CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 14, 2019

Total Value: $88.05M (100.0% shares, 0.0% debt)

Holdings (31)

— STRONGBRIDGE BIOPHARMA PLC 23.5%

Value $20.7M Shares 6,612,065 Share Price $3.13 Est. Cost/Share $2.92 Unrealized @ Report Date —

— MOLECULAR TEMPLATES INC 15.4%

Value $13.56M Shares 1,624,241 Share Price $8.35 Est. Cost/Share $6.39 Unrealized @ Report Date —

— KALA PHARMACEUTICALS INC 10.9%

Value $9.597M Shares 1,504,272 Share Price $6.38 Est. Cost/Share $5.38 Unrealized @ Report Date —

— GARRISON CAP INC 9.6%

Value $8.439M Shares 1,223,096 Share Price $6.90 Est. Cost/Share $8.25 Unrealized @ Report Date —

— ALCENTRA CAP CORP 8.0%

Value $7.029M Shares 838,840 Share Price $8.38 Est. Cost/Share $7.57 Unrealized @ Report Date —

— SCYNEXIS INC 6.4%

Value $5.666M Shares 4,325,000 Share Price $1.31 Est. Cost/Share $1.30 Unrealized @ Report Date —

— MEI PHARMA INC 6.0%

Value $5.254M Shares 2,101,533 Share Price $2.50 Est. Cost/Share $3.94 Unrealized @ Report Date —

— ALPS ETF TR 5.1%

Value $4.528M Shares 459,744 Share Price $9.85 Est. Cost/Share $10.07 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 4.7%

Value $4.105M Shares 14,010 Share Price $293.00 Est. Cost/Share $249.89 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 2.3%

Value $1.985M Shares 9,312 Share Price $213.17 * Est. Cost/Share $135.71 Unrealized @ Report Date +52.5%

— SUNESIS PHARMACEUTICALS INC 2.2%

Value $1.923M Shares 2,645,826 Share Price $0.73 Est. Cost/Share $0.78 Unrealized @ Report Date —

— EIGER BIOPHARMACEUTICALS INC 0.7%

Value $656K Shares 61,875 Share Price $10.60 Est. Cost/Share $11.35 Unrealized @ Report Date —

KURA KURA ONCOLOGY INC 0.6%

Value $540K Shares 27,402 Share Price $19.71 * Est. Cost/Share $17.66 Unrealized @ Report Date -6.0%

MELI MERCADOLIBRE INC 0.3%

Value $280K Shares 457 Share Price $612.69 * Est. Cost/Share $406.29 Unrealized @ Report Date +37.0%

— CTI BIOPHARMA CORP 0.3%

Value $279K Shares 324,452 Share Price $0.86 Est. Cost/Share $1.43 Unrealized @ Report Date —

— FAR PT ACQUISITION CORP 0.3%

Value $260K Shares 25,509 Share Price $10.19 Est. Cost/Share $9.66 Unrealized @ Report Date —

— DICERNA PHARMACEUTICALS INC 0.3%

Value $244K Shares 15,487 Share Price $15.76 Est. Cost/Share $15.21 Unrealized @ Report Date —

— FS KKR CAPITAL CORP 0.3%

Value $242K Shares 40,548 Share Price $5.97 Est. Cost/Share $5.18 Unrealized @ Report Date —

V VISA INC 0.3%

Value $238K Shares 1,370 Share Price $173.72 * Est. Cost/Share $156.33 Unrealized @ Report Date 0.0%

MA MASTERCARD INC 0.3%

Value $236K Shares 892 Share Price $264.57 * Est. Cost/Share $241.35 Unrealized @ Report Date 0.0%

CHTR CHARTER COMMUNICATIONS INC N 0.3%

Value $234K Shares 591 Share Price $395.94 * Est. Cost/Share $374.74 Unrealized @ Report Date 0.0%

CACC CREDIT ACCEP CORP MICH 0.3%

Value $232K Shares 479 Share Price $484.34 Est. Cost/Share $432.16 Unrealized @ Report Date +10.0%

TDG TRANSDIGM GROUP INC 0.3%

Value $232K Shares 479 Share Price $484.34 * Est. Cost/Share $303.28 Unrealized @ Report Date +14.5%

AMT AMERICAN TOWER CORP NEW 0.3%

Value $232K Shares 1,136 Share Price $204.23 * Est. Cost/Share $146.79 Unrealized @ Report Date +14.6%

UAL UNITED CONTL HLDGS INC 0.3%

Value $225K Shares 2,566 Share Price $87.69 * Est. Cost/Share $84.63 Unrealized @ Report Date 0.0%

GSM FERROGLOBE PLC 0.3%

Value $223K Shares 131,248 Share Price $1.70 * Est. Cost/Share $2.22 Unrealized @ Report Date -16.3%

EXPE EXPEDIA GROUP INC 0.2%

Value $216K Shares 1,622 Share Price $133.17 * Est. Cost/Share $120.82 Unrealized @ Report Date 0.0%

