HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Aug 14, 2023

Total Value: $178M (100.0% shares, 0.0% debt)

Holdings (44)

SSYS STRATASYS LTD 12.4%

Value $22.2M Shares 1,250,000 Est. Cost $15.66 Unrealized 0.0%

— ENZO BIOCHEM INC 5.3%

Value $9.524M Shares 5,175,913 Est. Cost $3.06 Unrealized —

VSEC VSE CORP 4.2%

Value $7.517M Shares 137,446 Est. Cost $35.22 Unrealized +35.5%

ARAY ACCURAY INC 4.0%

Value $7.156M Shares 1,849,184 Est. Cost $4.60 Unrealized -24.7%

INVE IDENTIV INC 3.7%

Value $6.607M Shares 785,557 Est. Cost $7.63 Unrealized -10.6%

— PLAYAGS INC 3.6%

Value $6.356M Shares 1,125,000 Est. Cost $6.00 Unrealized —

— STREAMLINE HEALTH SOLUTIONS 3.4%

Value $6.127M Shares 4,824,212 Est. Cost $1.29 Unrealized —

TBCH TURTLE BEACH CORP 3.4%

Value $5.999M Shares 514,964 Est. Cost $25.47 Unrealized -56.2%

INFU INFUSYSTEM HLDGS INC 3.3%

Value $5.952M Shares 618,085 Est. Cost $8.81 Unrealized +2.7%

SSYS STRATASYS LTD 3.2%

Value $5.772M Shares 325,000 Est. Cost $15.66 Unrealized 0.0%

TACT TRANSACT TECHNOLOGIES INC 3.2%

Value $5.736M Shares 640,168 Est. Cost $10.19 Unrealized -30.9%

AMZN AMAZON COM INC 2.9%

Value $5.214M Shares 40,000 Est. Cost $118.70 Unrealized -3.8%

CSV CARRIAGE SVCS INC 2.9%

Value $5.146M Shares 158,497 Est. Cost $28.86 Unrealized -6.7%

MSFT MICROSOFT CORP 2.9%

Value $5.108M Shares 15,000 Est. Cost $277.84 Unrealized +10.6%

IQV IQVIA HLDGS INC 2.8%

Value $5.057M Shares 22,500 Est. Cost $209.69 Unrealized -4.3%

CALY TOPGOLF CALLAWAY BRANDS CORP 2.4%

Value $4.367M Shares 220,000 Est. Cost $21.10 Unrealized -5.2%

FNKO FUNKO INC 2.4%

Value $4.328M Shares 400,000 Est. Cost $11.00 Unrealized 0.0%

FENC FENNEC PHARMACEUTICALS INC 2.3%

Value $4.122M Shares 466,869 Est. Cost $8.22 Unrealized +1.1%

INSE INSPIRED ENTMT INC 2.1%

Value $3.818M Shares 259,537 Est. Cost $12.44 Unrealized +8.8%

META META PLATFORMS INC 2.0%

Value $3.587M Shares 12,500 Est. Cost $175.20 Unrealized +39.9%

AMD ADVANCED MICRO DEVICES INC 1.9%

Value $3.417M Shares 30,000 Est. Cost $104.00 Unrealized 0.0%

ECVT ECOVYST INC 1.9%

Value $3.404M Shares 297,061 Est. Cost $10.34 Unrealized +5.3%

WDAY WORKDAY INC 1.9%

Value $3.388M Shares 15,000 Est. Cost $171.19 Unrealized +17.0%

DIBS 1STDIBS COM INC 1.8%

Value $3.154M Shares 843,323 Est. Cost $9.45 Unrealized -59.7%

ENPH ENPHASE ENERGY INC 1.6%

Value $2.931M Shares 17,500 Est. Cost $178.67 Unrealized 0.0%

