DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 13, 2018

Total Value ($000): $731,423 (100.0% shares, 0.0% debt)

Holdings (18)

USMV ISHARES TR 31.4%

Value ($000) $229,723 Shares 4,027,402 Est. Cost $57.04 Unrealized —

SPLV INVESCO EXCHNG TRADED FD TR 31.0%

Value ($000) $226,496 Shares 4,573,833 Est. Cost $49.52 Unrealized —

— AGROFRESH SOLUTIONS 16.9%

Value ($000) $123,651 Shares 19,847,683 Est. Cost $7.78 Unrealized —

— FORTRESS TRANS INFRST INVS L 7.3%

Value ($000) $53,410 Shares 2,937,864 Est. Cost $10.15 Unrealized —

XLU SELECT SECTOR SPDR TR 2.8%

Value ($000) $20,657 Shares 392,351 Est. Cost $49.99 Unrealized —

— JPMORGAN CHASE & CO 2.5%

Value ($000) $18,618 Shares 678,000 Est. Cost $43.40 Unrealized —

XLV SELECT SECTOR SPDR TR 1.3%

Value ($000) $9,349 Shares 98,260 Est. Cost $83.27 Unrealized —

— PFENEX INC 1.2%

Value ($000) $9,052 Shares 1,771,428 Est. Cost $15.94 Unrealized —

XLF SELECT SECTOR SPDR TR 1.1%

Value ($000) $8,404 Shares 304,712 Est. Cost $25.28 Unrealized —

XLY SELECT SECTOR SPDR TR 1.1%

Value ($000) $8,153 Shares 69,551 Est. Cost $100.73 Unrealized —

XLI SELECT SECTOR SPDR TR 1.1%

Value ($000) $7,922 Shares 101,042 Est. Cost $75.15 Unrealized —

XLP SELECT SECTOR SPDR TR 0.7%

Value ($000) $5,321 Shares 98,661 Est. Cost $53.96 Unrealized —

XLK SELECT SECTOR SPDR TR 0.5%

Value ($000) $3,807 Shares 50,534 Est. Cost $47.62 Unrealized —

XLRE SELECT SECTOR SPDR TR 0.4%

Value ($000) $2,915 Shares 89,380 Est. Cost $31.72 Unrealized —

XLE SELECT SECTOR SPDR TR 0.2%

Value ($000) $1,790 Shares 23,635 Est. Cost $69.35 Unrealized —

XLB SELECT SECTOR SPDR TR 0.2%

Value ($000) $1,376 Shares 23,750 Est. Cost $51.40 Unrealized —

— AGROFRESH SOLUTIONS 0.1%

Value ($000) $600 Shares 3,000,000 Est. Cost $0.78 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value ($000) $179 Shares 65,000 Est. Cost $7.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
USMV	ISHARES TR	4,027,402	$229,723	31.4%	$57.04	—	MIN VOL USA ETF	46429B697
SPLV	INVESCO EXCHNG TRADED FD TR	4,573,833	$226,496	31.0%	$49.52	—	S&P500 LOW VOL	46138E354
—	AGROFRESH SOLUTIONS	19,847,683	$123,651	16.9%	$7.78	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	2,937,864	$53,410	7.3%	$10.15	—	COM REP LTD LIAB	34960P101
XLU	SELECT SECTOR SPDR TR	392,351	$20,657	2.8%	$49.99	—	SBI INT-UTILS	81369Y886
—	JPMORGAN CHASE & CO	678,000	$18,618	2.5%	$43.40	—	ALERIAN ML ETN	46625H365
XLV	SELECT SECTOR SPDR TR	98,260	$9,349	1.3%	$83.27	—	SBI HEALTHCARE	81369Y209
—	PFENEX INC	1,771,428	$9,052	1.2%	$15.94	—	COM	717071104
XLF	SELECT SECTOR SPDR TR	304,712	$8,404	1.1%	$25.28	—	SBI INT-FINL	81369Y605
XLY	SELECT SECTOR SPDR TR	69,551	$8,153	1.1%	$100.73	—	SBI CONS DISCR	81369Y407
XLI	SELECT SECTOR SPDR TR	101,042	$7,922	1.1%	$75.15	—	SBI INT-INDS	81369Y704
XLP	SELECT SECTOR SPDR TR	98,661	$5,321	0.7%	$53.96	—	SBI CONS STPLS	81369Y308
XLK	SELECT SECTOR SPDR TR	50,534	$3,807	0.5%	$47.62	—	TECHNOLOGY	81369Y803
XLRE	SELECT SECTOR SPDR TR	89,380	$2,915	0.4%	$31.72	—	RL EST SEL SEC	81369Y860
XLE	SELECT SECTOR SPDR TR	23,635	$1,790	0.2%	$69.35	—	ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	23,750	$1,376	0.2%	$51.40	—	SBI MATERIALS	81369Y100
—	AGROFRESH SOLUTIONS	3,000,000	$600	0.1%	$0.78	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$179	0.0%	$7.46	—	COM	88165N105