CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 14, 2019

Total Value ($000): $88,045 (100.0% shares, 0.0% debt)

Holdings (31)

— STRONGBRIDGE BIOPHARMA PLC 23.5%

Value ($000) $20,696 Shares 6,612,065 Est. Cost $2.92 Unrealized —

— MOLECULAR TEMPLATES INC 15.4%

Value ($000) $13,562 Shares 1,624,241 Est. Cost $6.39 Unrealized —

— KALA PHARMACEUTICALS INC 10.9%

Value ($000) $9,597 Shares 1,504,272 Est. Cost $5.38 Unrealized —

— GARRISON CAP INC 9.6%

Value ($000) $8,439 Shares 1,223,096 Est. Cost $8.25 Unrealized —

— ALCENTRA CAP CORP 8.0%

Value ($000) $7,029 Shares 838,840 Est. Cost $7.57 Unrealized —

— SCYNEXIS INC 6.4%

Value ($000) $5,666 Shares 4,325,000 Est. Cost $1.30 Unrealized —

— MEI PHARMA INC 6.0%

Value ($000) $5,254 Shares 2,101,533 Est. Cost $3.94 Unrealized —

— ALPS ETF TR 5.1%

Value ($000) $4,528 Shares 459,744 Est. Cost $10.07 Unrealized —

SPY SPDR S&P 500 ETF TR 4.7%

Value ($000) $4,105 Shares 14,010 Est. Cost $249.89 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 2.3%

