DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 9, 2017

Total Value ($000): $402,478 (100.0% shares, 0.0% debt)

Holdings (21)

— AGROFRESH SOLUTIONS 30.9%

Value ($000) $124,504 Shares 17,710,393 Est. Cost $7.94 Unrealized —

— FORTRESS TRANS INFRST INVS L 15.3%

Value ($000) $61,434 Shares 3,338,482 Est. Cost $10.15 Unrealized —

SPY SPDR S&P 500 ETF TR 15.1%

Value ($000) $60,672 Shares 241,500 Est. Cost $213.39 Unrealized —

— JPMORGAN CHASE & CO 13.8%

Value ($000) $55,568 Shares 1,969,090 Est. Cost $43.40 Unrealized —

XLU SELECT SECTOR SPDR TR 5.4%

Value ($000) $21,851 Shares 411,893 Est. Cost $47.22 Unrealized —

GUNR FLEXSHARES TR 3.3%

Value ($000) $13,348 Shares 428,500 Est. Cost $35.07 Unrealized —

— POWERSHARES DB CMDTY IDX TRA 3.0%

Value ($000) $11,980 Shares 777,950 Est. Cost $24.26 Unrealized —

XLK SELECT SECTOR SPDR TR 2.9%

Value ($000) $11,872 Shares 200,888 Est. Cost $43.78 Unrealized —

XLF SELECT SECTOR SPDR TR 2.1%

Value ($000) $8,293 Shares 320,691 Est. Cost $21.67 Unrealized —

— PFENEX INC 1.3%

Value ($000) $5,350 Shares 1,771,428 Est. Cost $15.94 Unrealized —

XLE SELECT SECTOR SPDR TR 1.3%

Value ($000) $5,233 Shares 76,420 Est. Cost $67.46 Unrealized —

XLV SELECT SECTOR SPDR TR 1.3%

Value ($000) $5,071 Shares 62,041 Est. Cost $70.65 Unrealized —

XLP SELECT SECTOR SPDR TR 1.1%

Value ($000) $4,323 Shares 80,087 Est. Cost $52.06 Unrealized —

XLY SELECT SECTOR SPDR TR 1.0%

Value ($000) $3,846 Shares 42,694 Est. Cost $74.43 Unrealized —

XLB SELECT SECTOR SPDR TR 0.8%

Value ($000) $3,110 Shares 54,758 Est. Cost $47.33 Unrealized —

XLRE SELECT SECTOR SPDR TR 0.5%

Value ($000) $2,116 Shares 65,645 Est. Cost $32.23 Unrealized —

— AGROFRESH SOLUTIONS 0.4%

Value ($000) $1,650 Shares 3,000,000 Est. Cost $0.78 Unrealized —

XLI SELECT SECTOR SPDR TR 0.4%

Value ($000) $1,581 Shares 22,263 Est. Cost $53.13 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.1%

Value ($000) $445 Shares 65,000 Est. Cost $7.46 Unrealized —

FOLD AMICUS THERAPEUTICS INC 0.1%

Value ($000) $221 Shares 14,674 Est. Cost $6.75 Unrealized +95.8%

ARDX ARDELYX INC 0.0%

Value ($000) $10 Shares 1,798 Est. Cost $10.48 Unrealized -49.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AGROFRESH SOLUTIONS	17,710,393	$124,504	30.9%	$7.94	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	3,338,482	$61,434	15.3%	$10.15	—	COM REP LTD LIAB	34960P101
SPY	SPDR S&P 500 ETF TR	241,500	$60,672	15.1%	$213.39	—	TR UNIT	78462F103
—	JPMORGAN CHASE & CO	1,969,090	$55,568	13.8%	$43.40	—	ALERIAN ML ETN	46625H365
XLU	SELECT SECTOR SPDR TR	411,893	$21,851	5.4%	$47.22	—	SBI INT-UTILS	81369Y886
GUNR	FLEXSHARES TR	428,500	$13,348	3.3%	$35.07	—	MORNSTAR UPSTR	33939L407
—	POWERSHARES DB CMDTY IDX TRA	777,950	$11,980	3.0%	$24.26	—	UNIT BEN INT	73935S105
XLK	SELECT SECTOR SPDR TR	200,888	$11,872	2.9%	$43.78	—	TECHNOLOGY	81369Y803
XLF	SELECT SECTOR SPDR TR	320,691	$8,293	2.1%	$21.67	—	SBI INT-FINL	81369Y605
—	PFENEX INC	1,771,428	$5,350	1.3%	$15.94	—	COM	717071104
XLE	SELECT SECTOR SPDR TR	76,420	$5,233	1.3%	$67.46	—	ENERGY	81369Y506
XLV	SELECT SECTOR SPDR TR	62,041	$5,071	1.3%	$70.65	—	SBI HEALTHCARE	81369Y209
XLP	SELECT SECTOR SPDR TR	80,087	$4,323	1.1%	$52.06	—	SBI CONS STPLS	81369Y308
XLY	SELECT SECTOR SPDR TR	42,694	$3,846	1.0%	$74.43	—	SBI CONS DISCR	81369Y407
XLB	SELECT SECTOR SPDR TR	54,758	$3,110	0.8%	$47.33	—	SBI MATERIALS	81369Y100
XLRE	SELECT SECTOR SPDR TR	65,645	$2,116	0.5%	$32.23	—	RL EST SEL SEC	81369Y860
—	AGROFRESH SOLUTIONS	3,000,000	$1,650	0.4%	$0.78	—	WARRANTS	00856G117
XLI	SELECT SECTOR SPDR TR	22,263	$1,581	0.4%	$53.13	—	SBI INT-INDS	81369Y704
—	TETRAPHASE PHARMACEUTICALS I	65,000	$445	0.1%	$7.46	—	COM	88165N105
FOLD	AMICUS THERAPEUTICS INC	14,674	$221	0.1%	$6.75	+95.8%	COM	03152W109
ARDX	ARDELYX INC	1,798	$10	0.0%	$10.48	-49.7%	COM	039697107