CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 14, 2018

Total Value ($000): $282,999 (100.0% shares, 0.0% debt)

Holdings (25)

SPY SPDR S&P 500 ETF TR 68.1%

Value ($000) $192,636 Shares 710,100 Est. Cost — Unrealized —

— STRONGBRIDGE BIOPHARMA PLC 11.4%

Value ($000) $32,388 Shares 5,398,034 Est. Cost $2.51 Unrealized —

— MEI PHARMA INC 6.1%

Value ($000) $17,338 Shares 4,400,439 Est. Cost $3.94 Unrealized —

— GARRISON CAP INC 3.2%

Value ($000) $9,094 Shares 1,118,529 Est. Cost $8.42 Unrealized —

— CM FIN INC 2.8%

Value ($000) $7,905 Shares 888,220 Est. Cost $8.35 Unrealized —

— MOLECULAR TEMPLATES INC 1.9%

Value ($000) $5,511 Shares 1,053,787 Est. Cost $6.97 Unrealized —

— SCYNEXIS INC 1.7%

Value ($000) $4,846 Shares 2,955,000 Est. Cost $1.34 Unrealized —

— ALPS ETF TR 1.5%

Value ($000) $4,233 Shares 419,107 Est. Cost $10.10 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 0.6%

Value ($000) $1,738 Shares 9,312 Est. Cost $135.71 Unrealized +43.6%

JBGS JBG SMITH PPTYS 0.5%

Value ($000) $1,501 Shares 41,170 Est. Cost $34.27 Unrealized —

UHAL AMERCO 0.3%

Value ($000) $962 Shares 2,700 Est. Cost $35.55 Unrealized -2.2%

PCG PG&E CORP 0.3%

Value ($000) $958 Shares 22,500 Est. Cost $41.94 Unrealized +2.2%

— TAPIMMUNE INC 0.3%

Value ($000) $798 Shares 84,674 Est. Cost $9.42 Unrealized —

— GTX INC DEL 0.3%

Value ($000) $763 Shares 49,805 Est. Cost $8.45 Unrealized —

ACRS ACLARIS THERAPEUTICS INC 0.1%

Value ($000) $390 Shares 19,514 Est. Cost $24.43 Unrealized -24.4%

— ALCENTRA CAP CORP 0.1%

Value ($000) $354 Shares 55,359 Est. Cost $8.29 Unrealized —

— TRIANGLE CAP CORP 0.1%

Value ($000) $302 Shares 26,286 Est. Cost $9.76 Unrealized —

KURA KURA ONCOLOGY INC 0.1%

Value ($000) $299 Shares 16,415 Est. Cost $16.94 Unrealized 0.0%

— INTEC PHARMA LTD JERUSALEM 0.1%

Value ($000) $285 Shares 64,817 Est. Cost $8.94 Unrealized —

— FAR PT ACQUISITION CORP 0.1%

Value ($000) $225 Shares 22,104 Est. Cost $10.18 Unrealized —

CPRX CATALYST PHARMACEUTICALS INC 0.0%

Value ($000) $105 Shares 33,801 Est. Cost $3.31 Unrealized -8.2%

— SUNESIS PHARMACEUTICALS INC 0.0%

Value ($000) $103 Shares 48,707 Est. Cost $2.11 Unrealized —

— SIERRA ONCOLOGY INC 0.0%

Value ($000) $100 Shares 33,731 Est. Cost $2.08 Unrealized —

— MARINUS PHARMACEUTICALS INC 0.0%

Value ($000) $93 Shares 13,105 Est. Cost $5.44 Unrealized —

— ARQULE INC 0.0%

Value ($000) $72 Shares 12,959 Est. Cost $5.56 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	710,100	$192,636	68.1%	—	—	Put	78462F103
—	STRONGBRIDGE BIOPHARMA PLC	5,398,034	$32,388	11.4%	$2.51	—	SHS USD	G85347105
—	MEI PHARMA INC	4,400,439	$17,338	6.1%	$3.94	—	COM NEW	55279B202
—	GARRISON CAP INC	1,118,529	$9,094	3.2%	$8.42	—	COM	366554103
—	CM FIN INC	888,220	$7,905	2.8%	$8.35	—	COM	12574Q103
—	MOLECULAR TEMPLATES INC	1,053,787	$5,511	1.9%	$6.97	—	COM	608550109
—	SCYNEXIS INC	2,955,000	$4,846	1.7%	$1.34	—	COM	811292101
—	ALPS ETF TR	419,107	$4,233	1.5%	$10.10	—	ALERIAN MLP	00162Q866
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1,738	0.6%	$135.71	+43.6%	CL B NEW	084670702
JBGS	JBG SMITH PPTYS	41,170	$1,501	0.5%	$34.27	—	COM	46590V100
UHAL	AMERCO	2,700	$962	0.3%	$35.55	-2.2%	COM	023586100
PCG	PG&E CORP	22,500	$958	0.3%	$41.94	+2.2%	COM	69331C108
—	TAPIMMUNE INC	84,674	$798	0.3%	$9.42	—	COM PAR	876033408
—	GTX INC DEL	49,805	$763	0.3%	$8.45	—	COM NEW	40052B207
ACRS	ACLARIS THERAPEUTICS INC	19,514	$390	0.1%	$24.43	-24.4%	COM	00461U105
—	ALCENTRA CAP CORP	55,359	$354	0.1%	$8.29	—	COM	01374T102
—	TRIANGLE CAP CORP	26,286	$302	0.1%	$9.76	—	COM	895848109
KURA	KURA ONCOLOGY INC	16,415	$299	0.1%	$16.94	0.0%	COM	50127T109
—	INTEC PHARMA LTD JERUSALEM	64,817	$285	0.1%	$8.94	—	SHS	M53644106
—	FAR PT ACQUISITION CORP	22,104	$225	0.1%	$10.18	—	UNIT 06/01/2025	30734W208
CPRX	CATALYST PHARMACEUTICALS INC	33,801	$105	0.0%	$3.31	-8.2%	COM	14888U101
—	SUNESIS PHARMACEUTICALS INC	48,707	$103	0.0%	$2.11	—	COM PAR	867328700
—	SIERRA ONCOLOGY INC	33,731	$100	0.0%	$2.08	—	COM	82640U107
—	MARINUS PHARMACEUTICALS INC	13,105	$93	0.0%	$5.44	—	COM	56854Q101
—	ARQULE INC	12,959	$72	0.0%	$5.56	—	COM	04269E107