DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 7, 2018

Total Value: $411M (100.0% shares, 0.0% debt)

Holdings (18)

— AGROFRESH SOLUTIONS 31.1%

Value $128M Shares 18,178,238 Est. Cost — Unrealized —

SPY SPDR S&P 500 ETF TR 15.7%

Value $64.45M Shares 241,500 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 14.6%

Value $59.9M Shares 2,937,864 Est. Cost — Unrealized —

— JPMORGAN CHASE & CO 13.1%

Value $54.09M Shares 1,969,090 Est. Cost — Unrealized —

GUNR FLEXSHARES TR 3.5%

Value $14.27M Shares 428,500 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 3.2%

Value $13.08M Shares 468,560 Est. Cost — Unrealized —

— POWERSHARES DB CMDTY IDX TRA 3.1%

Value $12.92M Shares 777,950 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 2.9%

Value $11.93M Shares 186,476 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 2.8%

Value $11.58M Shares 219,839 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 2.2%

Value $8.927M Shares 90,451 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 2.0%

Value $8.057M Shares 106,479 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 1.9%

Value $7.619M Shares 133,925 Est. Cost — Unrealized —

— PFENEX INC 1.1%

Value $4.712M Shares 1,771,428 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 1.1%

Value $4.663M Shares 64,533 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 0.8%

Value $3.302M Shares 54,546 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 0.5%

Value $2.067M Shares 25,000 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.4%

Value $1.65M Shares 3,000,000 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.1%

Value $410K Shares 65,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	AGROFRESH SOLUTIONS	18,178,238	$128M	31.1%	—	—	COM	00856G109
SPY	SPDR S&P 500 ETF TR	241,500	$64.45M	15.7%	—	—	TR UNIT	78462F103
—	FORTRESS TRANS INFRST INVS L	2,937,864	$59.9M	14.6%	—	—	COM REP LTD LIAB	34960P101
—	JPMORGAN CHASE & CO	1,969,090	$54.09M	13.1%	—	—	ALERIAN ML ETN	46625H365
GUNR	FLEXSHARES TR	428,500	$14.27M	3.5%	—	—	MORNSTAR UPSTR	33939L407
XLF	SELECT SECTOR SPDR TR	468,560	$13.08M	3.2%	—	—	SBI INT-FINL	81369Y605
—	POWERSHARES DB CMDTY IDX TRA	777,950	$12.92M	3.1%	—	—	UNIT BEN INT	73935S105
XLK	SELECT SECTOR SPDR TR	186,476	$11.93M	2.9%	—	—	TECHNOLOGY	81369Y803
XLU	SELECT SECTOR SPDR TR	219,839	$11.58M	2.8%	—	—	SBI INT-UTILS	81369Y886
XLY	SELECT SECTOR SPDR TR	90,451	$8.927M	2.2%	—	—	SBI CONS DISCR	81369Y407
XLI	SELECT SECTOR SPDR TR	106,479	$8.057M	2.0%	—	—	SBI INT-INDS	81369Y704
XLP	SELECT SECTOR SPDR TR	133,925	$7.619M	1.9%	—	—	SBI CONS STPLS	81369Y308
—	PFENEX INC	1,771,428	$4.712M	1.1%	—	—	COM	717071104
XLE	SELECT SECTOR SPDR TR	64,533	$4.663M	1.1%	—	—	ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	54,546	$3.302M	0.8%	—	—	SBI MATERIALS	81369Y100
XLV	SELECT SECTOR SPDR TR	25,000	$2.067M	0.5%	—	—	SBI HEALTHCARE	81369Y209
—	AGROFRESH SOLUTIONS	3,000,000	$1.65M	0.4%	—	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$410K	0.1%	—	—	COM	88165N105