CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value: $88.64M (100.0% shares, 0.0% debt)

Holdings (15)

— CELATOR PHARMACEUTICALS INC 76.0%

Value $67.37M Shares 2,232,272 Share Price $30.18 Est. Cost/Share $3.51 Unrealized @ Report Date —

— AGILE THERAPEUTICS INC 13.6%

Value $12.03M Shares 1,580,491 Share Price $7.61 Est. Cost/Share $6.37 Unrealized @ Report Date —

— SYNTA PHARMACEUTICALS CORP 6.4%

Value $5.665M Shares 21,770,662 Share Price $0.26 Est. Cost/Share $6.65 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 1.5%

Value $1.295M Shares 8,945 Share Price $144.77 Est. Cost/Share $132.86 Unrealized @ Report Date +7.6%

CSW CSW INDUSTRIALS INC 0.4%

Value $367K Shares 11,253 Share Price $32.61 * Est. Cost/Share $30.96 Unrealized @ Report Date +1.7%

SCM STELLUS CAP INVT CORP 0.3%

Value $304K Shares 29,728 Share Price $10.23 Est. Cost/Share $10.51 Unrealized @ Report Date -3.6%

— CM FIN INC 0.3%

Value $295K Shares 33,247 Share Price $8.87 Est. Cost/Share $9.30 Unrealized @ Report Date —

— PARATEK PHARMACEUTICALS INC 0.3%

Value $263K Shares 18,909 Share Price $13.91 Est. Cost/Share $13.91 Unrealized @ Report Date —

DOV DOVER CORP 0.3%

Value $223K Shares 3,224 Share Price $69.17 * Est. Cost/Share $40.98 Unrealized @ Report Date +11.9%

— CIDARA THERAPEUTICS INC 0.2%

Value $194K Shares 18,807 Share Price $10.32 Est. Cost/Share $14.99 Unrealized @ Report Date —

— MEDLEY CAP CORP 0.2%

Value $167K Shares 24,913 Share Price $6.70 Est. Cost/Share $8.19 Unrealized @ Report Date —

— AMERICAN CAP SR FLOATING LTD 0.2%

Value $157K Shares 15,255 Share Price $10.29 Est. Cost/Share $9.84 Unrealized @ Report Date —

— GARRISON CAP INC 0.2%

Value $152K Shares 15,104 Share Price $10.06 Est. Cost/Share $10.06 Unrealized @ Report Date —

— STRONGBRIDGE BIOPHARMA PLC 0.2%

Value $143K Shares 35,977 Share Price $3.97 Est. Cost/Share $3.97 Unrealized @ Report Date —

— SYNTA PHARMACEUTICALS CORP 0.0%

Value $19,000 Shares 72,000 Share Price $0.26 Est. Cost/Share $6.65 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	CELATOR PHARMACEUTICALS INC	2,232,272	$67.37M	76.0%	$30.18	$3.51	—	COM	15089R102
—	AGILE THERAPEUTICS INC	1,580,491	$12.03M	13.6%	$7.61	$6.37	—	COM	00847L100
—	SYNTA PHARMACEUTICALS CORP	21,770,662	$5.665M	6.4%	$0.26	$6.65	—	COM	87162T206
BRK/B	BERKSHIRE HATHAWAY INC DEL	8,945	$1.295M	1.5%	$144.77	$132.86	+7.6%	CL B NEW	084670702
CSW	CSW INDUSTRIALS INC	11,253	$367K	0.4%	$32.61 *	$30.96	+1.7%	COM	126402106
SCM	STELLUS CAP INVT CORP	29,728	$304K	0.3%	$10.23	$10.51	-3.6%	COM	858568108
—	CM FIN INC	33,247	$295K	0.3%	$8.87	$9.30	—	COM	12574Q103
—	PARATEK PHARMACEUTICALS INC	18,909	$263K	0.3%	$13.91	$13.91	—	COM	699374302
DOV	DOVER CORP	3,224	$223K	0.3%	$69.17 *	$40.98	+11.9%	COM	260003108
—	CIDARA THERAPEUTICS INC	18,807	$194K	0.2%	$10.32	$14.99	—	COM	171757107
—	MEDLEY CAP CORP	24,913	$167K	0.2%	$6.70	$8.19	—	COM	58503F106
—	AMERICAN CAP SR FLOATING LTD	15,255	$157K	0.2%	$10.29	$9.84	—	COM	02504D108
—	GARRISON CAP INC	15,104	$152K	0.2%	$10.06	$10.06	—	COM	366554103
—	STRONGBRIDGE BIOPHARMA PLC	35,977	$143K	0.2%	$3.97	$3.97	—	SHS USD	G85347105
—	SYNTA PHARMACEUTICALS CORP	72,000	$19,000	0.0%	$0.26	$6.65	—	Call	87162T206