CIK: 0001290162 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value ($000): $2,918,399 (78.0% shares, 22.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AXOVANT SCIENCES LTD | 75,000,000 | $969,000 | 33.2% | $20.38 | — | COM | G0750W104 |
| XBI | SPDR SERIES TRUST | 6,495,000 | $404,314 | 13.9% | $252.24 | — | Put | 78464A870 |
| — | REGENERON PHARMACEUTICALS | 20,181,000 | $111,303 | 3.8% | $6.08 | — | NOTE 1.875%10/0 | 75886FAD9 |
| — | ELECTRONIC ARTS INC | 47,700,000 | $101,589 | 3.5% | $2.09 | — | NOTE 0.750% 7/1 | 285512AA7 |
| ABUS | ARBUTUS BIOPHARMA CORP | 16,013,540 | $97,522 | 3.3% | $8.87 | 0.0% | COM | 03879J100 |
| — | NOVELLUS SYS INC | 35,443,000 | $69,784 | 2.4% | $2.06 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | WESCO INTL INC | 39,000,000 | $64,652 | 2.2% | $2.06 | — | DBCV 6.000% 9/1 | 95082PAH8 |
| — | UNITED THERAPEUTICS CORP DEL | 22,500,000 | $61,774 | 2.1% | $2.34 | — | NOTE 1.000% 9/1 | 91307CAF9 |
| — | INTEL CORP | 37,420,000 | $45,840 | 1.6% | $1.21 | — | SDCV 12/1 | 458140AD2 |
| — | LUMBER LIQUIDATORS HLDGS INC | 3,385,600 | $44,487 | 1.5% | $52.04 | — | Put | 55003T107 |
| — | VERISIGN INC | 20,000,000 | $41,856 | 1.4% | $1.86 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | CTRIP COM INTL LTD | 35,000,000 | $38,118 | 1.3% | $1.08 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | EQUITY COMWLTH | 1,265,079 | $34,461 | 1.2% | $26.06 | — | COM SH BEN INT | 294628102 |
| — | MICROCHIP TECHNOLOGY INC | 18,264,000 | $32,159 | 1.1% | $1.78 | — | SDCV 2.125%12/1 | 595017AB0 |
| EBAY | EBAY INC | 1,268,210 | $30,995 | 1.1% | $21.57 | +11.0% | COM | 278642103 |
| VNET | 21VIANET GROUP INC | 1,535,160 | $28,063 | 1.0% | $18.36 | — | SPONSORED ADR | 90138A103 |
| — | REALOGY HLDGS CORP | 740,000 | $27,846 | 1.0% | $37.68 | — | COM | 75605Y106 |
| CALM | CAL MAINE FOODS INC | 469,800 | $25,656 | 0.9% | $37.40 | +4.6% | COM NEW | 128030202 |
| IBB | ISHARES TR | 79,660 | $24,163 | 0.8% | $334.35 | — | NASDQ BIOTEC ETF | 464287556 |
| NYT | NEW YORK TIMES CO | 2,025,798 | $23,925 | 0.8% | $12.12 | -5.7% | CL A | 650111107 |
| THC | TENET HEALTHCARE CORP | 601,005 | $22,189 | 0.8% | $46.50 | +11.1% | COM NEW | 88033G407 |
| — | ACCELERON PHARMA INC | 861,813 | $21,459 | 0.7% | $34.90 | — | COM | 00434H108 |
| MMYT | MAKEMYTRIP LIMITED MAURITIUS | 1,452,013 | $19,965 | 0.7% | $23.66 | -34.0% | SHS | V5633W109 |
| COF | CAPITAL ONE FINL CORP | 275,000 | $19,943 | 0.7% | $54.97 | +21.1% | COM | 14040H105 |
| — | DHT HOLDINGS INC | 17,000,000 | $19,526 | 0.7% | $1.07 | — | DEBT 4.500%10/0 | 23335SAB2 |
| CBRE | CBRE GROUP INC | 610,000 | $19,520 | 0.7% | $35.48 | 0.0% | CL A | 12504L109 |
