DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 13, 2018

Total Value: $731M (100.0% shares, 0.0% debt)

Holdings (18)

USMV ISHARES TR 31.4%

Value $230M Shares 4,027,402 Est. Cost — Unrealized —

SPLV INVESCO EXCHNG TRADED FD TR 31.0%

Value $226M Shares 4,573,833 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 16.9%

Value $124M Shares 19,847,683 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 7.3%

Value $53.41M Shares 2,937,864 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 2.8%

Value $20.66M Shares 392,351 Est. Cost — Unrealized —

— JPMORGAN CHASE & CO 2.5%

Value $18.62M Shares 678,000 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 1.3%

Value $9.349M Shares 98,260 Est. Cost — Unrealized —

— PFENEX INC 1.2%

Value $9.052M Shares 1,771,428 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 1.1%

Value $8.404M Shares 304,712 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 1.1%

Value $8.153M Shares 69,551 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 1.1%

Value $7.922M Shares 101,042 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 0.7%

Value $5.321M Shares 98,661 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 0.5%

Value $3.807M Shares 50,534 Est. Cost — Unrealized —

XLRE SELECT SECTOR SPDR TR 0.4%

Value $2.915M Shares 89,380 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 0.2%

Value $1.79M Shares 23,635 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 0.2%

Value $1.376M Shares 23,750 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.1%

Value $600K Shares 3,000,000 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value $179K Shares 65,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
USMV	ISHARES TR	4,027,402	$230M	31.4%	—	—	MIN VOL USA ETF	46429B697
SPLV	INVESCO EXCHNG TRADED FD TR	4,573,833	$226M	31.0%	—	—	S&P500 LOW VOL	46138E354
—	AGROFRESH SOLUTIONS	19,847,683	$124M	16.9%	—	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	2,937,864	$53.41M	7.3%	—	—	COM REP LTD LIAB	34960P101
XLU	SELECT SECTOR SPDR TR	392,351	$20.66M	2.8%	—	—	SBI INT-UTILS	81369Y886
—	JPMORGAN CHASE & CO	678,000	$18.62M	2.5%	—	—	ALERIAN ML ETN	46625H365
XLV	SELECT SECTOR SPDR TR	98,260	$9.349M	1.3%	—	—	SBI HEALTHCARE	81369Y209
—	PFENEX INC	1,771,428	$9.052M	1.2%	—	—	COM	717071104
XLF	SELECT SECTOR SPDR TR	304,712	$8.404M	1.1%	—	—	SBI INT-FINL	81369Y605
XLY	SELECT SECTOR SPDR TR	69,551	$8.153M	1.1%	—	—	SBI CONS DISCR	81369Y407
XLI	SELECT SECTOR SPDR TR	101,042	$7.922M	1.1%	—	—	SBI INT-INDS	81369Y704
XLP	SELECT SECTOR SPDR TR	98,661	$5.321M	0.7%	—	—	SBI CONS STPLS	81369Y308
XLK	SELECT SECTOR SPDR TR	50,534	$3.807M	0.5%	—	—	TECHNOLOGY	81369Y803
XLRE	SELECT SECTOR SPDR TR	89,380	$2.915M	0.4%	—	—	RL EST SEL SEC	81369Y860
XLE	SELECT SECTOR SPDR TR	23,635	$1.79M	0.2%	—	—	ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	23,750	$1.376M	0.2%	—	—	SBI MATERIALS	81369Y100
—	AGROFRESH SOLUTIONS	3,000,000	$600K	0.1%	—	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$179K	0.0%	—	—	COM	88165N105