Delphi Financial Group, Inc. Diversified Active

CIK: 0000859139 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 3, 2021

Total Value ($000): $284,185 (100.0% shares, 0.0% debt)

Holdings (32)

VTI VANGUARD TOTAL STOCK MARKET E 18.4%

Value ($000) $52,283 Shares 268,615 Est. Cost $194.64 Unrealized —

MPLX MPLX LP 15.7%

Value ($000) $44,612 Shares 2,060,600 Est. Cost $26.65 Unrealized —

TSLX SIXTH STREET SPECIAL 11.6%

Value ($000) $32,900 Shares 1,585,544 Est. Cost $16.66 Unrealized +14.2%

ET ENERGY TRANSFER UNT 10.9%

Value ($000) $30,854 Shares 4,992,483 Est. Cost $15.40 Unrealized —

— NEW YORK MORTGAGE REIT ORD 8.7%

Value ($000) $24,752 Shares 6,707,963 Est. Cost $6.07 Unrealized —

ACRE ARES COMMERCIAL REIT ORD 6.4%

Value ($000) $18,304 Shares 1,536,878 Est. Cost $12.86 Unrealized —

ARCC ARES CAPITAL ORD 4.6%

Value ($000) $13,017 Shares 770,708 Est. Cost $9.34 Unrealized +2.5%

— NUVEEN QUALITY MUNCP 2.7%

Value ($000) $7,646 Shares 497,452 Est. Cost $13.55 Unrealized —

— NUVEEN AMT FREE QLTY 2.7%

Value ($000) $7,565 Shares 501,000 Est. Cost $13.25 Unrealized —

ABR ARBOR REALTY REIT ORD 2.5%

Value ($000) $7,027 Shares 495,566 Est. Cost $11.37 Unrealized —

BABA ALIBABA GROUP HOLDING LTD 1.8%

Value ($000) $5,050 Shares 21,700 Est. Cost $232.72 Unrealized —

GXC SPDR S&P CHINA ETF 1.6%

Value ($000) $4,631 Shares 35,562 Est. Cost $130.22 Unrealized —

MCHI ISHARES MSCI CHINA ETF 1.6%

Value ($000) $4,621 Shares 57,067 Est. Cost $80.97 Unrealized —

AMZN AMAZON.COM INC 1.4%

Value ($000) $3,908 Shares 1,200 Est. Cost $159.58 Unrealized 0.0%

GOOG ALPHABET INC 1.4%

Value ($000) $3,854 Shares 2,200 Est. Cost $83.74 Unrealized 0.0%

MSFT MICROSOFT CORP 1.3%

Value ($000) $3,603 Shares 16,200 Est. Cost $206.04 Unrealized 0.0%

BKLN INVESCO EXCHANGE-TRA 1.0%

Value ($000) $2,901 Shares 130,200 Est. Cost $20.69 Unrealized —

ANGL VANECK VECTORS ETF T 0.9%

Value ($000) $2,568 Shares 80,000 Est. Cost $29.02 Unrealized —

KWEB KRANESHARES CSI CHINA INTERNE 0.8%

Value ($000) $2,264 Shares 29,480 Est. Cost $76.80 Unrealized —

— INVESCO CALIF MUN IN 0.7%

Value ($000) $1,995 Shares 127,445 Est. Cost $13.67 Unrealized —

— INVESCO TR INVT GRAD 0.7%

Value ($000) $1,985 Shares 150,242 Est. Cost $11.61 Unrealized —

— DWS MUN INCOME TR 0.5%

Value ($000) $1,447 Shares 124,452 Est. Cost $10.54 Unrealized —

— BLACKROCK MUNIHDS INV QL 0.4%

Value ($000) $1,247 Shares 88,537 Est. Cost $12.89 Unrealized —

— NUVEEN AMT FREE MUN 0.4%

Value ($000) $1,087 Shares 64,787 Est. Cost $14.54 Unrealized —

— BLACKROCK MUNIHDS QLY II 0.3%

Value ($000) $903 Shares 66,127 Est. Cost $11.84 Unrealized —

GBDC GOLUB CAPITAL BDC ORD 0.3%

Value ($000) $831 Shares 58,746 Est. Cost $9.00 Unrealized -9.3%

MAIN MAIN STREET CAPITAL ORD 0.2%

Value ($000) $654 Shares 20,281 Est. Cost $37.28 Unrealized -17.6%

