Cruiser Capital Advisors, LLC Diversified Active

CIK: 0001713506 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $195,394 (100.0% shares, 0.0% debt)

Holdings (45)

ASH ASHLAND GLOBAL HOLDINGS INC 62.8%

Value ($000) $122,685 Shares 1,462,973 Est. Cost $68.19 Unrealized +8.0%

— FORTRESS TRANSPORTATION & IN 7.2%

Value ($000) $14,165 Shares 779,170 Est. Cost $18.71 Unrealized —

— DOWDUPONT INC 4.1%

Value ($000) $8,078 Shares 125,618 Est. Cost $70.05 Unrealized —

— BGC PARTNERS INC CL A 3.1%

Value ($000) $6,103 Shares 516,352 Est. Cost $13.78 Unrealized —

— NV5 GLOBAL INC 2.5%

Value ($000) $4,803 Shares 55,400 Est. Cost $54.16 Unrealized —

CBT CABOT CORP 2.1%

Value ($000) $4,030 Shares 64,255 Est. Cost $53.13 Unrealized +0.6%

ADUS ADDUS HOMECARE CORP 1.8%

Value ($000) $3,486 Shares 49,700 Est. Cost $64.75 Unrealized 0.0%

— FERRO CORP 1.5%

Value ($000) $2,946 Shares 126,888 Est. Cost $23.22 Unrealized —

— HIGHLAND FLTNG RTE OPPORT 1.2%

Value ($000) $2,320 Shares 150,460 Est. Cost $15.91 Unrealized —

— WR GRACE & CO 1.1%

Value ($000) $2,087 Shares 29,207 Est. Cost $72.37 Unrealized —

OEC ORION ENGINEERED CARBONS SAR 1.0%

Value ($000) $1,865 Shares 58,101 Est. Cost $25.42 Unrealized +30.5%

— PRIMO WATER CORP 1.0%

Value ($000) $1,859 Shares 103,010 Est. Cost $14.46 Unrealized —

— TRONOX LTD 0.9%

Value ($000) $1,852 Shares 155,000 Est. Cost $11.95 Unrealized —

IWM ISHARES TR 0.9%

Value ($000) $1,686 Shares 10,000 Est. Cost — Unrealized —

— VERSO CORP - A 0.8%

Value ($000) $1,518 Shares 45,095 Est. Cost $17.56 Unrealized —

— WR GRACE & CO. 0.7%

Value ($000) $1,429 Shares 20,000 Est. Cost $72.37 Unrealized —

— INTERNAP CORPORATION 0.6%

Value ($000) $1,177 Shares 93,229 Est. Cost $12.62 Unrealized —

— EASTSIDE DISTILLING INC 0.6%

Value ($000) $1,084 Shares 132,157 Est. Cost $7.79 Unrealized —

RILY B RILEY FINANCIAL INC 0.5%

Value ($000) $1,056 Shares 46,634 Est. Cost $18.55 Unrealized +20.5%

AGX ARGAN INC 0.5%

Value ($000) $1,037 Shares 24,108 Est. Cost $33.11 Unrealized 0.0%

— AIR TRANSPORT SERVICES GROUP INC 0.5%

Value ($000) $968 Shares 45,100 Est. Cost $21.46 Unrealized —

— U S CONCRETE INC 0.5%

Value ($000) $906 Shares 19,761 Est. Cost $72.05 Unrealized —

— PATTERN ENERGY GROUP INC 0.5%

Value ($000) $899 Shares 45,248 Est. Cost $21.18 Unrealized —

— EVINE LIVE INC-CL A 0.4%

Value ($000) $875 Shares 760,526 Est. Cost $1.39 Unrealized —

OMF ONEMAIN HOLDINGS INC 0.3%

