HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Jan 26, 2024

Total Value: $140M

Holdings (45)

— PLAYAGS INC 5.2%

Value $7.335M Shares 1,125,000 Est. Cost $6.00 Unrealized —

— ENZO BIOCHEM INC 5.2%

Value $7.246M Shares 5,175,913 Est. Cost $3.06 Unrealized —

VSEC VSE CORP 4.9%

Value $6.933M Shares 137,446 Est. Cost $35.22 Unrealized +52.7%

INVE IDENTIV INC 4.7%

Value $6.63M Shares 785,557 Est. Cost $7.63 Unrealized +8.9%

INFU INFUSYSTEM HLDGS INC 4.2%

Value $5.958M Shares 618,085 Est. Cost $8.81 Unrealized +16.1%

META META PLATFORMS INC 4.2%

Value $5.929M Shares 19,750 Est. Cost $220.72 Unrealized +35.6%

MSFT MICROSOFT CORP 4.2%

Value $5.92M Shares 18,750 Est. Cost $287.19 Unrealized +13.0%

GOOG ALPHABET INC 4.0%

Value $5.604M Shares 42,500 Est. Cost $118.08 Unrealized +9.3%

AMZN AMAZON COM INC 3.9%

Value $5.466M Shares 43,000 Est. Cost $119.77 Unrealized +11.9%

SSYS STRATASYS LTD 3.6%

Value $5.104M Shares 375,000 Est. Cost $15.68 Unrealized +0.9%

ARAY ACCURAY INC 3.6%

Value $5.03M Shares 1,849,184 Est. Cost $4.60 Unrealized -28.4%

TBCH TURTLE BEACH CORP 3.3%

Value $4.673M Shares 514,964 Est. Cost $25.47 Unrealized -57.8%

— STREAMLINE HEALTH SOLUTIONS 3.3%

Value $4.667M Shares 4,824,212 Est. Cost $1.29 Unrealized —

CSV CARRIAGE SVCS INC 3.2%

Value $4.478M Shares 158,497 Est. Cost $28.86 Unrealized +5.4%

TACT TRANSACT TECHNOLOGIES INC 2.9%

Value $4.11M Shares 640,168 Est. Cost $10.19 Unrealized -25.8%

IQV IQVIA HLDGS INC 2.8%

Value $3.935M Shares 20,000 Est. Cost $209.69 Unrealized +3.5%

TMO THERMO FISHER SCIENTIFIC INC 2.5%

Value $3.543M Shares 7,000 Est. Cost $545.34 Unrealized -3.0%

FENC FENNEC PHARMACEUTICALS INC 2.5%

Value $3.506M Shares 466,869 Est. Cost $8.22 Unrealized -1.0%

BABA ALIBABA GROUP HLDG LTD 2.5%

Value $3.47M Shares 40,000 Est. Cost $86.74 Unrealized —

INSE INSPIRED ENTMT INC 2.2%

Value $3.104M Shares 259,537 Est. Cost $12.44 Unrealized +2.9%

DIBS 1STDIBS COM INC 2.2%

Value $3.07M Shares 843,323 Est. Cost $9.45 Unrealized -57.8%

CALY TOPGOLF CALLAWAY BRANDS CORP 2.2%

Value $3.045M Shares 220,000 Est. Cost $21.10 Unrealized -16.8%

ECVT ECOVYST INC 2.1%

Value $2.923M Shares 297,061 Est. Cost $10.34 Unrealized +3.4%

WDAY WORKDAY INC 1.9%

Value $2.686M Shares 12,500 Est. Cost $171.19 Unrealized +35.5%

DDOG DATADOG INC 1.8%

Value $2.505M Shares 27,500 Est. Cost $81.99 Unrealized +20.6%

