Location: Conshohocken, PA
CIK: 0000855702 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Feb 13, 2023
Total Value: $89.58M (90.1% shares, 9.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WELLS FARGO CO NEW | 6,000 | $7.11M | 7.9% | $1204.00 | — | PERP PFD CNV A | 949746804 |
| — | BLACKROCK RES & COMMODITIES | 581,181 | $5.794M | 6.5% | $9.82 | — | SHS | 09257A108 |
| FBRT | FRANKLIN BSP RLTY TR INC | 349,988 | $4.515M | 5.0% | $14.94 | — | COMMON STOCK | 35243J101 |
| — | MORGAN STANLEY EMERGING MKTS | 963,819 | $4.241M | 4.7% | $6.20 | — | COM | 617477104 |
| — | ABRDN ASIA PACIFIC INCOME FU | 1,503,855 | $3.955M | 4.4% | $3.86 | — | COM | 003009107 |
| SPG | SIMON PPTY GROUP INC NEW | 30,240 | $3.553M | 4.0% | $57.65 | +62.2% | COM | 828806109 |
| SPOK | SPOK HLDGS INC | 401,260 | $3.286M | 3.7% | $8.12 | 0.0% | COM | 84863T106 |
| AGNC | AGNC INVT CORP | 306,362 | $3.171M | 3.5% | $15.27 | — | COM | 00123Q104 |
| T | AT&T INC | 142,700 | $2.627M | 2.9% | $14.80 | +2.1% | COM | 00206R102 |
| — | DOUBLELINE YIELD OPPORTUNITI | 199,841 | $2.622M | 2.9% | $18.80 | — | COM | 25862D105 |
| NVEC | NVE CORP | 39,718 | $2.572M | 2.9% | $48.63 | +25.7% | COM NEW | 629445206 |
| FF | FUTUREFUEL CORP | 313,564 | $2.549M | 2.8% | $4.69 | -3.0% | COM | 36116M106 |
| EPM | EVOLUTION PETE CORP | 318,980 | $2.408M | 2.7% | $5.38 | +6.5% | COM | 30049A107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 16,855 | $2.375M | 2.7% | $118.49 | +3.9% | COM | 459200101 |
| PFF | ISHARES TR | 74,300 | $2.268M | 2.5% | $30.53 | — | PFD AND INCM SEC | 464288687 |
| AGX | ARGAN INC | 51,027 | $1.882M | 2.1% | $34.97 | -4.9% | COM | 04010E109 |
| — | BARRICK GOLD CORP | 100,000 | $1.718M | 1.9% | $21.96 | — | COM | 067901108 |
| MPLX | MPLX LP | 52,127 | $1.712M | 1.9% | $31.95 | — | COM UNIT REP LTD | 55336V100 |
| HCSG | HEALTHCARE SVCS GROUP INC | 136,770 | $1.641M | 1.8% | $15.78 | -16.3% | COM | 421906108 |
| LYTS | LSI INDS INC OHIO | 133,594 | $1.635M | 1.8% | $8.88 | +12.6% | COM | 50216C108 |
| ET | ENERGY TRANSFER L P | 133,500 | $1.585M | 1.8% | $11.55 | — | COM UT LTD PTN | 29273V100 |
| APAM | ARTISAN PARTNERS ASSET MGMT | 47,550 | $1.412M | 1.6% | $23.36 | 0.0% | CL A | 04316A108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 57,663 | $1.391M | 1.6% | $25.04 | — | COM | 293792107 |
| SNY | SANOFI | 27,500 | $1.332M | 1.5% | $48.43 | — | SPONSORED ADR | 80105N105 |
| PAA | PLAINS ALL AMERN PIPELINE L | 109,500 | $1.288M | 1.4% | $9.89 | — | UNIT LTD PARTN | 726503105 |
| — | HALOZYME THERAPEUTICS INC | 1,305,000 | $1.263M | 1.4% | $0.87 | — | NOTE 0.250% 3/0 | 40637HAD1 |
| — | LIGAND PHARMACEUTICALS INC | 1,256,000 | $1.222M | 1.4% | $0.97 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| — | INTERDIGITAL INC | 1,274,000 | $1.217M | 1.4% | $0.94 | — | NOTE 2.000% 6/0 | 45867GAB7 |
| EMLC | VANECK ETF TRUST | 48,943 | $1.186M | 1.3% | $26.99 | — | JP MRGAN EM LOC | 92189H300 |
