Location: Stamford, CT
CIK: 0001713506 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 16, 2021
Total Value: $118M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ASH | ASHLAND GLOBAL HLDGS INC | 589,822 | $51.61M | 43.7% | $68.18 | +21.2% | COM | 044186104 |
| DD | DUPONT DE NEMOURS INC | 77,100 | $5.968M | 5.1% | $24.43 | +25.2% | COM | 26614N102 |
| — | VENATOR MATLS PLC | 1,256,760 | $5.957M | 5.0% | $4.15 | — | SHS | G9329Z100 |
| — | FORTRESS TRANS INFRST INVS L | 144,067 | $4.833M | 4.1% | $17.74 | — | COM REP LTD LIAB | 34960P101 |
| — | HOUGHTON MIFFLIN HARCOURT CO | 429,606 | $4.743M | 4.0% | $3.33 | — | COM | 44157R109 |
| — | NV5 GLOBAL INC | 46,042 | $4.351M | 3.7% | $56.13 | — | COM | 62945V109 |
| GFL | GFL ENVIRONMENTAL INC | 120,267 | $4.105M | 3.5% | $23.29 | +39.6% | SUB VTG SHS | 36168Q104 |
| RILY | B. RILEY FINANCIAL INC | 49,505 | $3.738M | 3.2% | $19.29 | +262.8% | COM | 05580M108 |
| APG | API GROUP CORP | 156,907 | $3.278M | 2.8% | $7.57 | +87.4% | COM STK | 00187Y100 |
| AGM | FEDERAL AGRIC MTG CORP | 27,900 | $2.759M | 2.3% | $62.44 | +40.0% | CL C | 313148306 |
| — | CEDAR REALTY TRUST INC | 158,163 | $2.663M | 2.3% | $11.18 | — | COM | 150602605 |
| PLBY | PLBY GROUP INC | 58,903 | $2.291M | 1.9% | $13.56 | +210.5% | COM | 72814P109 |
| ADUS | ADDUS HOMECARE CORP | 21,797 | $1.902M | 1.6% | $70.28 | +38.4% | COM | 006739106 |
| — | ARIES I ACQUISITION CORP | 161,204 | $1.732M | 1.5% | $10.74 | — | UNIT 03/18/2026 | G0542N115 |
| — | SP PLUS CORP | 49,966 | $1.528M | 1.3% | $17.95 | — | COM | 78469C103 |
| — | ATLANTIC AVE ACQUISITION COR | 120,334 | $1.168M | 1.0% | $10.08 | — | COM CL A | 04906P101 |
| — | ROTH CH ACQUISITION III CO | 100,000 | $1.03M | 0.9% | $10.00 | — | UNIT 02/26/2026 | 77867Q201 |
| — | VICKERS VANTAGE CORP I | 99,998 | $992K | 0.8% | $9.88 | — | SHS | G9440B107 |
| — | BETTER CHOICE CO INC | 225,000 | $968K | 0.8% | $4.30 | — | COM | 08771Y303 |
| — | MEDICUS SCIENCES ACQUISITION | 92,400 | $892K | 0.8% | $9.65 | — | CL A SHS | G5960S108 |
| — | ROTH CH ACQUISITION II CO | 89,306 | $887K | 0.8% | $9.91 | — | COM | 778673103 |
| TZA | DIREXION SHS ETF TR | 29,800 | $854K | 0.7% | $32.23 | — | DAILY SM CP BEAR | 25460E232 |
| — | GROWTH CAP ACQUISITION CORP | 76,000 | $761K | 0.6% | $9.89 | — | UNIT 06/01/2027 | 39986V206 |
| PCT | PURECYCLE TECHNOLOGIES INC | 31,592 | $747K | 0.6% | $22.89 | -6.0% | COM | 74623V103 |
| PCTTW | PURECYCLE TECHNOLOGIES INC | 49,944 | $610K | 0.5% | $13.92 | — | UT 74623V 11 1 PURECYCLE TECHNOLOGIES INC *W EXP 01/28/202 | 74623V111 |
| — | PAVMED INC | 85,000 | $544K | 0.5% | $4.44 | — | COM | 70387R106 |
