DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 12, 2017

Total Value ($000): $891,168 (100.0% shares, 0.0% debt)

Holdings (25)

EEM ISHARES TR 16.6%

Value ($000) $148,329 Shares 3,765,656 Est. Cost $38.31 Unrealized —

SPY SPDR S&P 500 ETF TR 12.7%

Value ($000) $113,601 Shares 481,893 Est. Cost $165.39 Unrealized —

IVV ISHARES TR 11.4%

Value ($000) $101,270 Shares 426,812 Est. Cost $185.86 Unrealized —

— AGROFRESH SOLUTIONS 8.6%

Value ($000) $76,475 Shares 17,500,000 Est. Cost $7.94 Unrealized —

XLK SELECT SECTOR SPDR TR 7.2%

Value ($000) $64,568 Shares 1,211,179 Est. Cost $43.78 Unrealized —

— JPMORGAN CHASE & CO 7.1%

Value ($000) $63,602 Shares 1,969,090 Est. Cost $43.40 Unrealized —

— FORTRESS TRANS INFRST INVS L 5.7%

Value ($000) $51,105 Shares 3,338,482 Est. Cost $10.15 Unrealized —

XLF SELECT SECTOR SPDR TR 4.2%

Value ($000) $37,432 Shares 1,577,414 Est. Cost $21.67 Unrealized —

XLV SELECT SECTOR SPDR TR 3.5%

Value ($000) $31,299 Shares 420,906 Est. Cost $70.65 Unrealized —

XLY SELECT SECTOR SPDR TR 3.1%

Value ($000) $27,326 Shares 310,697 Est. Cost $74.43 Unrealized —

XLI SELECT SECTOR SPDR TR 3.0%

Value ($000) $26,810 Shares 412,078 Est. Cost $53.13 Unrealized —

VNQ VANGUARD INDEX FDS 2.8%

Value ($000) $25,322 Shares 306,600 Est. Cost $70.62 Unrealized —

XLP SELECT SECTOR SPDR TR 2.6%

Value ($000) $23,259 Shares 426,147 Est. Cost $52.02 Unrealized —

XLE SELECT SECTOR SPDR TR 2.5%

Value ($000) $22,473 Shares 321,500 Est. Cost $67.46 Unrealized —

XLU SELECT SECTOR SPDR TR 2.5%

Value ($000) $22,164 Shares 431,965 Est. Cost $44.79 Unrealized —

GUNR FLEXSHARES TR 1.4%

Value ($000) $12,619 Shares 428,500 Est. Cost $35.07 Unrealized —

— POWERSHARES DB CMDTY IDX TRA 1.3%

Value ($000) $11,833 Shares 777,950 Est. Cost $24.26 Unrealized —

XLB SELECT SECTOR SPDR TR 1.2%

Value ($000) $10,293 Shares 196,401 Est. Cost $47.33 Unrealized —

— PFENEX INC 1.2%

Value ($000) $10,292 Shares 1,771,428 Est. Cost $15.94 Unrealized —

XLRE SELECT SECTOR SPDR TR 1.0%

Value ($000) $8,558 Shares 270,814 Est. Cost $32.45 Unrealized —

— AGROFRESH SOLUTIONS 0.2%

Value ($000) $1,560 Shares 6,000,000 Est. Cost $0.78 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.1%

Value ($000) $597 Shares 65,000 Est. Cost $7.46 Unrealized —

ORI OLD REPUBLIC INTL CORP 0.0%

Value ($000) $253 Shares 12,375 Est. Cost $9.34 Unrealized +8.3%

FOLD AMICUS THERAPEUTICS INC 0.0%

Value ($000) $105 Shares 14,674 Est. Cost $6.75 Unrealized -6.4%

ARDX ARDELYX INC 0.0%

Value ($000) $23 Shares 1,798 Est. Cost $10.48 Unrealized +25.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
EEM	ISHARES TR	3,765,656	$148,329	16.6%	$38.31	—	MSCI EMG MKT ETF	464287234
SPY	SPDR S&P 500 ETF TR	481,893	$113,601	12.7%	$165.39	—	TR UNIT	78462F103
IVV	ISHARES TR	426,812	$101,270	11.4%	$185.86	—	CORE S&P500 ETF	464287200
—	AGROFRESH SOLUTIONS	17,500,000	$76,475	8.6%	$7.94	—	COM	00856G109
XLK	SELECT SECTOR SPDR TR	1,211,179	$64,568	7.2%	$43.78	—	TECHNOLOGY	81369Y803
—	JPMORGAN CHASE & CO	1,969,090	$63,602	7.1%	$43.40	—	ALERIAN ML ETN	46625H365
—	FORTRESS TRANS INFRST INVS L	3,338,482	$51,105	5.7%	$10.15	—	COM REP LTD LIAB	34960P101
XLF	SELECT SECTOR SPDR TR	1,577,414	$37,432	4.2%	$21.67	—	SBI INT-FINL	81369Y605
XLV	SELECT SECTOR SPDR TR	420,906	$31,299	3.5%	$70.65	—	SBI HEALTHCARE	81369Y209
XLY	SELECT SECTOR SPDR TR	310,697	$27,326	3.1%	$74.43	—	SBI CONS DISCR	81369Y407
XLI	SELECT SECTOR SPDR TR	412,078	$26,810	3.0%	$53.13	—	SBI INT-INDS	81369Y704
VNQ	VANGUARD INDEX FDS	306,600	$25,322	2.8%	$70.62	—	REIT ETF	922908553
XLP	SELECT SECTOR SPDR TR	426,147	$23,259	2.6%	$52.02	—	SBI CONS STPLS	81369Y308
XLE	SELECT SECTOR SPDR TR	321,500	$22,473	2.5%	$67.46	—	SBI INT-ENERGY	81369Y506
XLU	SELECT SECTOR SPDR TR	431,965	$22,164	2.5%	$44.79	—	SBI INT-UTILS	81369Y886
GUNR	FLEXSHARES TR	428,500	$12,619	1.4%	$35.07	—	MORNSTAR UPSTR	33939L407
—	POWERSHARES DB CMDTY IDX TRA	777,950	$11,833	1.3%	$24.26	—	UNIT BEN INT	73935S105
XLB	SELECT SECTOR SPDR TR	196,401	$10,293	1.2%	$47.33	—	SBI MATERIALS	81369Y100
—	PFENEX INC	1,771,428	$10,292	1.2%	$15.94	—	COM	717071104
XLRE	SELECT SECTOR SPDR TR	270,814	$8,558	1.0%	$32.45	—	RL EST SEL SEC	81369Y860
—	AGROFRESH SOLUTIONS	6,000,000	$1,560	0.2%	$0.78	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$597	0.1%	$7.46	—	COM	88165N105
ORI	OLD REPUBLIC INTL CORP	12,375	$253	0.0%	$9.34	+8.3%	COM	680223104
FOLD	AMICUS THERAPEUTICS INC	14,674	$105	0.0%	$6.75	-6.4%	COM	03152W109
ARDX	ARDELYX INC	1,798	$23	0.0%	$10.48	+25.6%	COM	039697107