CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 14, 2018

Total Value: $283M (100.0% shares, 0.0% debt)

Holdings (25)

SPY SPDR S&P 500 ETF TR 68.1%

Value $193M Shares 710,100 Share Price $271.28 Est. Cost/Share — Unrealized @ Report Date —

— STRONGBRIDGE BIOPHARMA PLC 11.4%

Value $32.39M Shares 5,398,034 Share Price $6.00 Est. Cost/Share $2.51 Unrealized @ Report Date —

— MEI PHARMA INC 6.1%

Value $17.34M Shares 4,400,439 Share Price $3.94 Est. Cost/Share $3.94 Unrealized @ Report Date —

— GARRISON CAP INC 3.2%

Value $9.094M Shares 1,118,529 Share Price $8.13 Est. Cost/Share $8.42 Unrealized @ Report Date —

— CM FIN INC 2.8%

Value $7.905M Shares 888,220 Share Price $8.90 Est. Cost/Share $8.35 Unrealized @ Report Date —

— MOLECULAR TEMPLATES INC 1.9%

Value $5.511M Shares 1,053,787 Share Price $5.23 Est. Cost/Share $6.97 Unrealized @ Report Date —

— SCYNEXIS INC 1.7%

Value $4.846M Shares 2,955,000 Share Price $1.64 Est. Cost/Share $1.34 Unrealized @ Report Date —

— ALPS ETF TR 1.5%

Value $4.233M Shares 419,107 Share Price $10.10 Est. Cost/Share $10.10 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 0.6%

Value $1.738M Shares 9,312 Share Price $186.64 * Est. Cost/Share $135.71 Unrealized @ Report Date +43.6%

JBGS JBG SMITH PPTYS 0.5%

Value $1.501M Shares 41,170 Share Price $36.46 Est. Cost/Share $34.27 Unrealized @ Report Date —

UHAL AMERCO 0.3%

Value $962K Shares 2,700 Share Price $356.30 * Est. Cost/Share $35.55 Unrealized @ Report Date -2.2%

PCG PG&E CORP 0.3%

Value $958K Shares 22,500 Share Price $42.58 Est. Cost/Share $41.94 Unrealized @ Report Date +2.2%

— TAPIMMUNE INC 0.3%

Value $798K Shares 84,674 Share Price $9.42 Est. Cost/Share $9.42 Unrealized @ Report Date —

— GTX INC DEL 0.3%

Value $763K Shares 49,805 Share Price $15.32 Est. Cost/Share $8.45 Unrealized @ Report Date —

ACRS ACLARIS THERAPEUTICS INC 0.1%

Value $390K Shares 19,514 Share Price $19.99 * Est. Cost/Share $24.43 Unrealized @ Report Date -24.4%

— ALCENTRA CAP CORP 0.1%

Value $354K Shares 55,359 Share Price $6.39 Est. Cost/Share $8.29 Unrealized @ Report Date —

— TRIANGLE CAP CORP 0.1%

Value $302K Shares 26,286 Share Price $11.49 Est. Cost/Share $9.76 Unrealized @ Report Date —

KURA KURA ONCOLOGY INC 0.1%

Value $299K Shares 16,415 Share Price $18.22 * Est. Cost/Share $16.94 Unrealized @ Report Date 0.0%

— INTEC PHARMA LTD JERUSALEM 0.1%

Value $285K Shares 64,817 Share Price $4.40 Est. Cost/Share $8.94 Unrealized @ Report Date —

— FAR PT ACQUISITION CORP 0.1%

Value $225K Shares 22,104 Share Price $10.18 Est. Cost/Share $10.18 Unrealized @ Report Date —

CPRX CATALYST PHARMACEUTICALS INC 0.0%

Value $105K Shares 33,801 Share Price $3.11 * Est. Cost/Share $3.31 Unrealized @ Report Date -8.2%