LQDA LIQUIDIA CORPORATION 1.5%

Value $2.662M Shares 339,158 Est. Cost $2.77 Unrealized +180.4%

TMO THERMO FISHER SCIENTIFIC INC 1.5%

Value $2.609M Shares 5,000 Est. Cost $551.91 Unrealized -3.0%

GOOG ALPHABET INC 1.4%

Value $2.419M Shares 20,000 Est. Cost $105.73 Unrealized +8.7%

WSC WILLSCOT MOBIL MINI HLDNG CO 1.3%

Value $2.389M Shares 50,000 Est. Cost $44.72 Unrealized 0.0%

PCOR PROCORE TECHNOLOGIES INC 1.3%

Value $2.277M Shares 35,000 Est. Cost $58.47 Unrealized +0.6%

DE DEERE & CO 1.2%

Value $2.229M Shares 5,500 Est. Cost $367.88 Unrealized 0.0%

— CATALENT INC 1.2%

Value $2.168M Shares 50,000 Est. Cost $43.36 Unrealized —

DDOG DATADOG INC 1.1%

Value $1.968M Shares 20,000 Est. Cost $75.65 Unrealized +10.5%

IIIV I3 VERTICALS INC 1.0%

Value $1.866M Shares 81,606 Est. Cost $20.92 Unrealized +11.4%

TMUS T-MOBILE US INC 1.0%

Value $1.806M Shares 13,000 Est. Cost $134.04 Unrealized +1.2%

BSX BOSTON SCIENTIFIC CORP 1.0%

Value $1.758M Shares 32,500 Est. Cost $43.18 Unrealized +21.0%

— SHARECARE INC 0.9%

Value $1.529M Shares 873,488 Est. Cost $8.23 Unrealized —

— SCULPTOR CAP MGMT 0.8%

Value $1.437M Shares 162,727 Est. Cost $8.65 Unrealized —

PCT PURECYCLE TECHNOLOGIES INC 0.7%

Value $1.296M Shares 121,274 Est. Cost $13.96 Unrealized -48.1%

UNH UNITEDHEALTH GROUP INC 0.7%

Value $1.202M Shares 2,500 Est. Cost $484.23 Unrealized -4.0%

NKE NIKE INC 0.6%

Value $1.104M Shares 10,000 Est. Cost $111.33 Unrealized 0.0%

— LAZYDAYS HLDGS INC 0.4%

Value $764K Shares 66,128 Est. Cost $11.64 Unrealized —

— DURECT CORP 0.4%

Value $648K Shares 130,933 Est. Cost $3.46 Unrealized —

— CATALENT INC 0.2%

Value $282K Shares 6,500 Est. Cost $43.36 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SSYS	STRATASYS LTD	1,250,000	$22.2M	12.4%	$15.66	0.0%	Call	M85548101
—	ENZO BIOCHEM INC	5,175,913	$9.524M	5.3%	$3.06	—	COM	294100102
VSEC	VSE CORP	137,446	$7.517M	4.2%	$35.22	+35.5%	COM	918284100
ARAY	ACCURAY INC	1,849,184	$7.156M	4.0%	$4.60	-24.7%	COM	004397105
INVE	IDENTIV INC	785,557	$6.607M	3.7%	$7.63	-10.6%	COM NEW	45170X205
—	PLAYAGS INC	1,125,000	$6.356M	3.6%	$6.00	—	COM	72814N104
—	STREAMLINE HEALTH SOLUTIONS	4,824,212	$6.127M	3.4%	$1.29	—	COM	86323X106
TBCH	TURTLE BEACH CORP	514,964	$5.999M	3.4%	$25.47	-56.2%	COM NEW	900450206
INFU	INFUSYSTEM HLDGS INC	618,085	$5.952M	3.3%	$8.81	+2.7%	COM	45685K102
SSYS	STRATASYS LTD	325,000	$5.772M	3.2%	$15.66	0.0%	SHS	M85548101
