DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 11, 2019

Total Value ($000): $630,865 (100.0% shares, 0.0% debt)

Holdings (18)

SPLV INVESCO EXCHNG TRADED FD TR 33.8%

Value ($000) $213,369 Shares 4,573,833 Est. Cost $49.52 Unrealized —

USMV ISHARES TR 33.5%

Value ($000) $211,036 Shares 4,027,402 Est. Cost $57.04 Unrealized —

— AGROFRESH SOLUTIONS 12.6%

Value ($000) $79,594 Shares 21,001,151 Est. Cost $7.57 Unrealized —

— FORTRESS TRANS INFRST INVS L 6.7%

Value ($000) $42,129 Shares 2,937,864 Est. Cost $10.15 Unrealized —

XLU SELECT SECTOR SPDR TR 2.4%

Value ($000) $15,210 Shares 287,418 Est. Cost $49.99 Unrealized —

— JPMORGAN CHASE & CO 2.4%

Value ($000) $15,133 Shares 678,000 Est. Cost $43.40 Unrealized —

XLF SELECT SECTOR SPDR TR 1.2%

Value ($000) $7,581 Shares 318,274 Est. Cost $25.22 Unrealized —

XLK SELECT SECTOR SPDR TR 1.2%

Value ($000) $7,278 Shares 117,428 Est. Cost $55.80 Unrealized —

XLV SELECT SECTOR SPDR TR 1.0%

Value ($000) $6,173 Shares 71,359 Est. Cost $83.27 Unrealized —

XLP SELECT SECTOR SPDR TR 1.0%

Value ($000) $6,082 Shares 119,778 Est. Cost $53.39 Unrealized —

XLY SELECT SECTOR SPDR TR 0.9%

Value ($000) $5,869 Shares 59,277 Est. Cost $100.73 Unrealized —

XLRE SELECT SECTOR SPDR TR 0.9%

Value ($000) $5,781 Shares 186,470 Est. Cost $31.34 Unrealized —

XLE SELECT SECTOR SPDR TR 0.9%

Value ($000) $5,660 Shares 98,689 Est. Cost $60.23 Unrealized —

— PFENEX INC 0.9%

Value ($000) $5,651 Shares 1,771,428 Est. Cost $15.94 Unrealized —

XLI SELECT SECTOR SPDR TR 0.4%

Value ($000) $2,482 Shares 38,529 Est. Cost $75.15 Unrealized —

XLB SELECT SECTOR SPDR TR 0.2%

Value ($000) $1,285 Shares 25,435 Est. Cost $51.34 Unrealized —

— AGROFRESH SOLUTIONS 0.1%

Value ($000) $479 Shares 3,000,000 Est. Cost $0.78 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value ($000) $73 Shares 65,000 Est. Cost $7.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPLV	INVESCO EXCHNG TRADED FD TR	4,573,833	$213,369	33.8%	$49.52	—	S&P500 LOW VOL	46138E354
USMV	ISHARES TR	4,027,402	$211,036	33.5%	$57.04	—	MIN VOL USA ETF	46429B697
—	AGROFRESH SOLUTIONS	21,001,151	$79,594	12.6%	$7.57	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	2,937,864	$42,129	6.7%	$10.15	—	COM REP LTD LIAB	34960P101
XLU	SELECT SECTOR SPDR TR	287,418	$15,210	2.4%	$49.99	—	SBI INT-UTILS	81369Y886
—	JPMORGAN CHASE & CO	678,000	$15,133	2.4%	$43.40	—	ALERIAN ML ETN	46625H365
XLF	SELECT SECTOR SPDR TR	318,274	$7,581	1.2%	$25.22	—	SBI INT-FINL	81369Y605
XLK	SELECT SECTOR SPDR TR	117,428	$7,278	1.2%	$55.80	—	TECHNOLOGY	81369Y803
XLV	SELECT SECTOR SPDR TR	71,359	$6,173	1.0%	$83.27	—	SBI HEALTHCARE	81369Y209
XLP	SELECT SECTOR SPDR TR	119,778	$6,082	1.0%	$53.39	—	SBI CONS STPLS	81369Y308
XLY	SELECT SECTOR SPDR TR	59,277	$5,869	0.9%	$100.73	—	SBI CONS DISCR	81369Y407
XLRE	SELECT SECTOR SPDR TR	186,470	$5,781	0.9%	$31.34	—	RL EST SEL SEC	81369Y860
XLE	SELECT SECTOR SPDR TR	98,689	$5,660	0.9%	$60.23	—	ENERGY	81369Y506
—	PFENEX INC	1,771,428	$5,651	0.9%	$15.94	—	COM	717071104
XLI	SELECT SECTOR SPDR TR	38,529	$2,482	0.4%	$75.15	—	SBI INT-INDS	81369Y704
XLB	SELECT SECTOR SPDR TR	25,435	$1,285	0.2%	$51.34	—	SBI MATERIALS	81369Y100
—	AGROFRESH SOLUTIONS	3,000,000	$479	0.1%	$0.78	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$73	0.0%	$7.46	—	COM	88165N105