— OXFORD LANE CAP CORP 0.2%

Value ($000) $465 Shares 85,885 Est. Cost $5.23 Unrealized —

DX DYNEX CAPITAL REIT ORD 0.1%

Value ($000) $415 Shares 23,303 Est. Cost $16.74 Unrealized —

— INVESCO ADVANTAGE MU 0.1%

Value ($000) $396 Shares 34,896 Est. Cost $10.46 Unrealized —

— BNY MELLON STRAT MUNI 0.1%

Value ($000) $208 Shares 24,502 Est. Cost $8.17 Unrealized —

— BROOKFIELD REAL ASST INC 0.1%

Value ($000) $192 Shares 10,780 Est. Cost $22.26 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD TOTAL STOCK MARKET E	268,615	$52,283	18.4%	$194.64	—	TOTAL STK MKT	922908769
MPLX	MPLX LP	2,060,600	$44,612	15.7%	$26.65	—	COM UNIT REP LTD	55336V100
TSLX	SIXTH STREET SPECIAL	1,585,544	$32,900	11.6%	$16.66	+14.2%	COM	83012A109
ET	ENERGY TRANSFER UNT	4,992,483	$30,854	10.9%	$15.40	—	COM UT LTD PTN	29273V100
—	NEW YORK MORTGAGE REIT ORD	6,707,963	$24,752	8.7%	$6.07	—	COM PAR $.02	649604501
ACRE	ARES COMMERCIAL REIT ORD	1,536,878	$18,304	6.4%	$12.86	—	COM	04013V108
ARCC	ARES CAPITAL ORD	770,708	$13,017	4.6%	$9.34	+2.5%	COM	04010L103
—	NUVEEN QUALITY MUNCP	497,452	$7,646	2.7%	$13.55	—	COM	67066V101
—	NUVEEN AMT FREE QLTY	501,000	$7,565	2.7%	$13.25	—	COM	670657105
ABR	ARBOR REALTY REIT ORD	495,566	$7,027	2.5%	$11.37	—	COM	038923108
BABA	ALIBABA GROUP HOLDING LTD	21,700	$5,050	1.8%	$232.72	—	SPONSORED ADS	01609W102
GXC	SPDR S&P CHINA ETF	35,562	$4,631	1.6%	$130.22	—	S&P CHINA ETF	78463X400
MCHI	ISHARES MSCI CHINA ETF	57,067	$4,621	1.6%	$80.97	—	MSCI CHINA ETF	46429B671
AMZN	AMAZON.COM INC	1,200	$3,908	1.4%	$159.58	0.0%	COM	023135106
GOOG	ALPHABET INC	2,200	$3,854	1.4%	$83.74	0.0%	CAP STK CL C	02079K107
MSFT	MICROSOFT CORP	16,200	$3,603	1.3%	$206.04	0.0%	COM	594918104
BKLN	INVESCO EXCHANGE-TRA	130,200	$2,901	1.0%	$20.69	—	SR LN ETF	46138G508
ANGL	VANECK VECTORS ETF T	80,000	$2,568	0.9%	$29.02	—	FALLEN ANGEL HG	92189F437
KWEB	KRANESHARES CSI CHINA INTERNE	29,480	$2,264	0.8%	$76.80	—	CSI CHI INTERNET	500767306
—	INVESCO CALIF MUN IN	127,445	$1,995	0.7%	$13.67	—	COM	46132P108
—	INVESCO TR INVT GRAD	150,242	$1,985	0.7%	$11.61	—	COM	46131M106
—	DWS MUN INCOME TR	124,452	$1,447	0.5%	$10.54	—	COM	233368109
—	BLACKROCK MUNIHDS INV QL	88,537	$1,247	0.4%	$12.89	—	COM	09254P108
—	NUVEEN AMT FREE MUN	64,787	$1,087	0.4%	$14.54	—	COM	67071L106
—	BLACKROCK MUNIHDS QLY II	66,127	$903	0.3%	$11.84	—	COM	09254C107
GBDC	GOLUB CAPITAL BDC ORD	58,746	$831	0.3%	$9.00	-9.3%	COM	38173M102
MAIN	MAIN STREET CAPITAL ORD	20,281	$654	0.2%	$37.28	-17.6%	COM	56035L104
—	OXFORD LANE CAP CORP	85,885	$465	0.2%	$5.23	—	COM	691543102
DX	DYNEX CAPITAL REIT ORD	23,303	$415	0.1%	$16.74	—	COM	26817Q886
—	INVESCO ADVANTAGE MU	34,896	$396	0.1%	$10.46	—	SH BEN INT	46132E103
—	BNY MELLON STRAT MUNI	24,502	$208	0.1%	$8.17	—	COM	05588W108
—	BROOKFIELD REAL ASST INC	10,780	$192	0.1%	$22.26	—	SHS BEN INT	112830104