Value ($000) $629 Shares 18,719 Est. Cost $32.65 Unrealized +7.3%

— BGC PARTNERS INC CL A. 0.3%

Value ($000) $621 Shares 52,500 Est. Cost $13.78 Unrealized —

— Exone Co 0.2%

Value ($000) $474 Shares 50,000 Est. Cost — Unrealized —

ASPU ASPEN GROUP INC 0.2%

Value ($000) $447 Shares 65,747 Est. Cost $7.53 Unrealized -3.5%

— AROTECH CORP 0.2%

Value ($000) $442 Shares 129,948 Est. Cost $3.55 Unrealized —

— AIR TRANSPORT SERVICES GROUP INC. 0.2%

Value ($000) $429 Shares 20,000 Est. Cost $21.46 Unrealized —

NMRK NEWMARK GROUP INC-CLASS A 0.2%

Value ($000) $357 Shares 31,938 Est. Cost $11.55 Unrealized 0.0%

— NUTRI/SYSTEM INC 0.2%

Value ($000) $316 Shares 8,526 Est. Cost $37.06 Unrealized —

KOP KOPPERS HOLDINGS INC 0.2%

Value ($000) $312 Shares 10,000 Est. Cost $34.72 Unrealized 0.0%

ACCO ACCO BRANDS CORP 0.2%

Value ($000) $305 Shares 27,000 Est. Cost $8.76 Unrealized +3.2%

— ZYNERBA PHARMACEUTICALS INC 0.2%

Value ($000) $301 Shares 36,888 Est. Cost $12.05 Unrealized —

SBUX Starbucks Corp 0.1%

Value ($000) $284 Shares 5,000 Est. Cost — Unrealized —

NVDA NVIDIA Corp 0.1%

Value ($000) $281 Shares 1,000 Est. Cost — Unrealized —

HDSN HUDSON TECHNOLOGIES INC 0.1%

Value ($000) $272 Shares 212,400 Est. Cost $1.77 Unrealized 0.0%

— THESTREET.COM INC 0.1%

Value ($000) $269 Shares 122,426 Est. Cost $1.45 Unrealized —

TIPT TIPTREE FINANCIAL INC 0.1%

Value ($000) $209 Shares 31,856 Est. Cost $6.34 Unrealized +5.2%

GWRS GLOBAL WATER RESOURCES INC 0.1%

Value ($000) $182 Shares 17,200 Est. Cost $8.18 Unrealized 0.0%

— OAKTREE STRATEGIC INCOME CORP 0.1%

Value ($000) $118 Shares 13,625 Est. Cost $8.66 Unrealized —

SACH SACHEM CAPITAL CORP 0.1%

Value ($000) $115 Shares 27,465 Est. Cost $3.95 Unrealized —

— 180 DEGREE CAPITAL CORP 0.0%

Value ($000) $76 Shares 35,000 Est. Cost $1.97 Unrealized —

— FLOTEK INDUSTRIES INC 0.0%

Value ($000) $41 Shares 17,000 Est. Cost $2.41 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ASH	ASHLAND GLOBAL HOLDINGS INC	1,462,973	$122,685	62.8%	$68.19	+8.0%	COM	044186104
—	FORTRESS TRANSPORTATION & IN	779,170	$14,165	7.2%	$18.71	—	COM REP LTD LIAB	34960P101
—	DOWDUPONT INC	125,618	$8,078	4.1%	$70.05	—	COM	26078J100
—	BGC PARTNERS INC CL A	516,352	$6,103	3.1%	$13.78	—	CL A	05541T101
—	NV5 GLOBAL INC	55,400	$4,803	2.5%	$54.16	—	COM	62945V109
CBT	CABOT CORP	64,255	$4,030	2.1%	$53.13	+0.6%	COM	127055101
ADUS	ADDUS HOMECARE CORP	49,700	$3,486	1.8%	$64.75	0.0%	COM	006739106