| — | IONIS PHARMACEUTICALS INC | 1,256,000 | $1.141M | 1.3% | $0.90 | — | NOTE 0.125%12/1 | 462222AB6 |
| — | TURNING PT BRANDS INC | 1,250,000 | $1.108M | 1.2% | $0.90 | — | NOTE 2.500% 7/1 | 90041LAE5 |
| — | WESTERN ASSET EMERGING MKTS | 114,079 | $1.039M | 1.2% | $10.73 | — | COM | 95766A101 |
| — | VISHAY INTERTECHNOLOGY INC | 1,015,000 | $980K | 1.1% | $0.97 | — | NOTE 2.250% 6/1 | 928298AP3 |
| TWO | TWO HBRS INVT CORP | 62,000 | $978K | 1.1% | $15.77 | — | COM | 90187B804 |
| OHI | OMEGA HEALTHCARE INVS INC | 33,100 | $925K | 1.0% | $29.49 | — | COM | 681936100 |
| D | DOMINION ENERGY INC | 12,426 | $762K | 0.9% | $50.99 | +5.2% | COM | 25746U109 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 62,802 | $705K | 0.8% | $16.15 | -36.2% | COM | 71722W107 |
| — | WALGREENS BOOTS ALLIANCE INC | 18,000 | $672K | 0.8% | $37.88 | — | COM | 931427108 |
| — | SUPERNUS PHARMACEUTICALS | 675,000 | $663K | 0.7% | $0.98 | — | NOTE 0.625% 4/0 | 868459AD0 |
| DAWN | DAY ONE BIOPHARMACEUTICALS I | 24,920 | $536K | 0.6% | $20.51 | 0.0% | COM | 23954D109 |
| — | JAZZ INVESTMENTS I LTD | 515,000 | $507K | 0.6% | $1.02 | — | NOTE 1.500% 8/1 | 472145AD3 |
| VALE | VALE S A | 28,953 | $491K | 0.5% | $20.00 | — | SPONSORED ADS | 91912E105 |
| — | UGI CORP NEW | 5,645 | $488K | 0.5% | $80.29 | — | UNIT 06/01/2024 | 902681113 |
| — | JOHN BEAN TECHNOLOGIES CORP | 500,000 | $429K | 0.5% | $0.83 | — | NOTE 0.250% 5/1 | 477839AB0 |
| — | GARRETT MOTION INC | 44,986 | $391K | 0.4% | $8.70 | — | PFD CONV SER A | 366505204 |
| AG | FIRST MAJESTIC SILVER CORP | 45,280 | $378K | 0.4% | $10.21 | -15.3% | COM | 32076V103 |
| NVS | NOVARTIS AG | 4,120 | $374K | 0.4% | $75.97 | — | SPONSORED ADR | 66987V109 |
| — | SNAP INC | 400,000 | $339K | 0.4% | $0.86 | — | NOTE 0.750% 8/0 | 83304AAB2 |
| TS | TENARIS S A | 9,430 | $332K | 0.4% | $25.76 | — | SPONSORED ADS | 88031M109 |
| BK | BANK NEW YORK MELLON CORP | 6,550 | $298K | 0.3% | $39.25 | 0.0% | COM | 064058100 |
| SCCO | SOUTHERN COPPER CORP | 4,935 | $298K | 0.3% | $47.00 | 0.0% | COM | 84265V105 |
| SNA | SNAP ON INC | 1,265 | $289K | 0.3% | $197.24 | +5.5% | COM | 833034101 |
| BRC | BRADY CORP | 5,610 | $264K | 0.3% | $43.59 | 0.0% | CL A | 104674106 |
| RES | RPC INC | 29,586 | $263K | 0.3% | $8.30 | 0.0% | COM | 749660106 |
| RELL | RICHARDSON ELECTRS LTD | 11,644 | $248K | 0.3% | $11.63 | +81.7% | COM | 763165107 |
| UTMD | UTAH MED PRODS INC | 2,300 | $231K | 0.3% | $91.28 | 0.0% | COM | 917488108 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 66,500 | $203K | 0.2% | $3.23 | 0.0% | COM | G65773106 |
| VST | VISTRA CORP | 8,705 | $202K | 0.2% | $22.01 | 0.0% | COM | 92840M102 |
| — | GRAFTECH INTL LTD | 42,000 | $200K | 0.2% | $4.76 | — | COM | 384313508 |
| — | NUSTAR ENERGY LP | 10,700 | $171K | 0.2% | $25.89 | — | UNIT COM | 67058H102 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 13,152 | $143K | 0.2% | $14.01 | — | COM | 69346J106 |