CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 16, 2018

Total Value: $89.58M (100.0% shares, 0.0% debt)

Holdings (23)

— STRONGBRIDGE BIOPHARMA PLC 52.8%

Value $47.31M Shares 5,376,039 Share Price $8.80 Est. Cost/Share $2.51 Unrealized @ Report Date —

— GARRISON CAP INC 10.1%

Value $9.054M Shares 1,115,072 Share Price $8.12 Est. Cost/Share $8.42 Unrealized @ Report Date —

— MOLECULAR TEMPLATES INC 9.3%

Value $8.31M Shares 1,038,787 Share Price $8.00 Est. Cost/Share $6.99 Unrealized @ Report Date —

— CM FIN INC 7.4%

Value $6.64M Shares 809,772 Share Price $8.20 Est. Cost/Share $8.30 Unrealized @ Report Date —

— AGILE THERAPEUTICS INC 5.2%

Value $4.664M Shares 1,814,949 Share Price $2.57 Est. Cost/Share $6.12 Unrealized @ Report Date —

— SCYNEXIS INC 4.4%

Value $3.96M Shares 2,955,000 Share Price $1.34 Est. Cost/Share $1.34 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 2.1%

Value $1.858M Shares 9,312 Share Price $199.53 * Est. Cost/Share $135.71 Unrealized @ Report Date +51.3%

JBGS JBG SMITH PPTYS 1.5%

Value $1.388M Shares 41,170 Share Price $33.71 Est. Cost/Share $34.27 Unrealized @ Report Date —

PCG PG&E CORP 1.1%

Value $988K Shares 22,500 Share Price $43.91 * Est. Cost/Share $41.94 Unrealized @ Report Date 0.0%

UHAL AMERCO 1.0%

Value $932K Shares 2,700 Share Price $345.19 * Est. Cost/Share $35.55 Unrealized @ Report Date 0.0%

— GTX INC DEL 1.0%

Value $877K Shares 49,393 Share Price $17.76 Est. Cost/Share $8.45 Unrealized @ Report Date —

— TRIANGLE CAP CORP 0.6%

Value $543K Shares 48,831 Share Price $11.12 Est. Cost/Share $9.76 Unrealized @ Report Date —

— FS INVT CORP 0.6%

Value $508K Shares 70,115 Share Price $7.25 Est. Cost/Share $7.30 Unrealized @ Report Date —

BUD ANHEUSER BUSCH INBEV SA/NV 0.5%

Value $486K Shares 4,425 Share Price $109.83 Est. Cost/Share $109.83 Unrealized @ Report Date —

— ALCENTRA CAP CORP 0.5%

Value $446K Shares 64,136 Share Price $6.95 Est. Cost/Share $8.29 Unrealized @ Report Date —

— INTEC PHARMA LTD JERUSALEM 0.4%

Value $395K Shares 64,280 Share Price $6.14 Est. Cost/Share $8.94 Unrealized @ Report Date —

ACRS ACLARIS THERAPEUTICS INC 0.4%

Value $370K Shares 21,142 Share Price $17.50 * Est. Cost/Share $24.43 Unrealized @ Report Date -13.3%

MDGL MADRIGAL PHARMACEUTICALS INC 0.3%

Value $233K Shares 1,999 Share Price $116.56 * Est. Cost/Share $57.12 Unrealized @ Report Date +116.1%

ADNT ADIENT PLC 0.3%

Value $229K Shares 3,838 Share Price $59.67 * Est. Cost/Share $50.50 Unrealized @ Report Date +30.7%

— DICERNA PHARMACEUTICALS INC 0.1%

Value $125K Shares 13,074 Share Price $9.56 Est. Cost/Share $9.56 Unrealized @ Report Date —

— MARINUS PHARMACEUTICALS INC 0.1%

Value $102K Shares 26,827 Share Price $3.80 Est. Cost/Share $5.44 Unrealized @ Report Date —

CPRX CATALYST PHARMACEUTICALS INC 0.1%

Value $86,000 Shares 36,079 Share Price $2.38 * Est. Cost/Share $3.31 Unrealized @ Report Date +0.5%

— SIERRA ONCOLOGY INC 0.1%

Value $78,000 Shares 37,582 Share Price $2.08 Est. Cost/Share $2.08 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	5,376,039	$47.31M	52.8%	$8.80	$2.51	—	SHS USD	G85347105
—	GARRISON CAP INC	1,115,072	$9.054M	10.1%	$8.12	$8.42	—	COM	366554103
—	MOLECULAR TEMPLATES INC	1,038,787	$8.31M	9.3%	$8.00	$6.99	—	COM	608550109
—	CM FIN INC	809,772	$6.64M	7.4%	$8.20	$8.30	—	COM	12574Q103
—	AGILE THERAPEUTICS INC	1,814,949	$4.664M	5.2%	$2.57	$6.12	—	COM	00847L100
—	SCYNEXIS INC	2,955,000	$3.96M	4.4%	$1.34	$1.34	—	COM	811292101
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1.858M	2.1%	$199.53 *	$135.71	+51.3%	CL B NEW	084670702
JBGS	JBG SMITH PPTYS	41,170	$1.388M	1.5%	$33.71	$34.27	—	COM	46590V100
PCG	PG&E CORP	22,500	$988K	1.1%	$43.91 *	$41.94	0.0%	COM	69331C108
UHAL	AMERCO	2,700	$932K	1.0%	$345.19 *	$35.55	0.0%	COM	023586100
—	GTX INC DEL	49,393	$877K	1.0%	$17.76	$8.45	—	COM NEW	40052B207
—	TRIANGLE CAP CORP	48,831	$543K	0.6%	$11.12	$9.76	—	COM	895848109
—	FS INVT CORP	70,115	$508K	0.6%	$7.25	$7.30	—	COM	302635107
BUD	ANHEUSER BUSCH INBEV SA/NV	4,425	$486K	0.5%	$109.83	$109.83	—	SPONSORED ADR	03524A108
—	ALCENTRA CAP CORP	64,136	$446K	0.5%	$6.95	$8.29	—	COM	01374T102
—	INTEC PHARMA LTD JERUSALEM	64,280	$395K	0.4%	$6.14	$8.94	—	SHS	M53644106
ACRS	ACLARIS THERAPEUTICS INC	21,142	$370K	0.4%	$17.50 *	$24.43	-13.3%	COM	00461U105
MDGL	MADRIGAL PHARMACEUTICALS INC	1,999	$233K	0.3%	$116.56 *	$57.12	+116.1%	COM	558868105
ADNT	ADIENT PLC	3,838	$229K	0.3%	$59.67 *	$50.50	+30.7%	ORD SHS	G0084W101
—	DICERNA PHARMACEUTICALS INC	13,074	$125K	0.1%	$9.56	$9.56	—	COM	253031108
—	MARINUS PHARMACEUTICALS INC	26,827	$102K	0.1%	$3.80	$5.44	—	COM	56854Q101
CPRX	CATALYST PHARMACEUTICALS INC	36,079	$86,000	0.1%	$2.38 *	$3.31	+0.5%	COM	14888U101
—	SIERRA ONCOLOGY INC	37,582	$78,000	0.1%	$2.08	$2.08	—	COM	82640U107