CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value ($000): $88,642 (100.0% shares, 0.0% debt)

Holdings (15)

— CELATOR PHARMACEUTICALS INC 76.0%

Value ($000) $67,370 Shares 2,232,272 Est. Cost $3.51 Unrealized —

— AGILE THERAPEUTICS INC 13.6%

Value ($000) $12,028 Shares 1,580,491 Est. Cost $6.37 Unrealized —

— SYNTA PHARMACEUTICALS CORP 6.4%

Value ($000) $5,665 Shares 21,770,662 Est. Cost $6.65 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 1.5%

Value ($000) $1,295 Shares 8,945 Est. Cost $132.86 Unrealized +7.6%

CSW CSW INDUSTRIALS INC 0.4%

Value ($000) $367 Shares 11,253 Est. Cost $30.96 Unrealized +1.7%

SCM STELLUS CAP INVT CORP 0.3%

Value ($000) $304 Shares 29,728 Est. Cost $10.51 Unrealized -3.6%

— CM FIN INC 0.3%

Value ($000) $295 Shares 33,247 Est. Cost $9.30 Unrealized —

— PARATEK PHARMACEUTICALS INC 0.3%

Value ($000) $263 Shares 18,909 Est. Cost $13.91 Unrealized —

DOV DOVER CORP 0.3%

Value ($000) $223 Shares 3,224 Est. Cost $40.98 Unrealized +11.9%

— CIDARA THERAPEUTICS INC 0.2%

Value ($000) $194 Shares 18,807 Est. Cost $14.99 Unrealized —

— MEDLEY CAP CORP 0.2%

Value ($000) $167 Shares 24,913 Est. Cost $8.19 Unrealized —

— AMERICAN CAP SR FLOATING LTD 0.2%

Value ($000) $157 Shares 15,255 Est. Cost $9.84 Unrealized —

— GARRISON CAP INC 0.2%

Value ($000) $152 Shares 15,104 Est. Cost $10.06 Unrealized —

— STRONGBRIDGE BIOPHARMA PLC 0.2%

Value ($000) $143 Shares 35,977 Est. Cost $3.97 Unrealized —

— SYNTA PHARMACEUTICALS CORP 0.0%

Value ($000) $19 Shares 72,000 Est. Cost $6.65 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	CELATOR PHARMACEUTICALS INC	2,232,272	$67,370	76.0%	$3.51	—	COM	15089R102
—	AGILE THERAPEUTICS INC	1,580,491	$12,028	13.6%	$6.37	—	COM	00847L100
—	SYNTA PHARMACEUTICALS CORP	21,770,662	$5,665	6.4%	$6.65	—	COM	87162T206
BRK/B	BERKSHIRE HATHAWAY INC DEL	8,945	$1,295	1.5%	$132.86	+7.6%	CL B NEW	084670702
CSW	CSW INDUSTRIALS INC	11,253	$367	0.4%	$30.96	+1.7%	COM	126402106
SCM	STELLUS CAP INVT CORP	29,728	$304	0.3%	$10.51	-3.6%	COM	858568108
—	CM FIN INC	33,247	$295	0.3%	$9.30	—	COM	12574Q103
—	PARATEK PHARMACEUTICALS INC	18,909	$263	0.3%	$13.91	—	COM	699374302
DOV	DOVER CORP	3,224	$223	0.3%	$40.98	+11.9%	COM	260003108
—	CIDARA THERAPEUTICS INC	18,807	$194	0.2%	$14.99	—	COM	171757107
—	MEDLEY CAP CORP	24,913	$167	0.2%	$8.19	—	COM	58503F106
—	AMERICAN CAP SR FLOATING LTD	15,255	$157	0.2%	$9.84	—	COM	02504D108
—	GARRISON CAP INC	15,104	$152	0.2%	$10.06	—	COM	366554103
—	STRONGBRIDGE BIOPHARMA PLC	35,977	$143	0.2%	$3.97	—	SHS USD	G85347105
—	SYNTA PHARMACEUTICALS CORP	72,000	$19	0.0%	$6.65	—	Call	87162T206