Location: Conshohocken, PA
CIK: 0000855702 · Show all filings
Period: Q3 2024 (← Previous) (Next →)
Filing Date: Nov 14, 2024
Total Value: $50.39M (85.4% shares, 14.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WELLS FARGO CO NEW | 6,000 | $7.693M | 15.3% | $1204.00 | — | PERP PFD CNV A | 949746804 |
| AGNC | AGNC INVT CORP | 360,000 | $3.766M | 7.5% | $9.88 | — | COM | 00123Q104 |
| NLY | ANNALY CAPITAL MANAGEMENT IN | 177,588 | $3.564M | 7.1% | $19.60 | — | COM NEW | 035710839 |
| ARR | ARMOUR RESIDENTIAL REIT INC | 174,050 | $3.551M | 7.0% | $19.77 | — | COM SHS | 042315705 |
| PFF | ISHARES TR | 97,300 | $3.233M | 6.4% | $30.69 | — | PFD AND INCM SEC | 464288687 |
| — | IONIS PHARMACEUTICALS INC | 2,756,000 | $2.71M | 5.4% | $0.93 | — | NOTE 0.125%12/1 | 462222AB6 |
| CMTL | COMTECH TELECOMMUNICATIONS C | 332,004 | $1.597M | 3.2% | $4.44 | -26.3% | COM NEW | 205826209 |
| — | CRACKER BARREL OLD CTRY STOR | 1,250,000 | $1.147M | 2.3% | $0.82 | — | NOTE 0.625% 6/1 | 22410JAB2 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 62,802 | $1.135M | 2.3% | $16.15 | -13.5% | COM | 71722W107 |
| RBRK | RUBRIK INC. | 32,231 | $1.036M | 2.1% | $33.13 | 0.0% | CL A | 781154109 |
| AGX | ARGAN INC | 10,050 | $1.019M | 2.0% | $73.40 | +6.3% | COM | 04010E109 |
| OPRA | OPERA LTD | 61,650 | $952K | 1.9% | $15.45 | — | SPONSORED ADS | 68373M107 |
| CVGW | CALAVO GROWERS INC | 31,750 | $906K | 1.8% | $24.03 | -3.1% | COM | 128246105 |
| AES | AES CORP | 37,000 | $742K | 1.5% | $16.44 | 0.0% | COM | 00130H105 |
| — | EURONET WORLDWIDE INC | 734,000 | $720K | 1.4% | $0.94 | — | NOTE 0.750% 3/1 | 298736AL3 |
| BWXT | BWX TECHNOLOGIES INC | 6,250 | $679K | 1.3% | $91.50 | +7.4% | COM | 05605H100 |
| MMM | 3M CO | 4,500 | $615K | 1.2% | $94.27 | +26.4% | COM | 88579Y101 |
| NPK | NATIONAL PRESTO INDS INC | 7,825 | $588K | 1.2% | $74.79 | -0.3% | COM | 637215104 |
| SIGA | SIGA TECHNOLOGIES INC | 85,080 | $574K | 1.1% | $7.55 | +4.7% | COM | 826917106 |
| IDCC | INTERDIGITAL INC | 3,750 | $531K | 1.1% | $99.53 | +31.7% | COM | 45867G101 |
| — | LENDINGTREE INC | 535,000 | $501K | 1.0% | $0.93 | — | NOTE 0.500% 7/1 | 52603BAD9 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 134,000 | $492K | 1.0% | $3.95 | -7.1% | COM | G65773106 |
| — | PEGASYSTEMS INC | 500,000 | $489K | 1.0% | $0.96 | — | NOTE 0.750% 3/0 | 705573AB9 |
| WLY | WILEY JOHN & SONS INC | 10,000 | $483K | 1.0% | $35.83 | +21.5% | CL A | 968223206 |
| MPLX | MPLX LP | 10,770 | $479K | 1.0% | $33.30 | — | COM UNIT REP LTD | 55336V100 |
| — | OMNICELL COM | 500,000 | $477K | 0.9% | $0.95 | — | NOTE 0.250% 9/1 | 68213NAD1 |
| PSMT | PRICESMART INC | 5,175 | $475K | 0.9% | $80.17 | +5.4% | COM | 741511109 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 23,200 | $475K | 0.9% | $17.85 | +2.9% | COM | 42824C109 |
