Delphi Financial Group, Inc. Diversified Active

CIK: 0000859139 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 3, 2021

Total Value ($000): $339,733 (100.0% shares, 0.0% debt)

Holdings (30)

VTI VANGUARD TOTAL STOCK MARKET E 22.5%

Value ($000) $76,388 Shares 343,532 Est. Cost $199.44 Unrealized —

MPLX MPLX LP 16.6%

Value ($000) $56,286 Shares 1,977,030 Est. Cost $26.65 Unrealized —

ET ENERGY TRANSFER UNT 14.1%

Value ($000) $47,828 Shares 4,992,483 Est. Cost $15.40 Unrealized —

TSLX SIXTH STREET SPECIAL 10.9%

Value ($000) $36,986 Shares 1,665,266 Est. Cost $16.94 Unrealized +35.3%

ACRE ARES COML REAL ESTAT 7.1%

Value ($000) $24,058 Shares 1,595,365 Est. Cost $12.93 Unrealized —

— NEW YORK MORTGAGE REIT ORD 5.1%

Value ($000) $17,287 Shares 4,057,963 Est. Cost $6.07 Unrealized —

MCHI ISHARES MSCI CHINA ETF 3.6%

Value ($000) $12,209 Shares 180,788 Est. Cost $78.60 Unrealized —

ABR ARBOR REALTY TRUST I 2.7%

Value ($000) $9,183 Shares 495,566 Est. Cost $11.37 Unrealized —

— NUVEEN QUALITY MUNCP 1.8%

Value ($000) $6,208 Shares 397,452 Est. Cost $13.55 Unrealized —

ANGL VANECK VECTORS ETF T 1.8%

Value ($000) $6,114 Shares 185,000 Est. Cost $31.25 Unrealized —

— NUVEEN AMT FREE QLTY 1.8%

Value ($000) $6,091 Shares 401,000 Est. Cost $13.25 Unrealized —

GOOG ALPHABET INC 1.7%

Value ($000) $5,864 Shares 2,200 Est. Cost $83.74 Unrealized +63.4%

MSFT MICROSOFT CORP 1.3%

Value ($000) $4,567 Shares 16,200 Est. Cost $206.04 Unrealized +36.3%

AMZN AMAZON.COM INC 1.2%

Value ($000) $3,942 Shares 1,200 Est. Cost $159.58 Unrealized +8.1%

ARCC ARES CAPITAL CORP 1.1%

Value ($000) $3,729 Shares 183,412 Est. Cost $9.34 Unrealized +41.4%

BABA ALIBABA GROUP HOLDING LTD 0.9%

Value ($000) $3,052 Shares 20,615 Est. Cost $201.64 Unrealized —

GXC SPDR S&P CHINA ETF 0.9%

Value ($000) $2,922 Shares 26,459 Est. Cost $130.40 Unrealized —

BKLN INVESCO EXCHANGE-TRA 0.8%

Value ($000) $2,879 Shares 130,200 Est. Cost $21.48 Unrealized —

SNOW SNOWFLAKE INC 0.8%

Value ($000) $2,613 Shares 8,640 Est. Cost $284.41 Unrealized 0.0%

— INVESCO TR INVT GRAD 0.6%

Value ($000) $2,057 Shares 150,242 Est. Cost $11.61 Unrealized —

— OXFORD LANE CAP CORP 0.6%

Value ($000) $1,915 Shares 265,536 Est. Cost $6.52 Unrealized —

— INVESCO CALIF MUN IN 0.5%

Value ($000) $1,658 Shares 101,662 Est. Cost $13.67 Unrealized —

— BLACKROCK MUNIHLDS I 0.4%

Value ($000) $1,286 Shares 88,537 Est. Cost $12.89 Unrealized —

— DWS MUN INCOME TR 0.4%

Value ($000) $1,243 Shares 104,452 Est. Cost $10.54 Unrealized —

GBDC GOLUB CAPITAL BDC ORD 0.3%

Value ($000) $929 Shares 58,746 Est. Cost $9.00 Unrealized +10.6%

