DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Jul 31, 2017

Total Value: $964M (100.0% shares, 0.0% debt)

Holdings (28)

SPY SPDR S&P 500 ETF TR 32.5%

Value $313M Shares 1,296,220 Est. Cost — Unrealized —

EEM ISHARES TR 16.2%

Value $156M Shares 3,765,656 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 13.2%

Value $127M Shares 17,670,356 Est. Cost — Unrealized —

IVV ISHARES TR 10.5%

Value $101M Shares 413,812 Est. Cost — Unrealized —

— JPMORGAN CHASE & CO 6.1%

Value $58.48M Shares 1,969,090 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 5.7%

Value $54.49M Shares 3,338,482 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 3.4%

Value $33.22M Shares 607,054 Est. Cost — Unrealized —

VNQ VANGUARD INDEX FDS 2.6%

Value $25.52M Shares 306,600 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 1.6%

Value $15.13M Shares 291,103 Est. Cost — Unrealized —

GUNR FLEXSHARES TR 1.3%

Value $12.24M Shares 428,500 Est. Cost — Unrealized —

— POWERSHARES DB CMDTY IDX TRA 1.2%

Value $11.24M Shares 777,950 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 0.9%

Value $8.615M Shares 96,122 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 0.8%

Value $8.044M Shares 326,079 Est. Cost — Unrealized —

— PFENEX INC 0.7%

Value $7.103M Shares 1,771,428 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 0.7%

Value $6.603M Shares 83,323 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 0.6%

Value $5.472M Shares 84,295 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 0.4%

Value $4.328M Shares 78,778 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 0.3%

Value $3.033M Shares 44,527 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 0.3%

Value $3.004M Shares 55,829 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.3%

Value $2.79M Shares 3,000,000 Est. Cost — Unrealized —

— SPDR S&P 500 ETF TR 0.3%

Value $2.755M Shares 1,334,000 Est. Cost — Unrealized —

— SPDR S&P 500 ETF TR 0.2%

Value $2.201M Shares 667,000 Est. Cost — Unrealized —

— ISHARES TR 0.1%

Value $1.095M Shares 1,129,000 Est. Cost — Unrealized —

— ISHARES TR 0.1%

Value $576K Shares 2,258,000 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value $463K Shares 65,000 Est. Cost — Unrealized —

ORI OLD REPUBLIC INTL CORP 0.0%

Value $242K Shares 12,375 Est. Cost — Unrealized —

FOLD AMICUS THERAPEUTICS INC 0.0%

Value $148K Shares 14,674 Est. Cost — Unrealized —

ARDX ARDELYX INC 0.0%

Value $9,000 Shares 1,798 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,296,220	$313M	32.5%	—	—	TR UNIT	78462F103
EEM	ISHARES TR	3,765,656	$156M	16.2%	—	—	MSCI EMG MKT ETF	464287234
—	AGROFRESH SOLUTIONS	17,670,356	$127M	13.2%	—	—	COM	00856G109
IVV	ISHARES TR	413,812	$101M	10.5%	—	—	CORE S&P500 ETF	464287200
—	JPMORGAN CHASE & CO	1,969,090	$58.48M	6.1%	—	—	ALERIAN ML ETN	46625H365
—	FORTRESS TRANS INFRST INVS L	3,338,482	$54.49M	5.7%	—	—	COM REP LTD LIAB	34960P101
XLK	SELECT SECTOR SPDR TR	607,054	$33.22M	3.4%	—	—	TECHNOLOGY	81369Y803
VNQ	VANGUARD INDEX FDS	306,600	$25.52M	2.6%	—	—	REIT ETF	922908553
XLU	SELECT SECTOR SPDR TR	291,103	$15.13M	1.6%	—	—	SBI INT-UTILS	81369Y886
GUNR	FLEXSHARES TR	428,500	$12.24M	1.3%	—	—	MORNSTAR UPSTR	33939L407
—	POWERSHARES DB CMDTY IDX TRA	777,950	$11.24M	1.2%	—	—	UNIT BEN INT	73935S105
XLY	SELECT SECTOR SPDR TR	96,122	$8.615M	0.9%	—	—	SBI CONS DISCR	81369Y407
XLF	SELECT SECTOR SPDR TR	326,079	$8.044M	0.8%	—	—	SBI INT-FINL	81369Y605
—	PFENEX INC	1,771,428	$7.103M	0.7%	—	—	COM	717071104
XLV	SELECT SECTOR SPDR TR	83,323	$6.603M	0.7%	—	—	SBI HEALTHCARE	81369Y209
XLE	SELECT SECTOR SPDR TR	84,295	$5.472M	0.6%	—	—	ENERGY	81369Y506
XLP	SELECT SECTOR SPDR TR	78,778	$4.328M	0.4%	—	—	SBI CONS STPLS	81369Y308
XLI	SELECT SECTOR SPDR TR	44,527	$3.033M	0.3%	—	—	SBI INT-INDS	81369Y704
XLB	SELECT SECTOR SPDR TR	55,829	$3.004M	0.3%	—	—	SBI MATERIALS	81369Y100
—	AGROFRESH SOLUTIONS	3,000,000	$2.79M	0.3%	—	—	WARRANTS	00856G117
—	SPDR S&P 500 ETF TR	1,334,000	$2.755M	0.3%	—	—	Put	78462F953
—	SPDR S&P 500 ETF TR	667,000	$2.201M	0.2%	—	—	Call	78462F903
—	ISHARES TR	1,129,000	$1.095M	0.1%	—	—	Call	464287904
—	ISHARES TR	2,258,000	$576K	0.1%	—	—	Put	464287954
—	TETRAPHASE PHARMACEUTICALS I	65,000	$463K	0.0%	—	—	COM	88165N105
ORI	OLD REPUBLIC INTL CORP	12,375	$242K	0.0%	—	—	COM	680223104
FOLD	AMICUS THERAPEUTICS INC	14,674	$148K	0.0%	—	—	COM	03152W109
ARDX	ARDELYX INC	1,798	$9,000	0.0%	—	—	COM	039697107