DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 13, 2019

Total Value: $646M (100.0% shares, 0.0% debt)

Holdings (16)

SPLV INVESCO EXCHNG TRADED FD TR 39.0%

Value $252M Shares 4,573,833 Est. Cost — Unrealized —

USMV ISHARES TR 38.5%

Value $249M Shares 4,027,402 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 5.2%

Value $33.46M Shares 561,066 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 4.9%

Value $31.71M Shares 21,001,151 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 4.3%

Value $27.96M Shares 1,851,907 Est. Cost — Unrealized —

— PFENEX INC 1.8%

Value $11.94M Shares 1,771,428 Est. Cost — Unrealized —

XLRE SELECT SECTOR SPDR TR 1.5%

Value $9.8M Shares 266,535 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 1.3%

Value $8.593M Shares 110,115 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 0.8%

Value $5.465M Shares 94,112 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 0.7%

Value $4.456M Shares 161,453 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 0.5%

Value $3.006M Shares 38,826 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 0.5%

Value $3.005M Shares 25,213 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 0.5%

Value $2.988M Shares 51,081 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 0.5%

Value $2.988M Shares 32,250 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.0%

Value $47,000 Shares 3,000,000 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value $31,000 Shares 65,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPLV	INVESCO EXCHNG TRADED FD TR	4,573,833	$252M	39.0%	—	—	S&P500 LOW VOL	46138E354
USMV	ISHARES TR	4,027,402	$249M	38.5%	—	—	MIN VOL USA ETF	46429B697
XLU	SELECT SECTOR SPDR TR	561,066	$33.46M	5.2%	—	—	SBI INT-UTILS	81369Y886
—	AGROFRESH SOLUTIONS	21,001,151	$31.71M	4.9%	—	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	1,851,907	$27.96M	4.3%	—	—	COM REP LTD LIAB	34960P101
—	PFENEX INC	1,771,428	$11.94M	1.8%	—	—	COM	717071104
XLRE	SELECT SECTOR SPDR TR	266,535	$9.8M	1.5%	—	—	RL EST SEL SEC	81369Y860
XLK	SELECT SECTOR SPDR TR	110,115	$8.593M	1.3%	—	—	TECHNOLOGY	81369Y803
XLP	SELECT SECTOR SPDR TR	94,112	$5.465M	0.8%	—	—	SBI CONS STPLS	81369Y308
XLF	SELECT SECTOR SPDR TR	161,453	$4.456M	0.7%	—	—	SBI INT-FINL	81369Y605
XLI	SELECT SECTOR SPDR TR	38,826	$3.006M	0.5%	—	—	SBI INT-INDS	81369Y704
XLY	SELECT SECTOR SPDR TR	25,213	$3.005M	0.5%	—	—	SBI CONS DISCR	81369Y407
XLB	SELECT SECTOR SPDR TR	51,081	$2.988M	0.5%	—	—	SBI MATERIALS	81369Y100
XLV	SELECT SECTOR SPDR TR	32,250	$2.988M	0.5%	—	—	SBI HEALTHCARE	81369Y209
—	AGROFRESH SOLUTIONS	3,000,000	$47,000	0.0%	—	—	WARRANTS	00856G117
—	TETRAPHASE PHARMACEUTICALS I	65,000	$31,000	0.0%	—	—	COM	88165N105