DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Jul 31, 2017

Total Value ($000): $963,682 (100.0% shares, 0.0% debt)

Holdings (28)

SPY SPDR S&P 500 ETF TR 32.5%

Value ($000) $313,426 Shares 1,296,220 Est. Cost $213.39 Unrealized —

EEM ISHARES TR 16.2%

Value ($000) $155,861 Shares 3,765,656 Est. Cost $38.31 Unrealized —

— AGROFRESH SOLUTIONS 13.2%

Value ($000) $126,874 Shares 17,670,356 Est. Cost $7.94 Unrealized —

IVV ISHARES TR 10.5%

Value ($000) $100,726 Shares 413,812 Est. Cost $185.86 Unrealized —

— JPMORGAN CHASE & CO 6.1%

Value ($000) $58,482 Shares 1,969,090 Est. Cost $43.40 Unrealized —

— FORTRESS TRANS INFRST INVS L 5.7%

Value ($000) $54,487 Shares 3,338,482 Est. Cost $10.15 Unrealized —

XLK SELECT SECTOR SPDR TR 3.4%

Value ($000) $33,218 Shares 607,054 Est. Cost $43.78 Unrealized —

VNQ VANGUARD INDEX FDS 2.6%

Value ($000) $25,518 Shares 306,600 Est. Cost $70.62 Unrealized —

XLU SELECT SECTOR SPDR TR 1.6%

Value ($000) $15,126 Shares 291,103 Est. Cost $44.79 Unrealized —

GUNR FLEXSHARES TR 1.3%

Value ($000) $12,242 Shares 428,500 Est. Cost $35.07 Unrealized —

— POWERSHARES DB CMDTY IDX TRA 1.2%

Value ($000) $11,241 Shares 777,950 Est. Cost $24.26 Unrealized —

XLY SELECT SECTOR SPDR TR 0.9%

Value ($000) $8,615 Shares 96,122 Est. Cost $74.43 Unrealized —

XLF SELECT SECTOR SPDR TR 0.8%

Value ($000) $8,044 Shares 326,079 Est. Cost $21.67 Unrealized —

— PFENEX INC 0.7%

Value ($000) $7,103 Shares 1,771,428 Est. Cost $15.94 Unrealized —

XLV SELECT SECTOR SPDR TR 0.7%

Value ($000) $6,603 Shares 83,323 Est. Cost $70.65 Unrealized —

XLE SELECT SECTOR SPDR TR 0.6%

Value ($000) $5,472 Shares 84,295 Est. Cost $67.46 Unrealized —

XLP SELECT SECTOR SPDR TR 0.4%

Value ($000) $4,328 Shares 78,778 Est. Cost $52.02 Unrealized —

XLI SELECT SECTOR SPDR TR 0.3%

Value ($000) $3,033 Shares 44,527 Est. Cost $53.13 Unrealized —

XLB SELECT SECTOR SPDR TR 0.3%

Value ($000) $3,004 Shares 55,829 Est. Cost $47.33 Unrealized —

— AGROFRESH SOLUTIONS 0.3%

Value ($000) $2,790 Shares 3,000,000 Est. Cost $0.78 Unrealized —

— SPDR S&P 500 ETF TR 0.3%

Value ($000) $2,755 Shares 1,334,000 Est. Cost — Unrealized —

— SPDR S&P 500 ETF TR 0.2%

Value ($000) $2,201 Shares 667,000 Est. Cost — Unrealized —

— ISHARES TR 0.1%

Value ($000) $1,095 Shares 1,129,000 Est. Cost — Unrealized —

— ISHARES TR 0.1%

Value ($000) $576 Shares 2,258,000 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value ($000) $463 Shares 65,000 Est. Cost $7.46 Unrealized —

