DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 13, 2019

Total Value ($000): $645,714 (100.0% shares, 0.0% debt)

Holdings (16)

SPLV INVESCO EXCHNG TRADED FD TR 39.0%

Value ($000) $251,652 Shares 4,573,833 Est. Cost $49.52 Unrealized —

USMV ISHARES TR 38.5%

Value ($000) $248,612 Shares 4,027,402 Est. Cost $57.04 Unrealized —

XLU SELECT SECTOR SPDR TR 5.2%

Value ($000) $33,456 Shares 561,066 Est. Cost $54.99 Unrealized —

— AGROFRESH SOLUTIONS 4.9%

Value ($000) $31,712 Shares 21,001,151 Est. Cost $7.57 Unrealized —

— FORTRESS TRANS INFRST INVS L 4.3%

Value ($000) $27,964 Shares 1,851,907 Est. Cost $10.15 Unrealized —

— PFENEX INC 1.8%

Value ($000) $11,939 Shares 1,771,428 Est. Cost $15.94 Unrealized —

XLRE SELECT SECTOR SPDR TR 1.5%

Value ($000) $9,800 Shares 266,535 Est. Cost $35.89 Unrealized —

XLK SELECT SECTOR SPDR TR 1.3%

Value ($000) $8,593 Shares 110,115 Est. Cost $63.24 Unrealized —

XLP SELECT SECTOR SPDR TR 0.8%

Value ($000) $5,465 Shares 94,112 Est. Cost $55.57 Unrealized —

XLF SELECT SECTOR SPDR TR 0.7%

Value ($000) $4,456 Shares 161,453 Est. Cost $25.22 Unrealized —

XLI SELECT SECTOR SPDR TR 0.5%

Value ($000) $3,006 Shares 38,826 Est. Cost $75.11 Unrealized —

XLY SELECT SECTOR SPDR TR 0.5%

Value ($000) $3,005 Shares 25,213 Est. Cost $100.73 Unrealized —

XLB SELECT SECTOR SPDR TR 0.5%

Value ($000) $2,988 Shares 51,081 Est. Cost $56.70 Unrealized —

XLV SELECT SECTOR SPDR TR 0.5%

Value ($000) $2,988 Shares 32,250 Est. Cost $83.27 Unrealized —

— AGROFRESH SOLUTIONS 0.0%

Value ($000) $47 Shares 3,000,000 Est. Cost $0.78 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value ($000) $31 Shares 65,000 Est. Cost $7.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPLV	INVESCO EXCHNG TRADED FD TR	4,573,833	$251,652	39.0%	$49.52	—	S&P500 LOW VOL	46138E354
USMV	ISHARES TR	4,027,402	$248,612	38.5%	$57.04	—	MIN VOL USA ETF	46429B697
XLU	SELECT SECTOR SPDR TR	561,066	$33,456	5.2%	$54.99	—	SBI INT-UTILS	81369Y886
—	AGROFRESH SOLUTIONS	21,001,151	$31,712	4.9%	$7.57	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	1,851,907	$27,964	4.3%	$10.15	—	COM REP LTD LIAB	34960P101
—	PFENEX INC	1,771,428	$11,939	1.8%	$15.94	—	COM	717071104
XLRE	SELECT SECTOR SPDR TR	266,535	$9,800	1.5%	$35.89	—	RL EST SEL SEC	81369Y860
XLK	SELECT SECTOR SPDR TR	110,115	$8,593	1.3%	$63.24	—	TECHNOLOGY	81369Y803
XLP	SELECT SECTOR SPDR TR	94,112	$5,465	0.8%	$55.57	—	SBI CONS STPLS	81369Y308
XLF	SELECT SECTOR SPDR TR	161,453	$4,456	0.7%	$25.22	—	SBI INT-FINL	81369Y605
XLI	SELECT SECTOR SPDR TR	38,826	$3,006	0.5%	$75.11	—	SBI INT-INDS	81369Y704
XLY	SELECT SECTOR SPDR TR	25,213	$3,005	0.5%	$100.73	—	SBI CONS DISCR	81369Y407
XLB	SELECT SECTOR SPDR TR	51,081	$2,988	0.5%	$56.70	—	SBI MATERIALS	81369Y100
XLV	SELECT SECTOR SPDR TR	32,250	$2,988	0.5%	$83.27	—	SBI HEALTHCARE	81369Y209
—	AGROFRESH SOLUTIONS	3,000,000	$47	0.0%	$0.78	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$31	0.0%	$7.46	—	COM	88165N105