| SRAX | SRAX INC | 88,548 | $482K | 0.4% | $4.74 | — | CL A | 78472M106 |
| — | EMPOWER LTD | 45,000 | $450K | 0.4% | $10.00 | — | CL A COM | G3R39W102 |
| — | CHANGE HEALTHCARE INC | 19,163 | $442K | 0.4% | $11.21 | — | COM | 15912K100 |
| SLV | ISHARES SILVER TR | 17,003 | $412K | 0.3% | $21.62 | — | ISHARES | 46428Q109 |
| FLL | FULL HSE RESORTS INC | 40,000 | $398K | 0.3% | $6.70 | +44.6% | COM | 359678109 |
| — | B RILEY PRIN 250 MERGER CORP | 40,000 | $398K | 0.3% | $9.95 | — | UNIT 04/06/2026 | 05602L203 |
| — | PROSHARES TR | 42,169 | $385K | 0.3% | $13.13 | — | ULTRAPRO SHT QQQ | 74347G861 |
| MSOS | ADVISORSHARES TR | 9,530 | $381K | 0.3% | $41.86 | — | PURE US CANNABIS | 00768Y453 |
| — | RICE ACQUISITION CORP | 20,000 | $361K | 0.3% | $18.05 | — | COM CL A | 762594109 |
| — | LMF ACQUISITION OPPORTUNIT I | 32,473 | $336K | 0.3% | $10.17 | — | UNIT 99/99/9999 | 502015209 |
| GTLS | CHART INDS INC | 2,200 | $322K | 0.3% | $65.02 | +125.6% | COM | 16115Q308 |
| IMMR | IMMERSION CORP | 36,183 | $317K | 0.3% | $8.57 | 0.0% | COM | 452521107 |
| — | DRIVE SHACK INC | 95,000 | $314K | 0.3% | $3.21 | — | COM | 262077100 |
| — | ATI PHYSICAL THERAPY INC | 30,088 | $287K | 0.2% | $9.54 | — | COM CL A | 00216W109 |
| TECK | TECK RESOURCES LTD | 10,000 | $247K | 0.2% | $22.75 | 0.0% | CL B | 878742204 |
| — | 890 5TH AVE PARTNERS INC | 20,000 | $205K | 0.2% | $9.95 | — | UNIT 01/12/2026 | 28250A204 |
| — | B RILEY PRINCIPAL 150 MERGER | 20,000 | $203K | 0.2% | $10.00 | — | UNIT 99/99/9999 | 05601V202 |
| — | WHOLE EARTH BRANDS INC | 13,977 | $203K | 0.2% | $8.17 | — | COM CL A | 96684W100 |
| LC | LENDINGCLUB CORP | 10,000 | $181K | 0.2% | $15.54 | 0.0% | COM | 52603A208 |
| — | CHICOS FAS INC | 25,000 | $165K | 0.1% | $6.60 | — | COM | 168615102 |
| LAB | FLUIDIGM CORP DEL | 25,000 | $154K | 0.1% | $5.35 | 0.0% | COM | 34385P108 |
| — | PORTMAN RIDGE FIN CORP | 62,785 | $149K | 0.1% | $2.14 | — | COM | 73688F102 |
| — | EJF ACQUISITION CORP | 10,000 | $100K | 0.1% | $10.00 | — | UNIT 03/10/2026 | G2955B117 |
| — | IMEDIA BRANDS INC | 10,000 | $81,000 | 0.1% | $8.10 | — | COM CL A | 452465206 |
| ARLO | ARLO TECHNOLOGIES INC | 10,000 | $68,000 | 0.1% | $7.83 | -16.8% | COM | 04206A101 |
| VRME | VERIFYME INC | 15,000 | $63,000 | 0.1% | $3.88 | 0.0% | COM | 92346X206 |
| — | ROTH CH ACQUISITION II CO | 30,503 | $49,000 | 0.0% | $1.28 | — | W EXP 09/16/202 | 778673111 |
| — | ATLANTIC AVE ACQUISITION COR | 51,562 | $45,000 | 0.0% | $1.09 | — | W EXP 10/06/202 | 04906P119 |
| — | BOXLIGHT CORP | 15,100 | $36,000 | 0.0% | $2.52 | — | COM CL A | 103197109 |
| — | VICKERS VANTAGE CORP I | 49,999 | $27,000 | 0.0% | $0.44 | — | W EXP 09/15/202 | G9440B115 |