ORI OLD REPUBLIC INTL CORP 0.0%

Value ($000) $242 Shares 12,375 Est. Cost $9.34 Unrealized +7.9%

FOLD AMICUS THERAPEUTICS INC 0.0%

Value ($000) $148 Shares 14,674 Est. Cost $6.75 Unrealized +19.1%

ARDX ARDELYX INC 0.0%

Value ($000) $9 Shares 1,798 Est. Cost $10.48 Unrealized -19.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,296,220	$313,426	32.5%	$213.39	—	TR UNIT	78462F103
EEM	ISHARES TR	3,765,656	$155,861	16.2%	$38.31	—	MSCI EMG MKT ETF	464287234
—	AGROFRESH SOLUTIONS	17,670,356	$126,874	13.2%	$7.94	—	COM	00856G109
IVV	ISHARES TR	413,812	$100,726	10.5%	$185.86	—	CORE S&P500 ETF	464287200
—	JPMORGAN CHASE & CO	1,969,090	$58,482	6.1%	$43.40	—	ALERIAN ML ETN	46625H365
—	FORTRESS TRANS INFRST INVS L	3,338,482	$54,487	5.7%	$10.15	—	COM REP LTD LIAB	34960P101
XLK	SELECT SECTOR SPDR TR	607,054	$33,218	3.4%	$43.78	—	TECHNOLOGY	81369Y803
VNQ	VANGUARD INDEX FDS	306,600	$25,518	2.6%	$70.62	—	REIT ETF	922908553
XLU	SELECT SECTOR SPDR TR	291,103	$15,126	1.6%	$44.79	—	SBI INT-UTILS	81369Y886
GUNR	FLEXSHARES TR	428,500	$12,242	1.3%	$35.07	—	MORNSTAR UPSTR	33939L407
—	POWERSHARES DB CMDTY IDX TRA	777,950	$11,241	1.2%	$24.26	—	UNIT BEN INT	73935S105
XLY	SELECT SECTOR SPDR TR	96,122	$8,615	0.9%	$74.43	—	SBI CONS DISCR	81369Y407
XLF	SELECT SECTOR SPDR TR	326,079	$8,044	0.8%	$21.67	—	SBI INT-FINL	81369Y605
—	PFENEX INC	1,771,428	$7,103	0.7%	$15.94	—	COM	717071104
XLV	SELECT SECTOR SPDR TR	83,323	$6,603	0.7%	$70.65	—	SBI HEALTHCARE	81369Y209
XLE	SELECT SECTOR SPDR TR	84,295	$5,472	0.6%	$67.46	—	ENERGY	81369Y506
XLP	SELECT SECTOR SPDR TR	78,778	$4,328	0.4%	$52.02	—	SBI CONS STPLS	81369Y308
XLI	SELECT SECTOR SPDR TR	44,527	$3,033	0.3%	$53.13	—	SBI INT-INDS	81369Y704
XLB	SELECT SECTOR SPDR TR	55,829	$3,004	0.3%	$47.33	—	SBI MATERIALS	81369Y100
—	AGROFRESH SOLUTIONS	3,000,000	$2,790	0.3%	$0.78	—	WARRANTS	00856G117
—	SPDR S&P 500 ETF TR	1,334,000	$2,755	0.3%	—	—	Put	78462F953
—	SPDR S&P 500 ETF TR	667,000	$2,201	0.2%	—	—	Call	78462F903
—	ISHARES TR	1,129,000	$1,095	0.1%	—	—	Call	464287904
—	ISHARES TR	2,258,000	$576	0.1%	—	—	Put	464287954
—	TETRAPHASE PHARMACEUTICALS I	65,000	$463	0.0%	$7.46	—	COM	88165N105
ORI	OLD REPUBLIC INTL CORP	12,375	$242	0.0%	$9.34	+7.9%	COM	680223104
FOLD	AMICUS THERAPEUTICS INC	14,674	$148	0.0%	$6.75	+19.1%	COM	03152W109
ARDX	ARDELYX INC	1,798	$9	0.0%	$10.48	-19.0%	COM	039697107