Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Oct 15, 2014

Total Value ($000): $161,755 (100.0% shares, 0.0% debt)

Holdings (26)

— GENERAL FINANCE CORPORATION 10.2%

Value ($000) $16,536 Shares 1,864,280 Est. Cost $6.03 Unrealized —

— NEOVASC INC 6.9%

Value ($000) $11,206 Shares 1,976,064 Est. Cost $3.85 Unrealized —

— EQUINIX INC 6.5%

Value ($000) $10,523 Shares 49,524 Est. Cost $177.45 Unrealized —

— ATHENAHEALTH INC 6.2%

Value ($000) $10,037 Shares 76,214 Est. Cost $133.45 Unrealized —

AL AIR LEASE CORPORATION CL A 5.9%

Value ($000) $9,611 Shares 295,733 Est. Cost $25.91 Unrealized +19.9%

— RED HAT INC 5.7%

Value ($000) $9,157 Shares 163,079 Est. Cost $56.04 Unrealized —

— CONSTANT CONTACT INC 5.0%

Value ($000) $8,141 Shares 299,946 Est. Cost $30.68 Unrealized —

PSIX POWER SOLUTIONS INTERNATIONAL INC 4.6%

Value ($000) $7,431 Shares 107,693 Est. Cost $65.95 Unrealized +2.6%

AOSL ALPHA & OMEGA SEMICONDUCTOR LIMITED 4.5%

Value ($000) $7,317 Shares 778,354 Est. Cost $9.47 Unrealized 0.0%

— AMBER ROAD INC COM 4.2%

Value ($000) $6,791 Shares 391,613 Est. Cost $16.09 Unrealized —

— TANGOE INC 4.1%

Value ($000) $6,616 Shares 488,269 Est. Cost $17.26 Unrealized —

CBKCQ CHRISTOPHER & BANKS CORP 3.7%

Value ($000) $5,971 Shares 603,710 Est. Cost $6.73 Unrealized +42.4%

AMRC AMERESCO INC CL A 3.6%

Value ($000) $5,790 Shares 845,211 Est. Cost $9.58 Unrealized -21.2%

— RUDOLPH TECHNOLOGIES INC 3.6%

Value ($000) $5,770 Shares 637,573 Est. Cost $11.05 Unrealized —

— MARKETO INC COM 3.5%

Value ($000) $5,736 Shares 177,597 Est. Cost $34.41 Unrealized —

— RTI SURGICAL INC 2.8%

Value ($000) $4,562 Shares 954,336 Est. Cost $3.54 Unrealized —

— NETSUITE INC 2.5%

Value ($000) $4,123 Shares 46,050 Est. Cost $101.40 Unrealized —

— CNINSURE INC SPONSORED ADR 2.4%

Value ($000) $3,954 Shares 718,857 Est. Cost $6.66 Unrealized —

CVLT COMMVAULT SYSTEMS INC 2.4%

Value ($000) $3,866 Shares 76,697 Est. Cost $73.37 Unrealized -29.8%

— FINANCIAL ENGINES INC 2.3%

Value ($000) $3,781 Shares 110,505 Est. Cost $50.21 Unrealized —

— CASTLIGHT HEALTH INC CL B 2.2%

Value ($000) $3,618 Shares 279,562 Est. Cost $12.94 Unrealized —

— NOVADAQ TECHNOLOGIES INC COMMON 1.9%

Value ($000) $3,150 Shares 248,259 Est. Cost $16.49 Unrealized —

— E2OPEN INC COM 1.8%

Value ($000) $2,899 Shares 311,383 Est. Cost $23.88 Unrealized —

CDNA CAREDX INC COM 1.4%

Value ($000) $2,302 Shares 328,801 Est. Cost $9.62 Unrealized 0.0%

URG UR-ENERGY 1.0%

Value ($000) $1,693 Shares 1,678,830 Est. Cost $1.51 Unrealized -26.1%

— URANIUM RESOURCES INC 0.7%

Value ($000) $1,174 Shares 464,130 Est. Cost $2.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	GENERAL FINANCE CORPORATION	1,864,280	$16,536	10.2%	$6.03	—	COM	369822101
—	NEOVASC INC	1,976,064	$11,206	6.9%	$3.85	—	COM	64065J106
—	EQUINIX INC	49,524	$10,523	6.5%	$177.45	—	COM New	29444U502
—	ATHENAHEALTH INC	76,214	$10,037	6.2%	$133.45	—	COM	04685W103
AL	AIR LEASE CORPORATION CL A	295,733	$9,611	5.9%	$25.91	+19.9%	CL A	00912X302
—	RED HAT INC	163,079	$9,157	5.7%	$56.04	—	COM	756577102
—	CONSTANT CONTACT INC	299,946	$8,141	5.0%	$30.68	—	COM	210313102
PSIX	POWER SOLUTIONS INTERNATIONAL INC	107,693	$7,431	4.6%	$65.95	+2.6%	COM New	73933G202
AOSL	ALPHA & OMEGA SEMICONDUCTOR LIMITED	778,354	$7,317	4.5%	$9.47	0.0%	SHS	G6331P104
—	AMBER ROAD INC COM	391,613	$6,791	4.2%	$16.09	—	COM	02318Y108
—	TANGOE INC	488,269	$6,616	4.1%	$17.26	—	COM	87582Y108
CBKCQ	CHRISTOPHER & BANKS CORP	603,710	$5,971	3.7%	$6.73	+42.4%	COM	171046105
AMRC	AMERESCO INC CL A	845,211	$5,790	3.6%	$9.58	-21.2%	CL A	02361E108
—	RUDOLPH TECHNOLOGIES INC	637,573	$5,770	3.6%	$11.05	—	COM	781270103
—	MARKETO INC COM	177,597	$5,736	3.5%	$34.41	—	COM	57063L107
—	RTI SURGICAL INC	954,336	$4,562	2.8%	$3.54	—	COM	74975N105
—	NETSUITE INC	46,050	$4,123	2.5%	$101.40	—	COM	64118Q107
—	CNINSURE INC SPONSORED ADR	718,857	$3,954	2.4%	$6.66	—	Sponsored ADR	18976M103
CVLT	COMMVAULT SYSTEMS INC	76,697	$3,866	2.4%	$73.37	-29.8%	COM	204166102
—	FINANCIAL ENGINES INC	110,505	$3,781	2.3%	$50.21	—	COM	317485100
—	CASTLIGHT HEALTH INC CL B	279,562	$3,618	2.2%	$12.94	—	CL B	14862Q100
—	NOVADAQ TECHNOLOGIES INC COMMON	248,259	$3,150	1.9%	$16.49	—	COM	66987G102
—	E2OPEN INC COM	311,383	$2,899	1.8%	$23.88	—	COM	29788A104
CDNA	CAREDX INC COM	328,801	$2,302	1.4%	$9.62	0.0%	COM	14167L103
URG	UR-ENERGY	1,678,830	$1,693	1.0%	$1.51	-26.1%	COM	91688R108
—	URANIUM RESOURCES INC	464,130	$1,174	0.7%	$2.76	—	COM	916901606