DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 12, 2017

Total Value: $891M (100.0% shares, 0.0% debt)

Holdings (25)

EEM ISHARES TR 16.6%

Value $148M Shares 3,765,656 Est. Cost — Unrealized —

SPY SPDR S&P 500 ETF TR 12.7%

Value $114M Shares 481,893 Est. Cost — Unrealized —

IVV ISHARES TR 11.4%

Value $101M Shares 426,812 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 8.6%

Value $76.47M Shares 17,500,000 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 7.2%

Value $64.57M Shares 1,211,179 Est. Cost — Unrealized —

— JPMORGAN CHASE & CO 7.1%

Value $63.6M Shares 1,969,090 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 5.7%

Value $51.1M Shares 3,338,482 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 4.2%

Value $37.43M Shares 1,577,414 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 3.5%

Value $31.3M Shares 420,906 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 3.1%

Value $27.33M Shares 310,697 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 3.0%

Value $26.81M Shares 412,078 Est. Cost — Unrealized —

VNQ VANGUARD INDEX FDS 2.8%

Value $25.32M Shares 306,600 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 2.6%

Value $23.26M Shares 426,147 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 2.5%

Value $22.47M Shares 321,500 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 2.5%

Value $22.16M Shares 431,965 Est. Cost — Unrealized —

GUNR FLEXSHARES TR 1.4%

Value $12.62M Shares 428,500 Est. Cost — Unrealized —

— POWERSHARES DB CMDTY IDX TRA 1.3%

Value $11.83M Shares 777,950 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 1.2%

Value $10.29M Shares 196,401 Est. Cost — Unrealized —

— PFENEX INC 1.2%

Value $10.29M Shares 1,771,428 Est. Cost — Unrealized —

XLRE SELECT SECTOR SPDR TR 1.0%

Value $8.558M Shares 270,814 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.2%

Value $1.56M Shares 6,000,000 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.1%

Value $597K Shares 65,000 Est. Cost — Unrealized —

ORI OLD REPUBLIC INTL CORP 0.0%

Value $253K Shares 12,375 Est. Cost — Unrealized —

FOLD AMICUS THERAPEUTICS INC 0.0%

Value $105K Shares 14,674 Est. Cost — Unrealized —

ARDX ARDELYX INC 0.0%

Value $23,000 Shares 1,798 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
EEM	ISHARES TR	3,765,656	$148M	16.6%	—	—	MSCI EMG MKT ETF	464287234
SPY	SPDR S&P 500 ETF TR	481,893	$114M	12.7%	—	—	TR UNIT	78462F103
IVV	ISHARES TR	426,812	$101M	11.4%	—	—	CORE S&P500 ETF	464287200
—	AGROFRESH SOLUTIONS	17,500,000	$76.47M	8.6%	—	—	COM	00856G109
XLK	SELECT SECTOR SPDR TR	1,211,179	$64.57M	7.2%	—	—	TECHNOLOGY	81369Y803
—	JPMORGAN CHASE & CO	1,969,090	$63.6M	7.1%	—	—	ALERIAN ML ETN	46625H365
—	FORTRESS TRANS INFRST INVS L	3,338,482	$51.1M	5.7%	—	—	COM REP LTD LIAB	34960P101
XLF	SELECT SECTOR SPDR TR	1,577,414	$37.43M	4.2%	—	—	SBI INT-FINL	81369Y605
XLV	SELECT SECTOR SPDR TR	420,906	$31.3M	3.5%	—	—	SBI HEALTHCARE	81369Y209
XLY	SELECT SECTOR SPDR TR	310,697	$27.33M	3.1%	—	—	SBI CONS DISCR	81369Y407
XLI	SELECT SECTOR SPDR TR	412,078	$26.81M	3.0%	—	—	SBI INT-INDS	81369Y704
VNQ	VANGUARD INDEX FDS	306,600	$25.32M	2.8%	—	—	REIT ETF	922908553
XLP	SELECT SECTOR SPDR TR	426,147	$23.26M	2.6%	—	—	SBI CONS STPLS	81369Y308
XLE	SELECT SECTOR SPDR TR	321,500	$22.47M	2.5%	—	—	SBI INT-ENERGY	81369Y506
XLU	SELECT SECTOR SPDR TR	431,965	$22.16M	2.5%	—	—	SBI INT-UTILS	81369Y886
GUNR	FLEXSHARES TR	428,500	$12.62M	1.4%	—	—	MORNSTAR UPSTR	33939L407
—	POWERSHARES DB CMDTY IDX TRA	777,950	$11.83M	1.3%	—	—	UNIT BEN INT	73935S105
XLB	SELECT SECTOR SPDR TR	196,401	$10.29M	1.2%	—	—	SBI MATERIALS	81369Y100
—	PFENEX INC	1,771,428	$10.29M	1.2%	—	—	COM	717071104
XLRE	SELECT SECTOR SPDR TR	270,814	$8.558M	1.0%	—	—	RL EST SEL SEC	81369Y860
—	AGROFRESH SOLUTIONS	6,000,000	$1.56M	0.2%	—	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$597K	0.1%	—	—	COM	88165N105
ORI	OLD REPUBLIC INTL CORP	12,375	$253K	0.0%	—	—	COM	680223104
FOLD	AMICUS THERAPEUTICS INC	14,674	$105K	0.0%	—	—	COM	03152W109
ARDX	ARDELYX INC	1,798	$23,000	0.0%	—	—	COM	039697107