DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 7, 2018

Total Value ($000): $411,407 (100.0% shares, 0.0% debt)

Holdings (18)

— AGROFRESH SOLUTIONS 31.1%

Value ($000) $127,793 Shares 18,178,238 Est. Cost $7.92 Unrealized —

SPY SPDR S&P 500 ETF TR 15.7%

Value ($000) $64,447 Shares 241,500 Est. Cost $213.39 Unrealized —

— FORTRESS TRANS INFRST INVS L 14.6%

Value ($000) $59,898 Shares 2,937,864 Est. Cost $10.15 Unrealized —

— JPMORGAN CHASE & CO 13.1%

Value ($000) $54,091 Shares 1,969,090 Est. Cost $43.40 Unrealized —

GUNR FLEXSHARES TR 3.5%

Value ($000) $14,265 Shares 428,500 Est. Cost $35.07 Unrealized —

XLF SELECT SECTOR SPDR TR 3.2%

Value ($000) $13,078 Shares 468,560 Est. Cost $23.64 Unrealized —

— POWERSHARES DB CMDTY IDX TRA 3.1%

Value ($000) $12,922 Shares 777,950 Est. Cost $24.26 Unrealized —

XLK SELECT SECTOR SPDR TR 2.9%

Value ($000) $11,925 Shares 186,476 Est. Cost $43.78 Unrealized —

XLU SELECT SECTOR SPDR TR 2.8%

Value ($000) $11,581 Shares 219,839 Est. Cost $47.22 Unrealized —

XLY SELECT SECTOR SPDR TR 2.2%

Value ($000) $8,927 Shares 90,451 Est. Cost $87.24 Unrealized —

XLI SELECT SECTOR SPDR TR 2.0%

Value ($000) $8,057 Shares 106,479 Est. Cost $70.96 Unrealized —

XLP SELECT SECTOR SPDR TR 1.9%

Value ($000) $7,619 Shares 133,925 Est. Cost $54.00 Unrealized —

— PFENEX INC 1.1%

Value ($000) $4,712 Shares 1,771,428 Est. Cost $15.94 Unrealized —

XLE SELECT SECTOR SPDR TR 1.1%

Value ($000) $4,663 Shares 64,533 Est. Cost $67.46 Unrealized —

XLB SELECT SECTOR SPDR TR 0.8%

Value ($000) $3,302 Shares 54,546 Est. Cost $47.33 Unrealized —

XLV SELECT SECTOR SPDR TR 0.5%

Value ($000) $2,067 Shares 25,000 Est. Cost $70.65 Unrealized —

— AGROFRESH SOLUTIONS 0.4%

Value ($000) $1,650 Shares 3,000,000 Est. Cost $0.78 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.1%

Value ($000) $410 Shares 65,000 Est. Cost $7.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AGROFRESH SOLUTIONS	18,178,238	$127,793	31.1%	$7.92	—	COM	00856G109
SPY	SPDR S&P 500 ETF TR	241,500	$64,447	15.7%	$213.39	—	TR UNIT	78462F103
—	FORTRESS TRANS INFRST INVS L	2,937,864	$59,898	14.6%	$10.15	—	COM REP LTD LIAB	34960P101
—	JPMORGAN CHASE & CO	1,969,090	$54,091	13.1%	$43.40	—	ALERIAN ML ETN	46625H365
GUNR	FLEXSHARES TR	428,500	$14,265	3.5%	$35.07	—	MORNSTAR UPSTR	33939L407
XLF	SELECT SECTOR SPDR TR	468,560	$13,078	3.2%	$23.64	—	SBI INT-FINL	81369Y605
—	POWERSHARES DB CMDTY IDX TRA	777,950	$12,922	3.1%	$24.26	—	UNIT BEN INT	73935S105
XLK	SELECT SECTOR SPDR TR	186,476	$11,925	2.9%	$43.78	—	TECHNOLOGY	81369Y803
XLU	SELECT SECTOR SPDR TR	219,839	$11,581	2.8%	$47.22	—	SBI INT-UTILS	81369Y886
XLY	SELECT SECTOR SPDR TR	90,451	$8,927	2.2%	$87.24	—	SBI CONS DISCR	81369Y407
XLI	SELECT SECTOR SPDR TR	106,479	$8,057	2.0%	$70.96	—	SBI INT-INDS	81369Y704
XLP	SELECT SECTOR SPDR TR	133,925	$7,619	1.9%	$54.00	—	SBI CONS STPLS	81369Y308
—	PFENEX INC	1,771,428	$4,712	1.1%	$15.94	—	COM	717071104
XLE	SELECT SECTOR SPDR TR	64,533	$4,663	1.1%	$67.46	—	ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	54,546	$3,302	0.8%	$47.33	—	SBI MATERIALS	81369Y100
XLV	SELECT SECTOR SPDR TR	25,000	$2,067	0.5%	$70.65	—	SBI HEALTHCARE	81369Y209
—	AGROFRESH SOLUTIONS	3,000,000	$1,650	0.4%	$0.78	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$410	0.1%	$7.46	—	COM	88165N105