DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 10, 2018

Total Value ($000): $277,592 (100.0% shares, 0.0% debt)

Holdings (16)

— AGROFRESH SOLUTIONS 46.5%

Value ($000) $129,206 Shares 18,431,604 Est. Cost $7.90 Unrealized —

— FORTRESS TRANS INFRST INVS L 19.1%

Value ($000) $53,087 Shares 2,937,864 Est. Cost $10.15 Unrealized —

— JPMORGAN CHASE & CO 6.5%

Value ($000) $18,021 Shares 678,000 Est. Cost $43.40 Unrealized —

XLK SELECT SECTOR SPDR TR 5.6%

Value ($000) $15,532 Shares 223,575 Est. Cost $47.62 Unrealized —

XLU SELECT SECTOR SPDR TR 4.0%

Value ($000) $11,018 Shares 212,047 Est. Cost $47.74 Unrealized —

— PFENEX INC 3.5%

Value ($000) $9,583 Shares 1,771,428 Est. Cost $15.94 Unrealized —

XLY SELECT SECTOR SPDR TR 3.2%

Value ($000) $8,811 Shares 80,610 Est. Cost $100.73 Unrealized —

XLE SELECT SECTOR SPDR TR 2.9%

Value ($000) $8,082 Shares 106,424 Est. Cost $69.35 Unrealized —

XLF SELECT SECTOR SPDR TR 2.6%

Value ($000) $7,279 Shares 273,755 Est. Cost $25.02 Unrealized —

XLV SELECT SECTOR SPDR TR 2.1%

Value ($000) $5,842 Shares 70,000 Est. Cost $78.48 Unrealized —

XLB SELECT SECTOR SPDR TR 1.1%

Value ($000) $3,188 Shares 54,892 Est. Cost $51.40 Unrealized —

XLI SELECT SECTOR SPDR TR 1.1%

Value ($000) $3,160 Shares 44,112 Est. Cost $70.96 Unrealized —

XLP SELECT SECTOR SPDR TR 0.6%

Value ($000) $1,728 Shares 33,535 Est. Cost $54.00 Unrealized —

XLRE SELECT SECTOR SPDR TR 0.6%

Value ($000) $1,713 Shares 52,375 Est. Cost $31.08 Unrealized —

— AGROFRESH SOLUTIONS 0.4%

Value ($000) $1,110 Shares 3,000,000 Est. Cost $0.78 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.1%

Value ($000) $232 Shares 65,000 Est. Cost $7.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AGROFRESH SOLUTIONS	18,431,604	$129,206	46.5%	$7.90	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	2,937,864	$53,087	19.1%	$10.15	—	COM REP LTD LIAB	34960P101
—	JPMORGAN CHASE & CO	678,000	$18,021	6.5%	$43.40	—	ALERIAN ML ETN	46625H365
XLK	SELECT SECTOR SPDR TR	223,575	$15,532	5.6%	$47.62	—	TECHNOLOGY	81369Y803
XLU	SELECT SECTOR SPDR TR	212,047	$11,018	4.0%	$47.74	—	SBI INT-UTILS	81369Y886
—	PFENEX INC	1,771,428	$9,583	3.5%	$15.94	—	COM	717071104
XLY	SELECT SECTOR SPDR TR	80,610	$8,811	3.2%	$100.73	—	SBI CONS DISCR	81369Y407
XLE	SELECT SECTOR SPDR TR	106,424	$8,082	2.9%	$69.35	—	ENERGY	81369Y506
XLF	SELECT SECTOR SPDR TR	273,755	$7,279	2.6%	$25.02	—	SBI INT-FINL	81369Y605
XLV	SELECT SECTOR SPDR TR	70,000	$5,842	2.1%	$78.48	—	SBI HEALTHCARE	81369Y209
XLB	SELECT SECTOR SPDR TR	54,892	$3,188	1.1%	$51.40	—	SBI MATERIALS	81369Y100
XLI	SELECT SECTOR SPDR TR	44,112	$3,160	1.1%	$70.96	—	SBI INT-INDS	81369Y704
XLP	SELECT SECTOR SPDR TR	33,535	$1,728	0.6%	$54.00	—	SBI CONS STPLS	81369Y308
XLRE	SELECT SECTOR SPDR TR	52,375	$1,713	0.6%	$31.08	—	RL EST SEL SEC	81369Y860
—	AGROFRESH SOLUTIONS	3,000,000	$1,110	0.4%	$0.78	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$232	0.1%	$7.46	—	COM	88165N105