($000) $237 Shares 28,220 Est. Cost $9.37 Unrealized —

— KARYOPHARM THERAPEUTICS INC 0.3%

Value ($000) $221 Shares 24,829 Est. Cost $8.90 Unrealized —

DOV DOVER CORP 0.3%

Value ($000) $211 Shares 3,285 Est. Cost $40.98 Unrealized 0.0%

— MEDLEY CAP CORP 0.2%

Value ($000) $179 Shares 27,093 Est. Cost $8.19 Unrealized —

ABUS ARBUTUS BIOPHARMA CORP 0.2%

Value ($000) $173 Shares 41,903 Est. Cost $4.93 Unrealized -27.5%

— CIDARA THERAPEUTICS INC 0.2%

Value ($000) $163 Shares 12,812 Est. Cost $17.17 Unrealized —

— AMERICAN CAP SR FLOATING LTD 0.2%

Value ($000) $155 Shares 15,457 Est. Cost $9.84 Unrealized —

— ASSEMBLY BIOSCIENCES INC 0.2%

Value ($000) $111 Shares 22,185 Est. Cost $7.05 Unrealized —

— SYNTA PHARMACEUTICALS CORP 0.0%

Value ($000) $16 Shares 67,000 Est. Cost $6.65 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	135,186	$27,783	38.3%	—	—	Put	78462F103
—	CELATOR PHARMACEUTICALS INC	2,322,769	$25,620	35.4%	$3.51	—	COM	15089R102
—	AGILE THERAPEUTICS INC	1,428,871	$8,873	12.2%	$6.24	—	COM	00847L100
—	SYNTA PHARMACEUTICALS CORP	21,704,847	$5,209	7.2%	$6.65	—	COM	87162T206
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,116	$1,293	1.8%	$132.86	-0.2%	CL B NEW	084670702
—	AMERICAN CAP LTD	68,537	$1,044	1.4%	$14.60	—	COM	02503Y103
IWM	ISHARES TR	5,338	$591	0.8%	—	—	Put	464287655
CSW	CSW INDUSTRIALS INC	10,906	$344	0.5%	$30.94	0.0%	COM	126402106
SCM	STELLUS CAP INVT CORP	23,489	$240	0.3%	$10.61	-14.7%	COM	858568108
—	CM FIN INC	28,220	$237	0.3%	$9.37	—	COM	12574Q103
—	KARYOPHARM THERAPEUTICS INC	24,829	$221	0.3%	$8.90	—	COM	48576U106
DOV	DOVER CORP	3,285	$211	0.3%	$40.98	0.0%	COM	260003108
—	MEDLEY CAP CORP	27,093	$179	0.2%	$8.19	—	COM	58503F106
ABUS	ARBUTUS BIOPHARMA CORP	41,903	$173	0.2%	$4.93	-27.5%	COM	03879J100
—	CIDARA THERAPEUTICS INC	12,812	$163	0.2%	$17.17	—	COM	171757107
—	AMERICAN CAP SR FLOATING LTD	15,457	$155	0.2%	$9.84	—	COM	02504D108
—	ASSEMBLY BIOSCIENCES INC	22,185	$111	0.2%	$7.05	—	COM	045396108
—	SYNTA PHARMACEUTICALS CORP	67,000	$16	0.0%	$6.65	—	Call	87162T206