| — | PACIFIC DATAVISION INC | 676,699 | $19,300 | 0.7% | $43.13 | — | COM | 694171307 |
| — | VIPSHOP HLDGS LTD | 17,500,000 | $19,196 | 0.7% | $1.24 | — | NOTE 1.500% 3/1 | 92763WAA1 |
| WFC | WELLS FARGO & CO NEW | 349,997 | $17,972 | 0.6% | $41.15 | -0.2% | COM | 949746101 |
| — | ALTERA CORP | 358,667 | $17,962 | 0.6% | $50.08 | — | COM | 021441100 |
| — | SOLARCITY CORP | 406,816 | $17,375 | 0.6% | $51.66 | — | COM | 83416T100 |
| — | SOLARCITY CORP | 406,000 | $17,340 | 0.6% | $51.66 | — | Put | 83416T100 |
| NVGS | NAVIGATOR HOLDINGS LTD | 1,213,075 | $16,195 | 0.6% | $20.21 | -20.8% | SHS | Y62132108 |
| BCRX | BIOCRYST PHARMACEUTICALS | 1,358,097 | $15,482 | 0.5% | $9.35 | +42.7% | COM | 09058V103 |
| — | RADIAN GROUP INC | 10,000,000 | $15,113 | 0.5% | $1.78 | — | NOTE 2.250% 3/0 | 750236AN1 |
| CFG | CITIZENS FINL GROUP INC | 625,000 | $14,912 | 0.5% | $16.88 | +4.0% | COM | 174610105 |
| INTC | INTEL CORP | 466,810 | $14,070 | 0.5% | $23.47 | -3.6% | COM | 458140100 |
| W | WAYFAIR INC | 400,000 | $14,024 | 0.5% | $38.36 | 0.0% | Put | 94419L101 |
| — | MICRON TECHNOLOGY INC | 9,000,000 | $13,394 | 0.5% | $1.49 | — | NOTE 1.625% 2/1 | 595112AU7 |
| GS | GOLDMAN SACHS GROUP INC | 75,000 | $13,032 | 0.4% | $158.88 | 0.0% | COM | 38141G104 |
| — | CYTRX CORP | 5,850,399 | $12,950 | 0.4% | $3.93 | — | COM PAR $.001 | 232828509 |
| XLE | SELECT SECTOR SPDR TR | 204,628 | $12,523 | 0.4% | $61.20 | — | SBI INT-ENERGY | 81369Y506 |
| — | AGENUS INC | 2,680,321 | $12,329 | 0.4% | $3.04 | — | COM NEW | 00847G705 |
| — | LUMBER LIQUIDATORS HLDGS INC | 906,273 | $11,908 | 0.4% | $52.04 | — | COM | 55003T107 |
| — | ARROWHEAD RESH CORP | 1,951,382 | $11,240 | 0.4% | $8.28 | — | COM NEW | 042797209 |
| — | BRF SA | 607,112 | $10,801 | 0.4% | $21.05 | — | SPONSORED ADR | 10552T107 |
| — | WL ROSS HLDG CORP | 1,000,000 | $10,380 | 0.4% | $9.89 | — | COM SHS | 92939D104 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 500,000 | $10,375 | 0.4% | — | — | Put | 874039100 |
| — | BLUEBIRD BIO INC | 117,844 | $10,082 | 0.3% | $30.06 | — | COM | 09609G100 |
| — | MARVELL TECHNOLOGY GROUP LTD | 1,100,110 | $9,956 | 0.3% | $9.05 | — | ORD | G5876H105 |
| — | MIRATI THERAPEUTICS INC | 277,733 | $9,560 | 0.3% | $11.45 | — | COM | 60468T105 |
| — | EPIZYME INC | 653,828 | $8,408 | 0.3% | $26.84 | — | COM | 29428V104 |
| — | ELONG INC | 493,620 | $8,401 | 0.3% | $17.02 | — | SPONSORED ADR | 290138205 |
| — | LION BIOTECHNOLOGIES INC | 1,433,700 | $8,258 | 0.3% | $11.89 | — | COM | 53619R102 |
| — | ANACOR PHARMACEUTICALS INC | 69,122 | $8,136 | 0.3% | $5.59 | — | COM | 032420101 |