Value ($000) $1,985 Shares 9,312 Est. Cost $135.71 Unrealized +52.5%

— SUNESIS PHARMACEUTICALS INC 2.2%

Value ($000) $1,923 Shares 2,645,826 Est. Cost $0.78 Unrealized —

— EIGER BIOPHARMACEUTICALS INC 0.7%

Value ($000) $656 Shares 61,875 Est. Cost $11.35 Unrealized —

KURA KURA ONCOLOGY INC 0.6%

Value ($000) $540 Shares 27,402 Est. Cost $17.66 Unrealized -6.0%

MELI MERCADOLIBRE INC 0.3%

Value ($000) $280 Shares 457 Est. Cost $406.29 Unrealized +37.0%

— CTI BIOPHARMA CORP 0.3%

Value ($000) $279 Shares 324,452 Est. Cost $1.43 Unrealized —

— FAR PT ACQUISITION CORP 0.3%

Value ($000) $260 Shares 25,509 Est. Cost $9.66 Unrealized —

— DICERNA PHARMACEUTICALS INC 0.3%

Value ($000) $244 Shares 15,487 Est. Cost $15.21 Unrealized —

— FS KKR CAPITAL CORP 0.3%

Value ($000) $242 Shares 40,548 Est. Cost $5.18 Unrealized —

V VISA INC 0.3%

Value ($000) $238 Shares 1,370 Est. Cost $156.33 Unrealized 0.0%

MA MASTERCARD INC 0.3%

Value ($000) $236 Shares 892 Est. Cost $241.35 Unrealized 0.0%

CHTR CHARTER COMMUNICATIONS INC N 0.3%

Value ($000) $234 Shares 591 Est. Cost $374.74 Unrealized 0.0%

CACC CREDIT ACCEP CORP MICH 0.3%

Value ($000) $232 Shares 479 Est. Cost $432.16 Unrealized +10.0%

TDG TRANSDIGM GROUP INC 0.3%

Value ($000) $232 Shares 479 Est. Cost $303.28 Unrealized +14.5%

AMT AMERICAN TOWER CORP NEW 0.3%

Value ($000) $232 Shares 1,136 Est. Cost $146.79 Unrealized +14.6%

UAL UNITED CONTL HLDGS INC 0.3%

Value ($000) $225 Shares 2,566 Est. Cost $84.63 Unrealized 0.0%

GSM FERROGLOBE PLC 0.3%

Value ($000) $223 Shares 131,248 Est. Cost $2.22 Unrealized -16.3%

EXPE EXPEDIA GROUP INC 0.2%

Value ($000) $216 Shares 1,622 Est. Cost $120.82 Unrealized 0.0%

MCO MOODYS CORP 0.2%

Value ($000) $214 Shares 1,094 Est. Cost $179.45 Unrealized 0.0%

IBKR INTERACTIVE BROKERS GROUP IN 0.2%

Value ($000) $201 Shares 3,703 Est. Cost $13.01 Unrealized 0.0%

— MARKER THERAPEUTICS INC 0.2%

Value ($000) $189 Shares 23,915 Est. Cost $5.55 Unrealized —

— SPRING BK PHARMACEUTICALS IN 0.1%

Value ($000) $88 Shares 23,821 Est. Cost $11.88 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	6,612,065	$20,696	23.5%	$2.92	—	SHS USD	G85347105
—	MOLECULAR TEMPLATES INC	1,624,241	$13,562	15.4%	$6.39	—	COM	608550109
—	KALA PHARMACEUTICALS INC	1,504,272	$9,597	10.9%	$5.38	—	COM	483119103
—	GARRISON CAP INC	1,223,096	$8,439	9.6%	$8.25	—	COM	366554103
—	ALCENTRA CAP CORP	838,840	$7,029	8.0%	$7.57	—	COM	01374T102
—	SCYNEXIS INC	4,325,000	$5,666	6.4%	$1.30	—	COM	811292101
—	MEI PHARMA INC	2,101,533	$5,254	6.0%	$3.94	—	COM NEW	55279B202
—	ALPS ETF TR	459,744	$4,528	5.1%	$10.07	—	ALERIAN MLP	00162Q866
SPY	SPDR S&P 500 ETF TR	14,010	$4,105	4.7%	$249.89	—	TR UNIT	78462F103
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1,985	2.3%	$135.71	+52.5%	CL B NEW	084670702
—	SUNESIS PHARMACEUTICALS INC	2,645,826	$1,923	2.2%	$0.78	—	COM PAR	867328700
—	EIGER BIOPHARMACEUTICALS INC	61,875	$656	0.7%	$11.35	—	COM	28249U105
KURA	KURA ONCOLOGY INC	27,402	$540	0.6%	$17.66	-6.0%	COM	50127T109
MELI	MERCADOLIBRE INC	457	$280	0.3%	$406.29	+37.0%	COM	58733R102
—	CTI BIOPHARMA CORP	324,452	$279	0.3%	$1.43	—	COM	12648L601
—	FAR PT ACQUISITION CORP	25,509	$260	0.3%	$9.66	—	COM CL A	30734W109
—	DICERNA PHARMACEUTICALS INC	15,487	$244	0.3%	$15.21	—	COM	253031108
—	FS KKR CAPITAL CORP	40,548	$242	0.3%	$5.18	—	COM	302635107
V	VISA INC	1,370	$238	0.3%	$156.33	0.0%	COM CL A	92826C839
MA	MASTERCARD INC	892	$236	0.3%	$241.35	0.0%	CL A	57636Q104
CHTR	CHARTER COMMUNICATIONS INC N	591	$234	0.3%	$374.74	0.0%	CL A	16119P108
CACC	CREDIT ACCEP CORP MICH	479	$232	0.3%	$432.16	+10.0%	COM	225310101
TDG	TRANSDIGM GROUP INC	479	$232	0.3%	$303.28	+14.5%	COM	893641100
AMT	AMERICAN TOWER CORP NEW	1,136	$232	0.3%	$146.79	+14.6%	COM	03027X100
UAL	UNITED CONTL HLDGS INC	2,566	$225	0.3%	$84.63	0.0%	COM	910047109
GSM	FERROGLOBE PLC	131,248	$223	0.3%	$2.22	-16.3%	SHS	G33856108
EXPE	EXPEDIA GROUP INC	1,622	$216	0.2%	$120.82	0.0%	COM NEW	30212P303
MCO	MOODYS CORP	1,094	$214	0.2%	$179.45	0.0%	COM	615369105
IBKR	INTERACTIVE BROKERS GROUP IN	3,703	$201	0.2%	$13.01	0.0%	COM CL A	45841N107
—	MARKER THERAPEUTICS INC	23,915	$189	0.2%	$5.55	—	COM	57055L107
—	SPRING BK PHARMACEUTICALS IN	23,821	$88	0.1%	$11.88	—	COM	849431101