DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 11, 2019

Total Value: $631M (100.0% shares, 0.0% debt)

Holdings (18)

SPLV INVESCO EXCHNG TRADED FD TR 33.8%

Value $213M Shares 4,573,833 Est. Cost — Unrealized —

USMV ISHARES TR 33.5%

Value $211M Shares 4,027,402 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 12.6%

Value $79.59M Shares 21,001,151 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 6.7%

Value $42.13M Shares 2,937,864 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 2.4%

Value $15.21M Shares 287,418 Est. Cost — Unrealized —

— JPMORGAN CHASE & CO 2.4%

Value $15.13M Shares 678,000 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 1.2%

Value $7.581M Shares 318,274 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 1.2%

Value $7.278M Shares 117,428 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 1.0%

Value $6.173M Shares 71,359 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 1.0%

Value $6.082M Shares 119,778 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 0.9%

Value $5.869M Shares 59,277 Est. Cost — Unrealized —

XLRE SELECT SECTOR SPDR TR 0.9%

Value $5.781M Shares 186,470 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 0.9%

Value $5.66M Shares 98,689 Est. Cost — Unrealized —

— PFENEX INC 0.9%

Value $5.651M Shares 1,771,428 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 0.4%

Value $2.482M Shares 38,529 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 0.2%

Value $1.285M Shares 25,435 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.1%

Value $479K Shares 3,000,000 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value $73,000 Shares 65,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPLV	INVESCO EXCHNG TRADED FD TR	4,573,833	$213M	33.8%	—	—	S&P500 LOW VOL	46138E354
USMV	ISHARES TR	4,027,402	$211M	33.5%	—	—	MIN VOL USA ETF	46429B697
—	AGROFRESH SOLUTIONS	21,001,151	$79.59M	12.6%	—	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	2,937,864	$42.13M	6.7%	—	—	COM REP LTD LIAB	34960P101
XLU	SELECT SECTOR SPDR TR	287,418	$15.21M	2.4%	—	—	SBI INT-UTILS	81369Y886
—	JPMORGAN CHASE & CO	678,000	$15.13M	2.4%	—	—	ALERIAN ML ETN	46625H365
XLF	SELECT SECTOR SPDR TR	318,274	$7.581M	1.2%	—	—	SBI INT-FINL	81369Y605
XLK	SELECT SECTOR SPDR TR	117,428	$7.278M	1.2%	—	—	TECHNOLOGY	81369Y803
XLV	SELECT SECTOR SPDR TR	71,359	$6.173M	1.0%	—	—	SBI HEALTHCARE	81369Y209
XLP	SELECT SECTOR SPDR TR	119,778	$6.082M	1.0%	—	—	SBI CONS STPLS	81369Y308
XLY	SELECT SECTOR SPDR TR	59,277	$5.869M	0.9%	—	—	SBI CONS DISCR	81369Y407
XLRE	SELECT SECTOR SPDR TR	186,470	$5.781M	0.9%	—	—	RL EST SEL SEC	81369Y860
XLE	SELECT SECTOR SPDR TR	98,689	$5.66M	0.9%	—	—	ENERGY	81369Y506
—	PFENEX INC	1,771,428	$5.651M	0.9%	—	—	COM	717071104
XLI	SELECT SECTOR SPDR TR	38,529	$2.482M	0.4%	—	—	SBI INT-INDS	81369Y704
XLB	SELECT SECTOR SPDR TR	25,435	$1.285M	0.2%	—	—	SBI MATERIALS	81369Y100
—	AGROFRESH SOLUTIONS	3,000,000	$479K	0.1%	—	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$73,000	0.0%	—	—	COM	88165N105