Location: Conshohocken, PA
CIK: 0000855702 · Show all filings
Period: Q1 2023 (← Previous) (Next →)
Filing Date: May 5, 2023
Total Value: $105M (91.6% shares, 8.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FBRT | FRANKLIN BSP RLTY TR INC | 612,288 | $7.305M | 6.9% | $11.93 | $13.65 | — | COMMON STOCK | 35243J101 |
| — | WELLS FARGO CO NEW | 6,000 | $7.058M | 6.7% | $1176.25 | $1204.00 | — | PERP PFD CNV A | 949746804 |
| — | BLACKROCK RES & COMMODITIES | 485,111 | $4.628M | 4.4% | $9.54 | $9.82 | — | SHS | 09257A108 |
| — | MORGAN STANLEY EMERGING MARKETS | 963,819 | $4.356M | 4.1% | $4.52 | $6.20 | — | COM | 617477104 |
| — | ABRDN ASIA PACIFIC INCOME FU | 1,503,855 | $4M | 3.8% | $2.66 | $3.86 | — | COM | 003009107 |
| SPOK | SPOK HLDGS INC | 381,260 | $3.862M | 3.7% | $10.13 | $8.12 | +24.7% | COM | 84863T106 |
| PKE | PARK AEROSPACE CORP | 267,658 | $3.6M | 3.4% | $13.45 | $14.10 | -4.6% | COM | 70014A104 |
| SPG | SIMON PPTY GROUP INC NEW | 30,240 | $3.386M | 3.2% | $111.97 * | $57.65 | +67.7% | COM | 828806109 |
| MPLX | MPLX LP | 92,127 | $3.174M | 3.0% | $34.45 | $33.03 | — | COM UNIT REP LTD | 55336V100 |
| EPM | EVOLUTION PETE CORP | 453,754 | $2.863M | 2.7% | $6.31 * | $5.26 | -5.4% | COM | 30049A107 |
| — | DOUBLELINE YIELD OPPORTUNITI | 199,841 | $2.796M | 2.7% | $13.99 | $18.80 | — | COM | 25862D105 |
| T | AT&T INC | 142,700 | $2.747M | 2.6% | $19.25 * | $14.80 | +11.4% | COM | 00206R102 |
| FF | FUTUREFUEL CORP | 364,418 | $2.689M | 2.6% | $7.38 * | $4.76 | -5.6% | COM | 36116M106 |
| LYTS | LSI INDS INC OHIO | 187,847 | $2.617M | 2.5% | $13.93 | $10.31 | +35.1% | COM | 50216C108 |
| — | MIX TELEMATICS LTD | 334,412 | $2.592M | 2.5% | $7.75 | $7.75 | — | SPONSORED ADR | 60688N102 |
| — | IONIS PHARMACEUTICALS INC | 2,756,000 | $2.537M | 2.4% | $0.92 | $0.91 | — | NOTE 0.125%12/1 | 462222AB6 |
| NVEC | NVE CORP | 29,146 | $2.419M | 2.3% | $82.99 | $48.63 | +70.7% | COM NEW | 629445206 |
| MMM | 3M CO | 23,000 | $2.418M | 2.3% | $105.11 * | $84.88 | -6.2% | COM | 88579Y101 |
| PFF | ISHARES TR | 74,300 | $2.32M | 2.2% | $31.22 | $31.11 | +0.4% | PFD AND INCM SEC | 464288687 |
| NSA | NATIONAL STORAGE AFFILIATES | 51,000 | $2.131M | 2.0% | $41.78 | $41.78 | — | COM SHS BEN IN | 637870106 |
| — | BARRICK GOLD CORP | 111,000 | $2.061M | 2.0% | $18.57 | $21.63 | — | COM | 067901108 |
| HCSG | HEALTHCARE SVCS GROUP INC | 145,770 | $2.022M | 1.9% | $13.87 | $15.62 | -11.2% | COM | 421906108 |
| AGX | ARGAN INC | 48,527 | $1.964M | 1.9% | $40.47 * | $34.97 | +10.3% | COM | 04010E109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 14,130 | $1.852M | 1.8% | $131.09 * | $118.49 | +0.4% | COM | 459200101 |
| ET | ENERGY TRANSFER L P | 133,500 | $1.665M | 1.6% | $12.47 | $11.55 | — | COM UT LTD PTN | 29273V100 |
| APAM | ARTISAN PARTNERS ASSET MGMT | 47,550 | $1.521M | 1.4% | $31.98 * | $23.36 | +7.6% | CL A | 04316A108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 57,663 | $1.493M | 1.4% | $25.90 | $25.04 | — | COM | 293792107 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 376,500 | $1.491M | 1.4% | $3.96 | $3.52 | +12.4% | COM | G65773106 |
| PAA | PLAINS ALL AMERN PIPELINE L | 109,500 | $1.365M | 1.3% | $12.47 | $9.89 | — | UNIT LTD PARTN | 726503105 |
| UTMD | UTAH MED PRODS INC | 13,948 | $1.322M | 1.3% | $94.77 | $91.81 | +3.2% | COM | 917488108 |
