CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 16, 2018

Total Value ($000): $89,581

Holdings (23)

— STRONGBRIDGE BIOPHARMA PLC 52.8%

Value ($000) $47,309 Shares 5,376,039 Est. Cost $2.51 Unrealized —

— GARRISON CAP INC 10.1%

Value ($000) $9,054 Shares 1,115,072 Est. Cost $8.42 Unrealized —

— MOLECULAR TEMPLATES INC 9.3%

Value ($000) $8,310 Shares 1,038,787 Est. Cost $6.99 Unrealized —

— CM FIN INC 7.4%

Value ($000) $6,640 Shares 809,772 Est. Cost $8.30 Unrealized —

— AGILE THERAPEUTICS INC 5.2%

Value ($000) $4,664 Shares 1,814,949 Est. Cost $6.12 Unrealized —

— SCYNEXIS INC 4.4%

Value ($000) $3,960 Shares 2,955,000 Est. Cost $1.34 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 2.1%

Value ($000) $1,858 Shares 9,312 Est. Cost $135.71 Unrealized +51.3%

JBGS JBG SMITH PPTYS 1.5%

Value ($000) $1,388 Shares 41,170 Est. Cost $34.27 Unrealized —

PCG PG&E CORP 1.1%

Value ($000) $988 Shares 22,500 Est. Cost $41.94 Unrealized 0.0%

UHAL AMERCO 1.0%

Value ($000) $932 Shares 2,700 Est. Cost $35.55 Unrealized 0.0%

— GTX INC DEL 1.0%

Value ($000) $877 Shares 49,393 Est. Cost $8.45 Unrealized —

— TRIANGLE CAP CORP 0.6%

Value ($000) $543 Shares 48,831 Est. Cost $9.76 Unrealized —

— FS INVT CORP 0.6%

Value ($000) $508 Shares 70,115 Est. Cost $7.30 Unrealized —

BUD ANHEUSER BUSCH INBEV SA/NV 0.5%

Value ($000) $486 Shares 4,425 Est. Cost $109.83 Unrealized —

— ALCENTRA CAP CORP 0.5%

Value ($000) $446 Shares 64,136 Est. Cost $8.29 Unrealized —

— INTEC PHARMA LTD JERUSALEM 0.4%

Value ($000) $395 Shares 64,280 Est. Cost $8.94 Unrealized —

ACRS ACLARIS THERAPEUTICS INC 0.4%

Value ($000) $370 Shares 21,142 Est. Cost $24.43 Unrealized -13.3%

MDGL MADRIGAL PHARMACEUTICALS INC 0.3%

Value ($000) $233 Shares 1,999 Est. Cost $57.12 Unrealized +116.1%

ADNT ADIENT PLC 0.3%

Value ($000) $229 Shares 3,838 Est. Cost $50.50 Unrealized +30.7%

— DICERNA PHARMACEUTICALS INC 0.1%

Value ($000) $125 Shares 13,074 Est. Cost $9.56 Unrealized —

— MARINUS PHARMACEUTICALS INC 0.1%

Value ($000) $102 Shares 26,827 Est. Cost $5.44 Unrealized —

CPRX CATALYST PHARMACEUTICALS INC 0.1%

Value ($000) $86 Shares 36,079 Est. Cost $3.31 Unrealized +0.5%

— SIERRA ONCOLOGY INC 0.1%

Value ($000) $78 Shares 37,582 Est. Cost $2.08 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	5,376,039	$47,309	52.8%	$2.51	—	—	G85347105
—	GARRISON CAP INC	1,115,072	$9,054	10.1%	$8.42	—	—	366554103
—	MOLECULAR TEMPLATES INC	1,038,787	$8,310	9.3%	$6.99	—	—	608550109
—	CM FIN INC	809,772	$6,640	7.4%	$8.30	—	—	12574Q103
—	AGILE THERAPEUTICS INC	1,814,949	$4,664	5.2%	$6.12	—	—	00847L100
—	SCYNEXIS INC	2,955,000	$3,960	4.4%	$1.34	—	—	811292101
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1,858	2.1%	$135.71	+51.3%	—	084670702
JBGS	JBG SMITH PPTYS	41,170	$1,388	1.5%	$34.27	—	—	46590V100
PCG	PG&E CORP	22,500	$988	1.1%	$41.94	0.0%	—	69331C108
UHAL	AMERCO	2,700	$932	1.0%	$35.55	0.0%	—	023586100
—	GTX INC DEL	49,393	$877	1.0%	$8.45	—	—	40052B207
—	TRIANGLE CAP CORP	48,831	$543	0.6%	$9.76	—	—	895848109
—	FS INVT CORP	70,115	$508	0.6%	$7.30	—	—	302635107
BUD	ANHEUSER BUSCH INBEV SA/NV	4,425	$486	0.5%	$109.83	—	—	03524A108
—	ALCENTRA CAP CORP	64,136	$446	0.5%	$8.29	—	—	01374T102
—	INTEC PHARMA LTD JERUSALEM	64,280	$395	0.4%	$8.94	—	—	M53644106
ACRS	ACLARIS THERAPEUTICS INC	21,142	$370	0.4%	$24.43	-13.3%	—	00461U105
MDGL	MADRIGAL PHARMACEUTICALS INC	1,999	$233	0.3%	$57.12	+116.1%	—	558868105
ADNT	ADIENT PLC	3,838	$229	0.3%	$50.50	+30.7%	—	G0084W101
—	DICERNA PHARMACEUTICALS INC	13,074	$125	0.1%	$9.56	—	—	253031108
—	MARINUS PHARMACEUTICALS INC	26,827	$102	0.1%	$5.44	—	—	56854Q101
CPRX	CATALYST PHARMACEUTICALS INC	36,079	$86	0.1%	$3.31	+0.5%	—	14888U101
—	SIERRA ONCOLOGY INC	37,582	$78	0.1%	$2.08	—	—	82640U107