DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 9, 2017

Total Value: $402M (100.0% shares, 0.0% debt)

Holdings (21)

— AGROFRESH SOLUTIONS 30.9%

Value $125M Shares 17,710,393 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 15.3%

Value $61.43M Shares 3,338,482 Est. Cost — Unrealized —

SPY SPDR S&P 500 ETF TR 15.1%

Value $60.67M Shares 241,500 Est. Cost — Unrealized —

— JPMORGAN CHASE & CO 13.8%

Value $55.57M Shares 1,969,090 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 5.4%

Value $21.85M Shares 411,893 Est. Cost — Unrealized —

GUNR FLEXSHARES TR 3.3%

Value $13.35M Shares 428,500 Est. Cost — Unrealized —

— POWERSHARES DB CMDTY IDX TRA 3.0%

Value $11.98M Shares 777,950 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 2.9%

Value $11.87M Shares 200,888 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 2.1%

Value $8.293M Shares 320,691 Est. Cost — Unrealized —

— PFENEX INC 1.3%

Value $5.35M Shares 1,771,428 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 1.3%

Value $5.233M Shares 76,420 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 1.3%

Value $5.071M Shares 62,041 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 1.1%

Value $4.323M Shares 80,087 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 1.0%

Value $3.846M Shares 42,694 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 0.8%

Value $3.11M Shares 54,758 Est. Cost — Unrealized —

XLRE SELECT SECTOR SPDR TR 0.5%

Value $2.116M Shares 65,645 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.4%

Value $1.65M Shares 3,000,000 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 0.4%

Value $1.581M Shares 22,263 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.1%

Value $445K Shares 65,000 Est. Cost — Unrealized —

FOLD AMICUS THERAPEUTICS INC 0.1%

Value $221K Shares 14,674 Est. Cost — Unrealized —

ARDX ARDELYX INC 0.0%

Value $10,000 Shares 1,798 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	AGROFRESH SOLUTIONS	17,710,393	$125M	30.9%	—	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	3,338,482	$61.43M	15.3%	—	—	COM REP LTD LIAB	34960P101
SPY	SPDR S&P 500 ETF TR	241,500	$60.67M	15.1%	—	—	TR UNIT	78462F103
—	JPMORGAN CHASE & CO	1,969,090	$55.57M	13.8%	—	—	ALERIAN ML ETN	46625H365
XLU	SELECT SECTOR SPDR TR	411,893	$21.85M	5.4%	—	—	SBI INT-UTILS	81369Y886
GUNR	FLEXSHARES TR	428,500	$13.35M	3.3%	—	—	MORNSTAR UPSTR	33939L407
—	POWERSHARES DB CMDTY IDX TRA	777,950	$11.98M	3.0%	—	—	UNIT BEN INT	73935S105
XLK	SELECT SECTOR SPDR TR	200,888	$11.87M	2.9%	—	—	TECHNOLOGY	81369Y803
XLF	SELECT SECTOR SPDR TR	320,691	$8.293M	2.1%	—	—	SBI INT-FINL	81369Y605
—	PFENEX INC	1,771,428	$5.35M	1.3%	—	—	COM	717071104
XLE	SELECT SECTOR SPDR TR	76,420	$5.233M	1.3%	—	—	ENERGY	81369Y506
XLV	SELECT SECTOR SPDR TR	62,041	$5.071M	1.3%	—	—	SBI HEALTHCARE	81369Y209
XLP	SELECT SECTOR SPDR TR	80,087	$4.323M	1.1%	—	—	SBI CONS STPLS	81369Y308
XLY	SELECT SECTOR SPDR TR	42,694	$3.846M	1.0%	—	—	SBI CONS DISCR	81369Y407
XLB	SELECT SECTOR SPDR TR	54,758	$3.11M	0.8%	—	—	SBI MATERIALS	81369Y100
XLRE	SELECT SECTOR SPDR TR	65,645	$2.116M	0.5%	—	—	RL EST SEL SEC	81369Y860
—	AGROFRESH SOLUTIONS	3,000,000	$1.65M	0.4%	—	—	WARRANTS	00856G117
XLI	SELECT SECTOR SPDR TR	22,263	$1.581M	0.4%	—	—	SBI INT-INDS	81369Y704
—	TETRAPHASE PHARMACEUTICALS I	65,000	$445K	0.1%	—	—	COM	88165N105
FOLD	AMICUS THERAPEUTICS INC	14,674	$221K	0.1%	—	—	COM	03152W109
ARDX	ARDELYX INC	1,798	$10,000	0.0%	—	—	COM	039697107