TACT	TRANSACT TECHNOLOGIES INC	640,168	$5.736M	3.2%	$10.19	-30.9%	COM	892918103
AMZN	AMAZON COM INC	40,000	$5.214M	2.9%	$118.70	-3.8%	COM	023135106
CSV	CARRIAGE SVCS INC	158,497	$5.146M	2.9%	$28.86	-6.7%	COM	143905107
MSFT	MICROSOFT CORP	15,000	$5.108M	2.9%	$277.84	+10.6%	COM	594918104
IQV	IQVIA HLDGS INC	22,500	$5.057M	2.8%	$209.69	-4.3%	COM	46266C105
CALY	TOPGOLF CALLAWAY BRANDS CORP	220,000	$4.367M	2.4%	$21.10	-5.2%	COM	131193104
FNKO	FUNKO INC	400,000	$4.328M	2.4%	$11.00	0.0%	COM CL A	361008105
FENC	FENNEC PHARMACEUTICALS INC	466,869	$4.122M	2.3%	$8.22	+1.1%	COM	31447P100
INSE	INSPIRED ENTMT INC	259,537	$3.818M	2.1%	$12.44	+8.8%	COM	45782N108
META	META PLATFORMS INC	12,500	$3.587M	2.0%	$175.20	+39.9%	CL A	30303M102
AMD	ADVANCED MICRO DEVICES INC	30,000	$3.417M	1.9%	$104.00	0.0%	COM	007903107
ECVT	ECOVYST INC	297,061	$3.404M	1.9%	$10.34	+5.3%	COM	27923Q109
WDAY	WORKDAY INC	15,000	$3.388M	1.9%	$171.19	+17.0%	CL A	98138H101
DIBS	1STDIBS COM INC	843,323	$3.154M	1.8%	$9.45	-59.7%	COM	320551104
ENPH	ENPHASE ENERGY INC	17,500	$2.931M	1.6%	$178.67	0.0%	COM	29355A107
LQDA	LIQUIDIA CORPORATION	339,158	$2.662M	1.5%	$2.77	+180.4%	COM NEW	53635D202
TMO	THERMO FISHER SCIENTIFIC INC	5,000	$2.609M	1.5%	$551.91	-3.0%	COM	883556102
GOOG	ALPHABET INC	20,000	$2.419M	1.4%	$105.73	+8.7%	CAP STK CL C	02079K107
WSC	WILLSCOT MOBIL MINI HLDNG CO	50,000	$2.389M	1.3%	$44.72	0.0%	COM CL A	971378104
PCOR	PROCORE TECHNOLOGIES INC	35,000	$2.277M	1.3%	$58.47	+0.6%	COM	74275K108
DE	DEERE & CO	5,500	$2.229M	1.2%	$367.88	0.0%	COM	244199105
—	CATALENT INC	50,000	$2.168M	1.2%	$43.36	—	COM	148806102
DDOG	DATADOG INC	20,000	$1.968M	1.1%	$75.65	+10.5%	CL A COM	23804L103
IIIV	I3 VERTICALS INC	81,606	$1.866M	1.0%	$20.92	+11.4%	COM CL A	46571Y107
TMUS	T-MOBILE US INC	13,000	$1.806M	1.0%	$134.04	+1.2%	COM	872590104
BSX	BOSTON SCIENTIFIC CORP	32,500	$1.758M	1.0%	$43.18	+21.0%	COM	101137107
—	SHARECARE INC	873,488	$1.529M	0.9%	$8.23	—	COM CL A	81948W104
—	SCULPTOR CAP MGMT	162,727	$1.437M	0.8%	$8.65	—	COM CL A	811246107
PCT	PURECYCLE TECHNOLOGIES INC	121,274	$1.296M	0.7%	$13.96	-48.1%	COM	74623V103
UNH	UNITEDHEALTH GROUP INC	2,500	$1.202M	0.7%	$484.23	-4.0%	COM	91324P102
NKE	NIKE INC	10,000	$1.104M	0.6%	$111.33	0.0%	CL B	654106103
—	LAZYDAYS HLDGS INC	66,128	$764K	0.4%	$11.64	—	COM	52110H100
—	DURECT CORP	130,933	$648K	0.4%	$3.46	—	COM NEW	266605500
—	CATALENT INC	6,500	$282K	0.2%	$43.36	—	Call	148806102