DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 4, 2018

Total Value: $273M (100.0% shares, 0.0% debt)

Holdings (16)

— AGROFRESH SOLUTIONS 48.9%

Value $134M Shares 18,178,238 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 17.1%

Value $46.86M Shares 2,937,864 Est. Cost — Unrealized —

— JPMORGAN CHASE & CO 5.9%

Value $16.27M Shares 678,000 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 5.0%

Value $13.74M Shares 210,032 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 4.8%

Value $13.19M Shares 260,938 Est. Cost — Unrealized —

— PFENEX INC 3.9%

Value $10.63M Shares 1,771,428 Est. Cost — Unrealized —

XLRE SELECT SECTOR SPDR TR 2.8%

Value $7.729M Shares 248,665 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 2.0%

Value $5.566M Shares 82,563 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 2.0%

Value $5.385M Shares 94,572 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 1.6%

Value $4.357M Shares 58,647 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 1.5%

Value $4.129M Shares 78,448 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 1.5%

Value $4.005M Shares 145,283 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 1.2%

Value $3.172M Shares 31,320 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 1.2%

Value $3.155M Shares 38,756 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.5%

Value $1.5M Shares 3,000,000 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.1%

Value $200K Shares 65,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	AGROFRESH SOLUTIONS	18,178,238	$134M	48.9%	—	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	2,937,864	$46.86M	17.1%	—	—	COM REP LTD LIAB	34960P101
—	JPMORGAN CHASE & CO	678,000	$16.27M	5.9%	—	—	ALERIAN ML ETN	46625H365
XLK	SELECT SECTOR SPDR TR	210,032	$13.74M	5.0%	—	—	TECHNOLOGY	81369Y803
XLU	SELECT SECTOR SPDR TR	260,938	$13.19M	4.8%	—	—	SBI INT-UTILS	81369Y886
—	PFENEX INC	1,771,428	$10.63M	3.9%	—	—	COM	717071104
XLRE	SELECT SECTOR SPDR TR	248,665	$7.729M	2.8%	—	—	RL EST SEL SEC	81369Y860
XLE	SELECT SECTOR SPDR TR	82,563	$5.566M	2.0%	—	—	ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	94,572	$5.385M	2.0%	—	—	SBI MATERIALS	81369Y100
XLI	SELECT SECTOR SPDR TR	58,647	$4.357M	1.6%	—	—	SBI INT-INDS	81369Y704
XLP	SELECT SECTOR SPDR TR	78,448	$4.129M	1.5%	—	—	SBI CONS STPLS	81369Y308
XLF	SELECT SECTOR SPDR TR	145,283	$4.005M	1.5%	—	—	SBI INT-FINL	81369Y605
XLY	SELECT SECTOR SPDR TR	31,320	$3.172M	1.2%	—	—	SBI CONS DISCR	81369Y407
XLV	SELECT SECTOR SPDR TR	38,756	$3.155M	1.2%	—	—	SBI HEALTHCARE	81369Y209
—	AGROFRESH SOLUTIONS	3,000,000	$1.5M	0.5%	—	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$200K	0.1%	—	—	COM	88165N105