MAIN MAIN STREET CAPITAL ORD 0.2%

Value ($000) $834 Shares 20,281 Est. Cost $37.28 Unrealized +11.5%

BXMT BLACKSTONE MTG TR IN 0.2%

Value ($000) $729 Shares 24,030 Est. Cost $30.89 Unrealized —

DX DYNEX CAPITAL REIT ORD 0.1%

Value ($000) $403 Shares 23,303 Est. Cost $16.74 Unrealized —

— BLACKROCK MUNIHOLDIN 0.1%

Value ($000) $248 Shares 17,949 Est. Cost $11.84 Unrealized —

— BROOKFIELD REAL ASST INC 0.1%

Value ($000) $225 Shares 10,780 Est. Cost $22.26 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD TOTAL STOCK MARKET E	343,532	$76,388	22.5%	$199.44	—	TOTAL STK MKT	922908769
MPLX	MPLX LP	1,977,030	$56,286	16.6%	$26.65	—	COM UNIT REP LTD	55336V100
ET	ENERGY TRANSFER UNT	4,992,483	$47,828	14.1%	$15.40	—	COM UT LTD PTN	29273V100
TSLX	SIXTH STREET SPECIAL	1,665,266	$36,986	10.9%	$16.94	+35.3%	COM	83012A109
ACRE	ARES COML REAL ESTAT	1,595,365	$24,058	7.1%	$12.93	—	COM	04013V108
—	NEW YORK MORTGAGE REIT ORD	4,057,963	$17,287	5.1%	$6.07	—	COM PAR $.02	649604501
MCHI	ISHARES MSCI CHINA ETF	180,788	$12,209	3.6%	$78.60	—	MSCI CHINA ETF	46429B671
ABR	ARBOR REALTY TRUST I	495,566	$9,183	2.7%	$11.37	—	COM	038923108
—	NUVEEN QUALITY MUNCP	397,452	$6,208	1.8%	$13.55	—	COM	67066V101
ANGL	VANECK VECTORS ETF T	185,000	$6,114	1.8%	$31.25	—	FALLEN ANGEL HG	92189F437
—	NUVEEN AMT FREE QLTY	401,000	$6,091	1.8%	$13.25	—	COM	670657105
GOOG	ALPHABET INC	2,200	$5,864	1.7%	$83.74	+63.4%	CAP STK CL C	02079K107
MSFT	MICROSOFT CORP	16,200	$4,567	1.3%	$206.04	+36.3%	COM	594918104
AMZN	AMAZON.COM INC	1,200	$3,942	1.2%	$159.58	+8.1%	COM	023135106
ARCC	ARES CAPITAL CORP	183,412	$3,729	1.1%	$9.34	+41.4%	COM	04010L103
BABA	ALIBABA GROUP HOLDING LTD	20,615	$3,052	0.9%	$201.64	—	SPONSORED ADS	01609W102
GXC	SPDR S&P CHINA ETF	26,459	$2,922	0.9%	$130.40	—	S&P CHINA ETF	78463X400
BKLN	INVESCO EXCHANGE-TRA	130,200	$2,879	0.8%	$21.48	—	SR LN ETF	46138G508
SNOW	SNOWFLAKE INC	8,640	$2,613	0.8%	$284.41	0.0%	CL A	833445109
—	INVESCO TR INVT GRAD	150,242	$2,057	0.6%	$11.61	—	COM	46131M106
—	OXFORD LANE CAP CORP	265,536	$1,915	0.6%	$6.52	—	COM	691543102
—	INVESCO CALIF MUN IN	101,662	$1,658	0.5%	$13.67	—	COM	46132P108
—	BLACKROCK MUNIHLDS I	88,537	$1,286	0.4%	$12.89	—	COM	09254P108
—	DWS MUN INCOME TR	104,452	$1,243	0.4%	$10.54	—	COM	233368109
GBDC	GOLUB CAPITAL BDC ORD	58,746	$929	0.3%	$9.00	+10.6%	COM	38173M102
MAIN	MAIN STREET CAPITAL ORD	20,281	$834	0.2%	$37.28	+11.5%	COM	56035L104
BXMT	BLACKSTONE MTG TR IN	24,030	$729	0.2%	$30.89	—	COM CL A	09257W100
DX	DYNEX CAPITAL REIT ORD	23,303	$403	0.1%	$16.74	—	COM	26817Q886
—	BLACKROCK MUNIHOLDIN	17,949	$248	0.1%	$11.84	—	COM	09254C107
—	BROOKFIELD REAL ASST INC	10,780	$225	0.1%	$22.26	—	SHS BEN INT	112830104