ISRG INTUITIVE SURGICAL INC 1.8%

Value $2.484M Shares 8,500 Est. Cost $312.30 Unrealized 0.0%

PCOR PROCORE TECHNOLOGIES INC 1.7%

Value $2.45M Shares 37,500 Est. Cost $59.02 Unrealized +13.2%

DE DEERE & CO 1.7%

Value $2.359M Shares 6,250 Est. Cost $371.49 Unrealized +7.1%

LQDA LIQUIDIA CORPORATION 1.5%

Value $2.15M Shares 339,158 Est. Cost $2.77 Unrealized +159.9%

AMD ADVANCED MICRO DEVICES INC 1.2%

Value $1.748M Shares 17,000 Est. Cost $104.00 Unrealized +4.4%

NVDA NVIDIA CORPORATION 1.2%

Value $1.74M Shares 4,000 Est. Cost $44.77 Unrealized 0.0%

IIIV I3 VERTICALS INC 1.2%

Value $1.725M Shares 81,606 Est. Cost $20.92 Unrealized +10.6%

NFLX NETFLIX INC 0.9%

Value $1.227M Shares 3,250 Est. Cost $42.39 Unrealized 0.0%

FWONK LIBERTY MEDIA CORP DEL 0.9%

Value $1.215M Shares 19,500 Est. Cost $62.30 Unrealized —

EMR EMERSON ELEC CO 0.9%

Value $1.207M Shares 12,500 Est. Cost $91.16 Unrealized 0.0%

— SHARECARE INC 0.6%

Value $821K Shares 873,488 Est. Cost $8.23 Unrealized —

PCT PURECYCLE TECHNOLOGIES INC 0.5%

Value $680K Shares 121,274 Est. Cost $13.96 Unrealized -32.8%

WM WASTE MGMT INC DEL 0.4%

Value $534K Shares 3,500 Est. Cost $156.02 Unrealized 0.0%

BSX BOSTON SCIENTIFIC CORP 0.4%

Value $528K Shares 10,000 Est. Cost $43.18 Unrealized +21.5%

GTLB GITLAB INC 0.4%

Value $509K Shares 11,250 Est. Cost $47.88 Unrealized 0.0%

BRZE BRAZE INC 0.4%

Value $502K Shares 10,750 Est. Cost $43.95 Unrealized 0.0%

HUBS HUBSPOT INC 0.4%

Value $493K Shares 1,000 Est. Cost $522.44 Unrealized 0.0%

— LAZYDAYS HLDGS INC 0.3%

Value $436K Shares 57,404 Est. Cost $11.64 Unrealized —

— DURECT CORP 0.2%

Value $326K Shares 130,933 Est. Cost $3.46 Unrealized —

DHR DANAHER CORPORATION 0.2%

Value $248K Shares 1,000 Est. Cost $220.19 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	PLAYAGS INC	1,125,000	$7.335M	5.2%	$6.00	—	—	72814N104
—	ENZO BIOCHEM INC	5,175,913	$7.246M	5.2%	$3.06	—	—	294100102
VSEC	VSE CORP	137,446	$6.933M	4.9%	$35.22	+52.7%	—	918284100
INVE	IDENTIV INC	785,557	$6.63M	4.7%	$7.63	+8.9%	—	45170X205
INFU	INFUSYSTEM HLDGS INC	618,085	$5.958M	4.2%	$8.81	+16.1%	—	45685K102
META	META PLATFORMS INC	19,750	$5.929M	4.2%	$220.72	+35.6%	—	30303M102
MSFT	MICROSOFT CORP	18,750	$5.92M	4.2%	$287.19	+13.0%	—	594918104
GOOG	ALPHABET INC	42,500	$5.604M	4.0%	$118.08	+9.3%	—	02079K107
AMZN	AMAZON COM INC	43,000	$5.466M	3.9%	$119.77	+11.9%	—	023135106
