DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 10, 2019

Total Value ($000): $662,205 (100.0% shares, 0.0% debt)

Holdings (18)

SPLV INVESCO EXCHNG TRADED FD TR 36.4%

Value ($000) $240,766 Shares 4,573,833 Est. Cost $49.52 Unrealized —

USMV ISHARES TR 35.8%

Value ($000) $236,811 Shares 4,027,402 Est. Cost $57.04 Unrealized —

— AGROFRESH SOLUTIONS 10.6%

Value ($000) $70,144 Shares 21,001,151 Est. Cost $7.57 Unrealized —

XLU SELECT SECTOR SPDR TR 6.5%

Value ($000) $42,941 Shares 738,203 Est. Cost $54.99 Unrealized —

— FORTRESS TRANS INFRST INVS L 4.8%

Value ($000) $31,686 Shares 1,851,907 Est. Cost $10.15 Unrealized —

— PFENEX INC 1.7%

Value ($000) $10,947 Shares 1,771,428 Est. Cost $15.94 Unrealized —

XLK SELECT SECTOR SPDR TR 0.8%

Value ($000) $5,421 Shares 73,267 Est. Cost $55.80 Unrealized —

XLV SELECT SECTOR SPDR TR 0.7%

Value ($000) $4,644 Shares 50,616 Est. Cost $83.27 Unrealized —

XLY SELECT SECTOR SPDR TR 0.6%

Value ($000) $4,231 Shares 37,164 Est. Cost $100.73 Unrealized —

XLF SELECT SECTOR SPDR TR 0.6%

Value ($000) $4,214 Shares 163,919 Est. Cost $25.22 Unrealized —

XLI SELECT SECTOR SPDR TR 0.6%

Value ($000) $3,966 Shares 52,870 Est. Cost $75.11 Unrealized —

XLP SELECT SECTOR SPDR TR 0.4%

Value ($000) $2,823 Shares 50,321 Est. Cost $53.39 Unrealized —

XLRE SELECT SECTOR SPDR TR 0.2%

Value ($000) $1,559 Shares 43,056 Est. Cost $31.34 Unrealized —

XLE SELECT SECTOR SPDR TR 0.1%

Value ($000) $882 Shares 13,344 Est. Cost $60.23 Unrealized —

XLB SELECT SECTOR SPDR TR 0.1%

Value ($000) $711 Shares 12,812 Est. Cost $51.34 Unrealized —

— AGROFRESH SOLUTIONS 0.0%

Value ($000) $270 Shares 3,000,000 Est. Cost $0.78 Unrealized —

AR ANTERO RES CORP 0.0%

Value ($000) $102 Shares 11,580 Est. Cost $9.45 Unrealized 0.0%

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value ($000) $87 Shares 65,000 Est. Cost $7.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPLV	INVESCO EXCHNG TRADED FD TR	4,573,833	$240,766	36.4%	$49.52	—	S&P500 LOW VOL	46138E354
USMV	ISHARES TR	4,027,402	$236,811	35.8%	$57.04	—	MIN VOL USA ETF	46429B697
—	AGROFRESH SOLUTIONS	21,001,151	$70,144	10.6%	$7.57	—	COM	00856G109
XLU	SELECT SECTOR SPDR TR	738,203	$42,941	6.5%	$54.99	—	SBI INT-UTILS	81369Y886
—	FORTRESS TRANS INFRST INVS L	1,851,907	$31,686	4.8%	$10.15	—	COM REP LTD LIAB	34960P101
—	PFENEX INC	1,771,428	$10,947	1.7%	$15.94	—	COM	717071104
XLK	SELECT SECTOR SPDR TR	73,267	$5,421	0.8%	$55.80	—	TECHNOLOGY	81369Y803
XLV	SELECT SECTOR SPDR TR	50,616	$4,644	0.7%	$83.27	—	SBI HEALTHCARE	81369Y209
XLY	SELECT SECTOR SPDR TR	37,164	$4,231	0.6%	$100.73	—	SBI CONS DISCR	81369Y407
XLF	SELECT SECTOR SPDR TR	163,919	$4,214	0.6%	$25.22	—	SBI INT-FINL	81369Y605
XLI	SELECT SECTOR SPDR TR	52,870	$3,966	0.6%	$75.11	—	SBI INT-INDS	81369Y704
XLP	SELECT SECTOR SPDR TR	50,321	$2,823	0.4%	$53.39	—	SBI CONS STPLS	81369Y308
XLRE	SELECT SECTOR SPDR TR	43,056	$1,559	0.2%	$31.34	—	RL EST SEL SEC	81369Y860
XLE	SELECT SECTOR SPDR TR	13,344	$882	0.1%	$60.23	—	ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	12,812	$711	0.1%	$51.34	—	SBI MATERIALS	81369Y100
—	AGROFRESH SOLUTIONS	3,000,000	$270	0.0%	$0.78	—	WARRANTS	00856G117
AR	ANTERO RES CORP	11,580	$102	0.0%	$9.45	0.0%	COM	03674X106
—	TETRAPHASE PHARMACEUTICALS I	65,000	$87	0.0%	$7.46	—	COM	88165N105