| — | VIVINT SOLAR INC | 772,214 | $8,093 | 0.3% | $10.48 | — | COM | 92854Q106 |
| — | BONA FILM GROUP LTD | 639,211 | $7,613 | 0.3% | $11.91 | — | SPONSORED ADS | 09777B107 |
| — | FIBROCELL SCIENCE INC | 1,870,556 | $7,202 | 0.2% | $3.85 | — | COM NEW | 315721209 |
| — | DYAX CORP | 372,510 | $7,111 | 0.2% | $5.93 | — | COM | 26746E103 |
| GLNG | GOLAR LNG LTD BERMUDA | 253,725 | $7,074 | 0.2% | $32.41 | 0.0% | SHS | G9456A100 |
| HALO | HALOZYME THERAPEUTICS INC | 486,276 | $6,531 | 0.2% | $6.53 | +207.7% | COM | 40637H109 |
| W | WAYFAIR INC | 175,000 | $6,136 | 0.2% | $38.36 | 0.0% | CL A | 94419L101 |
| — | RETROPHIN INC | 296,570 | $6,009 | 0.2% | $20.26 | — | COM | 761299106 |
| — | FIVE PRIME THERAPEUTICS INC | 368,362 | $5,669 | 0.2% | $17.47 | — | COM | 33830X104 |
| JPM | JPMORGAN CHASE & CO | 90,000 | $5,487 | 0.2% | $49.22 | +0.8% | COM | 46625H100 |
| — | ASSEMBLY BIOSCIENCES INC | 535,000 | $5,115 | 0.2% | $7.23 | — | COM | 045396108 |
| — | NORTHSTAR RLTY FIN CORP | 411,900 | $5,087 | 0.2% | $17.61 | — | COM NEW | 66704R704 |
| — | E HOUSE CHINA HLDGS LTD | 810,400 | $4,814 | 0.2% | $5.94 | — | ADR | 26852W103 |
| — | CHINA ZENIX AUTO INTL LTD | 6,074,805 | $4,773 | 0.2% | $2.03 | — | ADS | 16951E104 |
| XNCR | XENCOR INC | 386,925 | $4,732 | 0.2% | $8.58 | +128.2% | COM | 98401F105 |
| — | YY INC | 5,000,000 | $4,686 | 0.2% | $0.95 | — | NOTE 2.250% 4/0 | 98426TAB2 |
| — | BELLICUM PHARMACEUTICALS INC | 317,742 | $4,617 | 0.2% | $14.53 | — | COM | 079481107 |
| — | TEEKAY TANKERS LTD | 667,256 | $4,604 | 0.2% | $6.90 | — | CL A | Y8565N102 |
| FSLR | FIRST SOLAR INC | 100,000 | $4,275 | 0.1% | — | — | Put | 336433107 |
| ADAPY | ADAPTIMMUNE THERAPEUTICS PLC | 350,000 | $4,190 | 0.1% | $18.33 | — | SPONDS ADR | 00653A107 |
| ITB | ISHARES | 145,473 | $3,797 | 0.1% | $27.72 | — | US HOME CONS ETF | 464288752 |
| — | TRACON PHARMACEUTICALS INC | 363,292 | $3,549 | 0.1% | $13.58 | — | COM | 89237H100 |
| — | ARRAY BIOPHARMA INC | 3,000,000 | $2,977 | 0.1% | $0.95 | — | NOTE 3.000% 6/0 | 04269XAA3 |
| ZG | ZILLOW GROUP INC | 100,000 | $2,873 | 0.1% | $25.88 | 0.0% | CL A | 98954M101 |
| — | PALATIN TECHNOLOGIES INC | 4,982,174 | $2,825 | 0.1% | $0.55 | — | COM PAR $ .01 | 696077403 |
| — | OCERA THERAPEUTICS INC | 752,578 | $2,319 | 0.1% | $9.62 | — | COM | 67552A108 |
| — | MEDGENICS INC | 267,608 | $2,093 | 0.1% | $7.82 | — | COM NEW | 58436Q203 |
| — | ONCOTHYREON INC | 614,370 | $1,683 | 0.1% | $2.14 | — | COM | 682324108 |
| SPY | SPDR S&P 500 ETF TR | 5,100 | $977 | 0.0% | — | — | Put | 78462F103 |
| — | INTERCEPT PHARMACEUTICALS IN | 4,251 | $705 | 0.0% | $329.80 | — | COM | 45845P108 |