SSYS	STRATASYS LTD	375,000	$5.104M	3.6%	$15.68	+0.9%	—	M85548101
ARAY	ACCURAY INC	1,849,184	$5.03M	3.6%	$4.60	-28.4%	—	004397105
TBCH	TURTLE BEACH CORP	514,964	$4.673M	3.3%	$25.47	-57.8%	—	900450206
—	STREAMLINE HEALTH SOLUTIONS	4,824,212	$4.667M	3.3%	$1.29	—	—	86323X106
CSV	CARRIAGE SVCS INC	158,497	$4.478M	3.2%	$28.86	+5.4%	—	143905107
TACT	TRANSACT TECHNOLOGIES INC	640,168	$4.11M	2.9%	$10.19	-25.8%	—	892918103
IQV	IQVIA HLDGS INC	20,000	$3.935M	2.8%	$209.69	+3.5%	—	46266C105
TMO	THERMO FISHER SCIENTIFIC INC	7,000	$3.543M	2.5%	$545.34	-3.0%	—	883556102
FENC	FENNEC PHARMACEUTICALS INC	466,869	$3.506M	2.5%	$8.22	-1.0%	—	31447P100
BABA	ALIBABA GROUP HLDG LTD	40,000	$3.47M	2.5%	$86.74	—	—	01609W102
INSE	INSPIRED ENTMT INC	259,537	$3.104M	2.2%	$12.44	+2.9%	—	45782N108
DIBS	1STDIBS COM INC	843,323	$3.07M	2.2%	$9.45	-57.8%	—	320551104
CALY	TOPGOLF CALLAWAY BRANDS CORP	220,000	$3.045M	2.2%	$21.10	-16.8%	—	131193104
ECVT	ECOVYST INC	297,061	$2.923M	2.1%	$10.34	+3.4%	—	27923Q109
WDAY	WORKDAY INC	12,500	$2.686M	1.9%	$171.19	+35.5%	—	98138H101
DDOG	DATADOG INC	27,500	$2.505M	1.8%	$81.99	+20.6%	—	23804L103
ISRG	INTUITIVE SURGICAL INC	8,500	$2.484M	1.8%	$312.30	0.0%	—	46120E602
PCOR	PROCORE TECHNOLOGIES INC	37,500	$2.45M	1.7%	$59.02	+13.2%	—	74275K108
DE	DEERE & CO	6,250	$2.359M	1.7%	$371.49	+7.1%	—	244199105
LQDA	LIQUIDIA CORPORATION	339,158	$2.15M	1.5%	$2.77	+159.9%	—	53635D202
AMD	ADVANCED MICRO DEVICES INC	17,000	$1.748M	1.2%	$104.00	+4.4%	—	007903107
NVDA	NVIDIA CORPORATION	4,000	$1.74M	1.2%	$44.77	0.0%	—	67066G104
IIIV	I3 VERTICALS INC	81,606	$1.725M	1.2%	$20.92	+10.6%	—	46571Y107
NFLX	NETFLIX INC	3,250	$1.227M	0.9%	$42.39	0.0%	—	64110L106
FWONK	LIBERTY MEDIA CORP DEL	19,500	$1.215M	0.9%	$62.30	—	—	531229755
EMR	EMERSON ELEC CO	12,500	$1.207M	0.9%	$91.16	0.0%	—	291011104
—	SHARECARE INC	873,488	$821K	0.6%	$8.23	—	—	81948W104
PCT	PURECYCLE TECHNOLOGIES INC	121,274	$680K	0.5%	$13.96	-32.8%	—	74623V103
WM	WASTE MGMT INC DEL	3,500	$534K	0.4%	$156.02	0.0%	—	94106L109
BSX	BOSTON SCIENTIFIC CORP	10,000	$528K	0.4%	$43.18	+21.5%	—	101137107
GTLB	GITLAB INC	11,250	$509K	0.4%	$47.88	0.0%	—	37637K108
BRZE	BRAZE INC	10,750	$502K	0.4%	$43.95	0.0%	—	10576N102
HUBS	HUBSPOT INC	1,000	$493K	0.4%	$522.44	0.0%	—	443573100
—	LAZYDAYS HLDGS INC	57,404	$436K	0.3%	$11.64	—	—	52110H100
—	DURECT CORP	130,933	$326K	0.2%	$3.46	—	—	266605500
DHR	DANAHER CORPORATION	1,000	$248K	0.2%	$220.19	0.0%	—	235851102