— SUNESIS PHARMACEUTICALS INC 0.0%

Value $103K Shares 48,707 Share Price $2.11 Est. Cost/Share $2.11 Unrealized @ Report Date —

— SIERRA ONCOLOGY INC 0.0%

Value $100K Shares 33,731 Share Price $2.96 Est. Cost/Share $2.08 Unrealized @ Report Date —

— MARINUS PHARMACEUTICALS INC 0.0%

Value $93,000 Shares 13,105 Share Price $7.10 Est. Cost/Share $5.44 Unrealized @ Report Date —

— ARQULE INC 0.0%

Value $72,000 Shares 12,959 Share Price $5.56 Est. Cost/Share $5.56 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	710,100	$193M	68.1%	$271.28	—	—	Put	78462F103
—	STRONGBRIDGE BIOPHARMA PLC	5,398,034	$32.39M	11.4%	$6.00	$2.51	—	SHS USD	G85347105
—	MEI PHARMA INC	4,400,439	$17.34M	6.1%	$3.94	$3.94	—	COM NEW	55279B202
—	GARRISON CAP INC	1,118,529	$9.094M	3.2%	$8.13	$8.42	—	COM	366554103
—	CM FIN INC	888,220	$7.905M	2.8%	$8.90	$8.35	—	COM	12574Q103
—	MOLECULAR TEMPLATES INC	1,053,787	$5.511M	1.9%	$5.23	$6.97	—	COM	608550109
—	SCYNEXIS INC	2,955,000	$4.846M	1.7%	$1.64	$1.34	—	COM	811292101
—	ALPS ETF TR	419,107	$4.233M	1.5%	$10.10	$10.10	—	ALERIAN MLP	00162Q866
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1.738M	0.6%	$186.64 *	$135.71	+43.6%	CL B NEW	084670702
JBGS	JBG SMITH PPTYS	41,170	$1.501M	0.5%	$36.46	$34.27	—	COM	46590V100
UHAL	AMERCO	2,700	$962K	0.3%	$356.30 *	$35.55	-2.2%	COM	023586100
PCG	PG&E CORP	22,500	$958K	0.3%	$42.58	$41.94	+2.2%	COM	69331C108
—	TAPIMMUNE INC	84,674	$798K	0.3%	$9.42	$9.42	—	COM PAR	876033408
—	GTX INC DEL	49,805	$763K	0.3%	$15.32	$8.45	—	COM NEW	40052B207
ACRS	ACLARIS THERAPEUTICS INC	19,514	$390K	0.1%	$19.99 *	$24.43	-24.4%	COM	00461U105
—	ALCENTRA CAP CORP	55,359	$354K	0.1%	$6.39	$8.29	—	COM	01374T102
—	TRIANGLE CAP CORP	26,286	$302K	0.1%	$11.49	$9.76	—	COM	895848109
KURA	KURA ONCOLOGY INC	16,415	$299K	0.1%	$18.22 *	$16.94	0.0%	COM	50127T109
—	INTEC PHARMA LTD JERUSALEM	64,817	$285K	0.1%	$4.40	$8.94	—	SHS	M53644106
—	FAR PT ACQUISITION CORP	22,104	$225K	0.1%	$10.18	$10.18	—	UNIT 06/01/2025	30734W208
CPRX	CATALYST PHARMACEUTICALS INC	33,801	$105K	0.0%	$3.11 *	$3.31	-8.2%	COM	14888U101
—	SUNESIS PHARMACEUTICALS INC	48,707	$103K	0.0%	$2.11	$2.11	—	COM PAR	867328700
—	SIERRA ONCOLOGY INC	33,731	$100K	0.0%	$2.96	$2.08	—	COM	82640U107
—	MARINUS PHARMACEUTICALS INC	13,105	$93,000	0.0%	$7.10	$5.44	—	COM	56854Q101
—	ARQULE INC	12,959	$72,000	0.0%	$5.56	$5.56	—	COM	04269E107