—	FERRO CORP	126,888	$2,946	1.5%	$23.22	—	COM	315405100
—	HIGHLAND FLTNG RTE OPPORT	150,460	$2,320	1.2%	$15.91	—	SHS BEN INT	43010E404
—	WR GRACE & CO	29,207	$2,087	1.1%	$72.37	—	COM	38388F108
OEC	ORION ENGINEERED CARBONS SAR	58,101	$1,865	1.0%	$25.42	+30.5%	COM	L72967109
—	PRIMO WATER CORP	103,010	$1,859	1.0%	$14.46	—	COM	74165N105
—	TRONOX LTD	155,000	$1,852	0.9%	$11.95	—	SHS CL A	Q9235V101
IWM	ISHARES TR	10,000	$1,686	0.9%	—	—	Put	464287655
—	VERSO CORP - A	45,095	$1,518	0.8%	$17.56	—	CL A	92531L207
—	WR GRACE & CO.	20,000	$1,429	0.7%	$72.37	—	Call	38388F108
—	INTERNAP CORPORATION	93,229	$1,177	0.6%	$12.62	—	COM PAR	45885A409
—	EASTSIDE DISTILLING INC	132,157	$1,084	0.6%	$7.79	—	COM	277802302
RILY	B RILEY FINANCIAL INC	46,634	$1,056	0.5%	$18.55	+20.5%	COM	05580M108
AGX	ARGAN INC	24,108	$1,037	0.5%	$33.11	0.0%	COM	04010E109
—	AIR TRANSPORT SERVICES GROUP INC	45,100	$968	0.5%	$21.46	—	COM	00922R105
—	U S CONCRETE INC	19,761	$906	0.5%	$72.05	—	COM NEW	90333L201
—	PATTERN ENERGY GROUP INC	45,248	$899	0.5%	$21.18	—	CL A	70338P100
—	EVINE LIVE INC-CL A	760,526	$875	0.4%	$1.39	—	COM CL A	300487105
OMF	ONEMAIN HOLDINGS INC	18,719	$629	0.3%	$32.65	+7.3%	COM	68268W103
—	BGC PARTNERS INC CL A.	52,500	$621	0.3%	$13.78	—	Call	05541T101
—	Exone Co	50,000	$474	0.2%	—	—	Call	302104104
ASPU	ASPEN GROUP INC	65,747	$447	0.2%	$7.53	-3.5%	COM	04530L203
—	AROTECH CORP	129,948	$442	0.2%	$3.55	—	COM	042682203
—	AIR TRANSPORT SERVICES GROUP INC.	20,000	$429	0.2%	$21.46	—	Call	00922R105
NMRK	NEWMARK GROUP INC-CLASS A	31,938	$357	0.2%	$11.55	0.0%	CL A	65158N102
—	NUTRI/SYSTEM INC	8,526	$316	0.2%	$37.06	—	COM	67069D108
KOP	KOPPERS HOLDINGS INC	10,000	$312	0.2%	$34.72	0.0%	COM	50060P106
ACCO	ACCO BRANDS CORP	27,000	$305	0.2%	$8.76	+3.2%	COM	00081T108
—	ZYNERBA PHARMACEUTICALS INC	36,888	$301	0.2%	$12.05	—	COM	98986X109
SBUX	Starbucks Corp	5,000	$284	0.1%	—	—	Call	855244109
NVDA	NVIDIA Corp	1,000	$281	0.1%	—	—	Put	67066G104
HDSN	HUDSON TECHNOLOGIES INC	212,400	$272	0.1%	$1.77	0.0%	COM	444144109
—	THESTREET.COM INC	122,426	$269	0.1%	$1.45	—	COM	88368Q103
TIPT	TIPTREE FINANCIAL INC	31,856	$209	0.1%	$6.34	+5.2%	COM	88822Q103
GWRS	GLOBAL WATER RESOURCES INC	17,200	$182	0.1%	$8.18	0.0%	COM	379463102
—	OAKTREE STRATEGIC INCOME CORP	13,625	$118	0.1%	$8.66	—	COM	67402D104
SACH	SACHEM CAPITAL CORP	27,465	$115	0.1%	$3.95	—	COM	78590A109
—	180 DEGREE CAPITAL CORP	35,000	$76	0.0%	$1.97	—	COM	68235B109
—	FLOTEK INDUSTRIES INC	17,000	$41	0.0%	$2.41	—	COM	343389102