DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 10, 2019

Total Value: $662M (100.0% shares, 0.0% debt)

Holdings (18)

SPLV INVESCO EXCHNG TRADED FD TR 36.4%

Value $241M Shares 4,573,833 Est. Cost — Unrealized —

USMV ISHARES TR 35.8%

Value $237M Shares 4,027,402 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 10.6%

Value $70.14M Shares 21,001,151 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 6.5%

Value $42.94M Shares 738,203 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 4.8%

Value $31.69M Shares 1,851,907 Est. Cost — Unrealized —

— PFENEX INC 1.7%

Value $10.95M Shares 1,771,428 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 0.8%

Value $5.421M Shares 73,267 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 0.7%

Value $4.644M Shares 50,616 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 0.6%

Value $4.231M Shares 37,164 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 0.6%

Value $4.214M Shares 163,919 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 0.6%

Value $3.966M Shares 52,870 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 0.4%

Value $2.823M Shares 50,321 Est. Cost — Unrealized —

XLRE SELECT SECTOR SPDR TR 0.2%

Value $1.559M Shares 43,056 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 0.1%

Value $882K Shares 13,344 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 0.1%

Value $711K Shares 12,812 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.0%

Value $270K Shares 3,000,000 Est. Cost — Unrealized —

AR ANTERO RES CORP 0.0%

Value $102K Shares 11,580 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value $87,000 Shares 65,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPLV	INVESCO EXCHNG TRADED FD TR	4,573,833	$241M	36.4%	—	—	S&P500 LOW VOL	46138E354
USMV	ISHARES TR	4,027,402	$237M	35.8%	—	—	MIN VOL USA ETF	46429B697
—	AGROFRESH SOLUTIONS	21,001,151	$70.14M	10.6%	—	—	COM	00856G109
XLU	SELECT SECTOR SPDR TR	738,203	$42.94M	6.5%	—	—	SBI INT-UTILS	81369Y886
—	FORTRESS TRANS INFRST INVS L	1,851,907	$31.69M	4.8%	—	—	COM REP LTD LIAB	34960P101
—	PFENEX INC	1,771,428	$10.95M	1.7%	—	—	COM	717071104
XLK	SELECT SECTOR SPDR TR	73,267	$5.421M	0.8%	—	—	TECHNOLOGY	81369Y803
XLV	SELECT SECTOR SPDR TR	50,616	$4.644M	0.7%	—	—	SBI HEALTHCARE	81369Y209
XLY	SELECT SECTOR SPDR TR	37,164	$4.231M	0.6%	—	—	SBI CONS DISCR	81369Y407
XLF	SELECT SECTOR SPDR TR	163,919	$4.214M	0.6%	—	—	SBI INT-FINL	81369Y605
XLI	SELECT SECTOR SPDR TR	52,870	$3.966M	0.6%	—	—	SBI INT-INDS	81369Y704
XLP	SELECT SECTOR SPDR TR	50,321	$2.823M	0.4%	—	—	SBI CONS STPLS	81369Y308
XLRE	SELECT SECTOR SPDR TR	43,056	$1.559M	0.2%	—	—	RL EST SEL SEC	81369Y860
XLE	SELECT SECTOR SPDR TR	13,344	$882K	0.1%	—	—	ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	12,812	$711K	0.1%	—	—	SBI MATERIALS	81369Y100
—	AGROFRESH SOLUTIONS	3,000,000	$270K	0.0%	—	—	WARRANTS	00856G117
AR	ANTERO RES CORP	11,580	$102K	0.0%	—	—	COM	03674X106
—	TETRAPHASE PHARMACEUTICALS I	65,000	$87,000	0.0%	—	—	COM	88165N105