| — | VERINT SYSTEMS INC | 500,000 | $465K | 0.9% | $0.94 | — | NOTE 0.250% 4/1 | 92343XAC4 |
| EMLC | VANECK ETF TRUST | 18,000 | $457K | 0.9% | $26.99 | — | JP MRGAN EM LOC | 92189H300 |
| — | CARDLYTICS INC | 500,000 | $455K | 0.9% | $0.91 | — | NOTE 1.000% 9/1 | 14161WAB1 |
| CSV | CARRIAGE SVCS INC | 13,200 | $433K | 0.9% | $30.36 | 0.0% | COM | 143905107 |
| LXFR | LUXFER HLDGS PLC | 33,211 | $430K | 0.9% | $10.10 | +15.2% | SHS | G5698W116 |
| — | ETSY INC | 500,000 | $408K | 0.8% | $0.82 | — | NOTE 0.250% 6/1 | 29786AAN6 |
| WTTR | SELECT WATER SOLUTIONS INC | 36,100 | $402K | 0.8% | $9.81 | — | CL A COM | 81617J301 |
| — | AMER SOFTWARE INC | 34,000 | $380K | 0.8% | $11.19 | — | CL A | 029683109 |
| AEM | AGNICO EAGLE MINES LTD | 4,500 | $363K | 0.7% | $50.65 | +49.8% | COM | 008474108 |
| JEF | JEFFERIES FINL GROUP INC | 5,225 | $322K | 0.6% | $42.74 | +27.2% | COM | 47233W109 |
| EPM | EVOLUTION PETE CORP | 60,168 | $319K | 0.6% | $5.24 | -12.5% | COM | 30049A107 |
| DK | DELEK US HLDGS INC NEW | 15,500 | $291K | 0.6% | $23.39 | -15.7% | COM | 24665A103 |
| IMMR | IMMERSION CORP | 32,000 | $285K | 0.6% | $10.18 | 0.0% | COM | 452521107 |
| YORW | YORK WTR CO | 7,500 | $281K | 0.6% | $34.30 | +8.7% | COM | 987184108 |
| BRC | BRADY CORP | 3,660 | $280K | 0.6% | $45.40 | +53.6% | CL A | 104674106 |
| VHI | VALHI INC NEW | 8,335 | $278K | 0.6% | $15.50 | +50.3% | COM | 918905209 |
| DUK | DUKE ENERGY CORP NEW | 2,400 | $277K | 0.5% | $85.15 | +24.4% | COM NEW | 26441C204 |
| — | NORDSTROM INC | 12,000 | $270K | 0.5% | $21.22 | — | COM | 655664100 |
| KDP | KEURIG DR PEPPER INC | 7,000 | $262K | 0.5% | $29.06 | +15.7% | COM | 49271V100 |
| RELL | RICHARDSON ELECTRS LTD | 21,044 | $260K | 0.5% | $15.17 | -25.1% | COM | 763165107 |
| DVN | DEVON ENERGY CORP NEW | 6,550 | $256K | 0.5% | $44.84 | -5.9% | COM | 25179M103 |
| BTI | BRITISH AMERN TOB PLC | 7,000 | $256K | 0.5% | $36.58 | — | SPONSORED ADR | 110448107 |
| FE | FIRSTENERGY CORP | 5,760 | $255K | 0.5% | $33.15 | +20.1% | COM | 337932107 |
| — | CHART INDS INC | 5,000 | $251K | 0.5% | $50.25 | — | 6.75DP CNV PFD B | 16115Q407 |
| FLG | NEW YORK CMNTY BANCORP INC | 22,333 | $251K | 0.5% | $10.59 | 0.0% | COM NEW | 649445400 |
| TRAK | REPOSITRAK INC | 12,966 | $239K | 0.5% | $10.66 | +70.8% | COM NEW | 700215304 |
| CWT | CALIFORNIA WTR SVC GROUP | 4,400 | $239K | 0.5% | $50.84 | 0.0% | COM | 130788102 |
| BMY | BRISTOL-MYERS SQUIBB CO | 4,600 | $238K | 0.5% | $43.65 | 0.0% | COM | 110122108 |
| BAX | BAXTER INTL INC | 5,900 | $224K | 0.4% | $35.72 | 0.0% | COM | 071813109 |
| UGI | UGI CORP NEW | 8,500 | $213K | 0.4% | $24.09 | 0.0% | COM | 902681105 |
| KHC | KRAFT HEINZ CO | 6,000 | $211K | 0.4% | $31.82 | 0.0% | COM | 500754106 |
| PRGO | PERRIGO CO PLC | 7,800 | $205K | 0.4% | $30.08 | -8.5% | SHS | G97822103 |