MCO MOODYS CORP 0.2%

Value $214K Shares 1,094 Share Price $195.61 * Est. Cost/Share $179.45 Unrealized @ Report Date 0.0%

IBKR INTERACTIVE BROKERS GROUP IN 0.2%

Value $201K Shares 3,703 Share Price $54.28 * Est. Cost/Share $13.01 Unrealized @ Report Date 0.0%

— MARKER THERAPEUTICS INC 0.2%

Value $189K Shares 23,915 Share Price $7.90 Est. Cost/Share $5.55 Unrealized @ Report Date —

— SPRING BK PHARMACEUTICALS IN 0.1%

Value $88,000 Shares 23,821 Share Price $3.69 Est. Cost/Share $11.88 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	6,612,065	$20.7M	23.5%	$3.13	$2.92	—	SHS USD	G85347105
—	MOLECULAR TEMPLATES INC	1,624,241	$13.56M	15.4%	$8.35	$6.39	—	COM	608550109
—	KALA PHARMACEUTICALS INC	1,504,272	$9.597M	10.9%	$6.38	$5.38	—	COM	483119103
—	GARRISON CAP INC	1,223,096	$8.439M	9.6%	$6.90	$8.25	—	COM	366554103
—	ALCENTRA CAP CORP	838,840	$7.029M	8.0%	$8.38	$7.57	—	COM	01374T102
—	SCYNEXIS INC	4,325,000	$5.666M	6.4%	$1.31	$1.30	—	COM	811292101
—	MEI PHARMA INC	2,101,533	$5.254M	6.0%	$2.50	$3.94	—	COM NEW	55279B202
—	ALPS ETF TR	459,744	$4.528M	5.1%	$9.85	$10.07	—	ALERIAN MLP	00162Q866
SPY	SPDR S&P 500 ETF TR	14,010	$4.105M	4.7%	$293.00	$249.89	—	TR UNIT	78462F103
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1.985M	2.3%	$213.17 *	$135.71	+52.5%	CL B NEW	084670702
—	SUNESIS PHARMACEUTICALS INC	2,645,826	$1.923M	2.2%	$0.73	$0.78	—	COM PAR	867328700
—	EIGER BIOPHARMACEUTICALS INC	61,875	$656K	0.7%	$10.60	$11.35	—	COM	28249U105
KURA	KURA ONCOLOGY INC	27,402	$540K	0.6%	$19.71 *	$17.66	-6.0%	COM	50127T109
MELI	MERCADOLIBRE INC	457	$280K	0.3%	$612.69 *	$406.29	+37.0%	COM	58733R102
—	CTI BIOPHARMA CORP	324,452	$279K	0.3%	$0.86	$1.43	—	COM	12648L601
—	FAR PT ACQUISITION CORP	25,509	$260K	0.3%	$10.19	$9.66	—	COM CL A	30734W109
—	DICERNA PHARMACEUTICALS INC	15,487	$244K	0.3%	$15.76	$15.21	—	COM	253031108
—	FS KKR CAPITAL CORP	40,548	$242K	0.3%	$5.97	$5.18	—	COM	302635107
V	VISA INC	1,370	$238K	0.3%	$173.72 *	$156.33	0.0%	COM CL A	92826C839
MA	MASTERCARD INC	892	$236K	0.3%	$264.57 *	$241.35	0.0%	CL A	57636Q104
CHTR	CHARTER COMMUNICATIONS INC N	591	$234K	0.3%	$395.94 *	$374.74	0.0%	CL A	16119P108
CACC	CREDIT ACCEP CORP MICH	479	$232K	0.3%	$484.34	$432.16	+10.0%	COM	225310101
TDG	TRANSDIGM GROUP INC	479	$232K	0.3%	$484.34 *	$303.28	+14.5%	COM	893641100
AMT	AMERICAN TOWER CORP NEW	1,136	$232K	0.3%	$204.23 *	$146.79	+14.6%	COM	03027X100
UAL	UNITED CONTL HLDGS INC	2,566	$225K	0.3%	$87.69 *	$84.63	0.0%	COM	910047109
GSM	FERROGLOBE PLC	131,248	$223K	0.3%	$1.70 *	$2.22	-16.3%	SHS	G33856108
EXPE	EXPEDIA GROUP INC	1,622	$216K	0.2%	$133.17 *	$120.82	0.0%	COM NEW	30212P303
MCO	MOODYS CORP	1,094	$214K	0.2%	$195.61 *	$179.45	0.0%	COM	615369105
IBKR	INTERACTIVE BROKERS GROUP IN	3,703	$201K	0.2%	$54.28 *	$13.01	0.0%	COM CL A	45841N107
—	MARKER THERAPEUTICS INC	23,915	$189K	0.2%	$7.90	$5.55	—	COM	57055L107
—	SPRING BK PHARMACEUTICALS IN	23,821	$88,000	0.1%	$3.69	$11.88	—	COM	849431101