| — | HALOZYME THERAPEUTICS INC | 1,555,000 | $1.318M | 1.3% | $0.85 | $0.87 | — | NOTE 0.250% 3/0 | 40637HAD1 |
| PHG | KONINKLIJKE PHILIPS N V | 69,300 | $1.272M | 1.2% | $18.35 | $16.79 | +9.3% | NY REGIS SHS NEW | 500472303 |
| SNY | SANOFI | 23,000 | $1.252M | 1.2% | $54.42 | $43.89 | +24.0% | SPONSORED ADR | 80105N105 |
| — | LIGAND PHARMACEUTICALS INC | 1,256,000 | $1.247M | 1.2% | $0.99 | $0.97 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| EMLC | VANECK ETF TRUST | 48,943 | $1.236M | 1.2% | $25.25 | $27.88 | -9.4% | JP MRGAN EM LOC | 92189H300 |
| — | TURNING PT BRANDS INC | 1,250,000 | $1.18M | 1.1% | $0.94 | $0.90 | — | NOTE 2.500% 7/1 | 90041LAE5 |
| — | JAZZ INVESTMENTS I LTD | 1,015,000 | $983K | 0.9% | $0.97 | $1.00 | — | NOTE 1.500% 8/1 | 472145AD3 |
| — | WESTERN ASSET EMERGING MKTS | 114,079 | $980K | 0.9% | $8.59 | $10.73 | — | COM | 95766A101 |
| OHI | OMEGA HEALTHCARE INVS INC | 33,100 | $907K | 0.9% | $27.41 | $29.49 | — | COM | 681936100 |
| VLGEA | VILLAGE SUPER MKT INC | 31,965 | $731K | 0.7% | $22.88 | $22.91 | -0.1% | CL A NEW | 927107409 |
| D | DOMINION ENERGY INC | 12,426 | $695K | 0.7% | $55.91 * | $50.99 | -4.5% | COM | 25746U109 |
| — | SUPERNUS PHARMACEUTICALS | 675,000 | $677K | 0.6% | $1.00 | $0.98 | — | NOTE 0.625% 4/0 | 868459AD0 |
| — | WALGREENS BOOTS ALLIANCE INC | 18,000 | $622K | 0.6% | $34.58 | $37.88 | — | COM | 931427108 |
| VALE | VALE S A | 28,953 | $457K | 0.4% | $15.78 | $17.31 | -8.9% | SPONSORED ADS | 91912E105 |
| — | JOHN BEAN TECHNOLOGIES CORP | 500,000 | $456K | 0.4% | $0.91 | $0.83 | — | NOTE 0.250% 5/1 | 477839AB0 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 62,802 | $448K | 0.4% | $7.14 | $16.15 | -55.8% | COM | 71722W107 |
| CAL | CALERES INC | 20,000 | $433K | 0.4% | $21.63 * | $23.10 | -9.7% | COM | 129500104 |
| RES | RPC INC | 55,486 | $427K | 0.4% | $7.69 * | $8.25 | -13.9% | COM | 749660106 |
| BK | BANK NEW YORK MELLON CORP | 8,950 | $407K | 0.4% | $45.44 * | $40.73 | +3.1% | COM | 064058100 |
| NVS | NOVARTIS AG | 4,120 | $379K | 0.4% | $92.00 | $82.89 | +11.0% | SPONSORED ADR | 66987V109 |
| — | SNAP INC | 400,000 | $367K | 0.3% | $0.92 | $0.86 | — | NOTE 0.750% 8/0 | 83304AAB2 |
| BRC | BRADY CORP | 5,960 | $320K | 0.3% | $53.73 * | $43.97 | +16.8% | CL A | 104674106 |
| — | HAYNES INTL INC | 6,385 | $320K | 0.3% | $50.09 | $50.09 | — | COM NEW | 420877201 |
| SNA | SNAP ON INC | 1,265 | $312K | 0.3% | $246.89 * | $197.24 | +16.4% | COM | 833034101 |
| VST | VISTRA CORP | 12,705 | $305K | 0.3% | $24.00 * | $22.07 | +4.9% | COM | 92840M102 |
| TS | TENARIS S A | 9,430 | $268K | 0.3% | $28.42 | $29.69 | -4.3% | SPONSORED ADS | 88031M109 |
| RELL | RICHARDSON ELECTRS LTD | 11,644 | $260K | 0.2% | $22.32 * | $11.63 | +79.9% | COM | 763165107 |
| AMPL | AMPLITUDE INC | 18,018 | $224K | 0.2% | $12.44 | $13.28 | -6.3% | COM CL A | 03213A104 |
| SCCO | SOUTHERN COPPER CORP | 2,935 | $224K | 0.2% | $76.25 * | $47.00 | +40.9% | COM | 84265V105 |
| — | NUSTAR ENERGY LP | 10,700 | $167K | 0.2% | $15.64 | $25.89 | — | UNIT COM | 67058H102 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 13,152 | $144K | 0.1% | $10.97 | $14.01 | — | COM | 69346J106 |
| — | TRIPADVISOR INC | 114,000 | $93,566 | 0.1% | $0.82 | $0.82 | — | NOTE 0.250% 4/0 | 896945AD4 |
| — | SNAP INC | 26,000 | $24,571 | 0.0% | $0.95 | $0.95 | — | NOTE 0.250% 5/0 | 83304AAD8 |