DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 4, 2018

Total Value ($000): $273,493 (100.0% shares, 0.0% debt)

Holdings (16)

— AGROFRESH SOLUTIONS 48.9%

Value ($000) $133,610 Shares 18,178,238 Est. Cost $7.92 Unrealized —

— FORTRESS TRANS INFRST INVS L 17.1%

Value ($000) $46,859 Shares 2,937,864 Est. Cost $10.15 Unrealized —

— JPMORGAN CHASE & CO 5.9%

Value ($000) $16,272 Shares 678,000 Est. Cost $43.40 Unrealized —

XLK SELECT SECTOR SPDR TR 5.0%

Value ($000) $13,740 Shares 210,032 Est. Cost $46.21 Unrealized —

XLU SELECT SECTOR SPDR TR 4.8%

Value ($000) $13,185 Shares 260,938 Est. Cost $47.74 Unrealized —

— PFENEX INC 3.9%

Value ($000) $10,629 Shares 1,771,428 Est. Cost $15.94 Unrealized —

XLRE SELECT SECTOR SPDR TR 2.8%

Value ($000) $7,729 Shares 248,665 Est. Cost $31.08 Unrealized —

XLE SELECT SECTOR SPDR TR 2.0%

Value ($000) $5,566 Shares 82,563 Est. Cost $67.45 Unrealized —

XLB SELECT SECTOR SPDR TR 2.0%

Value ($000) $5,385 Shares 94,572 Est. Cost $51.40 Unrealized —

XLI SELECT SECTOR SPDR TR 1.6%

Value ($000) $4,357 Shares 58,647 Est. Cost $70.96 Unrealized —

XLP SELECT SECTOR SPDR TR 1.5%

Value ($000) $4,129 Shares 78,448 Est. Cost $54.00 Unrealized —

XLF SELECT SECTOR SPDR TR 1.5%

Value ($000) $4,005 Shares 145,283 Est. Cost $23.64 Unrealized —

XLY SELECT SECTOR SPDR TR 1.2%

Value ($000) $3,172 Shares 31,320 Est. Cost $87.24 Unrealized —

XLV SELECT SECTOR SPDR TR 1.2%

Value ($000) $3,155 Shares 38,756 Est. Cost $74.47 Unrealized —

— AGROFRESH SOLUTIONS 0.5%

Value ($000) $1,500 Shares 3,000,000 Est. Cost $0.78 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.1%

Value ($000) $200 Shares 65,000 Est. Cost $7.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AGROFRESH SOLUTIONS	18,178,238	$133,610	48.9%	$7.92	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	2,937,864	$46,859	17.1%	$10.15	—	COM REP LTD LIAB	34960P101
—	JPMORGAN CHASE & CO	678,000	$16,272	5.9%	$43.40	—	ALERIAN ML ETN	46625H365
XLK	SELECT SECTOR SPDR TR	210,032	$13,740	5.0%	$46.21	—	TECHNOLOGY	81369Y803
XLU	SELECT SECTOR SPDR TR	260,938	$13,185	4.8%	$47.74	—	SBI INT-UTILS	81369Y886
—	PFENEX INC	1,771,428	$10,629	3.9%	$15.94	—	COM	717071104
XLRE	SELECT SECTOR SPDR TR	248,665	$7,729	2.8%	$31.08	—	RL EST SEL SEC	81369Y860
XLE	SELECT SECTOR SPDR TR	82,563	$5,566	2.0%	$67.45	—	ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	94,572	$5,385	2.0%	$51.40	—	SBI MATERIALS	81369Y100
XLI	SELECT SECTOR SPDR TR	58,647	$4,357	1.6%	$70.96	—	SBI INT-INDS	81369Y704
XLP	SELECT SECTOR SPDR TR	78,448	$4,129	1.5%	$54.00	—	SBI CONS STPLS	81369Y308
XLF	SELECT SECTOR SPDR TR	145,283	$4,005	1.5%	$23.64	—	SBI INT-FINL	81369Y605
XLY	SELECT SECTOR SPDR TR	31,320	$3,172	1.2%	$87.24	—	SBI CONS DISCR	81369Y407
XLV	SELECT SECTOR SPDR TR	38,756	$3,155	1.2%	$74.47	—	SBI HEALTHCARE	81369Y209
—	AGROFRESH SOLUTIONS	3,000,000	$1,500	0.5%	$0.78	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$200	0.1%	$7.46	—	COM	88165N105