Location: Stamford, CT
CIK: 0001713506 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value: $122M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ASH | ASHLAND GLOBAL HLDGS INC | 589,822 | $52.56M | 43.1% | $68.18 | +18.5% | COM | 044186104 |
| — | FORTRESS TRANS INFRST INVS L | 222,388 | $5.644M | 4.6% | $20.43 | — | COM REP LTD LIAB | 34960P101 |
| — | HOUGHTON MIFFLIN HARCOURT CO | 416,506 | $5.594M | 4.6% | $3.33 | — | COM | 44157R109 |
| DD | DUPONT DE NEMOURS INC | 71,041 | $4.83M | 4.0% | $24.43 | +16.1% | COM | 26614N102 |
| — | NV5 GLOBAL INC | 43,942 | $4.331M | 3.5% | $56.13 | — | COM | 62945V109 |
| — | VENATOR MATLS PLC | 1,456,522 | $4.151M | 3.4% | $3.97 | — | SHS | G9329Z100 |
| GFL | GFL ENVIRONMENTAL INC | 98,267 | $3.651M | 3.0% | $23.29 | +47.4% | SUB VTG SHS | 36168Q104 |
| APG | API GROUP CORP | 156,907 | $3.193M | 2.6% | $7.57 | +91.6% | COM STK | 00187Y100 |
| — | CEDAR REALTY TRUST INC | 142,578 | $3.093M | 2.5% | $11.18 | — | COM | 150602605 |
| RILY | B. RILEY FINANCIAL INC | 51,505 | $3.041M | 2.5% | $21.09 | +210.8% | COM | 05580M108 |
| AGM | FEDERAL AGRIC MTG CORP | 27,900 | $3.028M | 2.5% | $62.44 | +38.1% | CL C | 313148306 |
| TBT | PROSHARES TR | 123,000 | $2.257M | 1.8% | $18.35 | — | PSHS ULTSH 20YRS | 74347B201 |
| ADUS | ADDUS HOMECARE CORP | 21,797 | $1.738M | 1.4% | $70.28 | +23.6% | COM | 006739106 |
| — | ARIES I ACQUISITION CORP | 156,202 | $1.559M | 1.3% | $9.98 | — | CLASS A ORD SHS | G0542N107 |
| — | SP PLUS CORP | 49,966 | $1.532M | 1.3% | $17.95 | — | COM | 78469C103 |
| TZA | DIREXION SHS ETF TR | 47,900 | $1.478M | 1.2% | $31.71 | — | DAILY SM CP BEAR | 25460E232 |
| PLBY | PLBY GROUP INC | 58,903 | $1.388M | 1.1% | $13.56 | +98.2% | COM | 72814P109 |
| RSVR | RESERVOIR MEDIA INC | 142,169 | $1.295M | 1.1% | $8.79 | 0.0% | COM | 76119X105 |
| — | MACONDRAY CAP ACQUISITN CORP | 124,998 | $1.23M | 1.0% | $9.84 | — | CLASS A ORD SHS | G5853A107 |
| — | ATLANTIC AVE ACQUISITION COR C | 120,334 | $1.179M | 1.0% | $10.08 | — | COM CL A | 04906P101 |
| — | KRATON CORP | 25,212 | $1.151M | 0.9% | $45.65 | — | COM | 50077C106 |
| — | BETTER CHOICE CO INC | 270,674 | $1.004M | 0.8% | $4.20 | — | COM | 08771Y303 |
| — | VICKERS VANTAGE CORP I | 99,998 | $1.001M | 0.8% | $9.88 | — | SHS | G9440B107 |
| — | ROTH CH ACQUISITION III CO | 99,996 | $993K | 0.8% | $9.93 | — | COM | 77867Q102 |
| — | MEDICUS SCIENCES ACQUISITION | 92,400 | $901K | 0.7% | $9.65 | — | CL A SHS | G5960S108 |
| — | MINIM INC | 460,000 | $856K | 0.7% | $1.86 | — | COM | 60365W102 |
| — | GROWTH CAP ACQUISITION CORP | 75,998 | $751K | 0.6% | $9.88 | — | CL A | 39986V107 |
| — | MINORITY EQUALITY OPPORTUNIT | 65,000 | $668K | 0.5% | $10.28 | — | UNIT 08/26/2026 | 60436Q209 |
| — | PAVMED INC | 70,000 | $598K | 0.5% | $4.44 | — | COM | 70387R106 |
| — | OXBRIDGE ACQUISITION CORP | 50,000 | $512K | 0.4% | $10.24 | — | UNIT 07/30/2026 | G6855L125 |
| SRAX | SRAX INC | 95,265 | $509K | 0.4% | $4.78 | — | CL A | 78472M106 |
| LC | LENDINGCLUB CORP | 16,000 | $452K | 0.4% | $19.00 | +30.4% | COM | 52603A208 |
| AVD | AMERICAN VANGUARD CORP | 28,002 | $421K | 0.3% | $15.47 | 0.0% | COM | 030371108 |
| GTLS | CHART INDS INC | 2,200 | $420K | 0.3% | $65.02 | +165.0% | COM | 16115Q308 |
| PCT | PURECYCLE TECHNOLOGIES INC | 31,592 | $420K | 0.3% | $22.89 | -34.2% | COM | 74623V103 |
| HLLY | HOLLEY INC | 35,000 | $418K | 0.3% | $11.22 | 0.0% | COM | 43538H103 |
| — | IDW MEDIA HLDGS INC | 140,000 | $398K | 0.3% | $2.84 | — | CL B | 44951N106 |
| — | B RILEY PRIN 250 MERGER CORP | 39,999 | $387K | 0.3% | $9.68 | — | CLASS A COM | 05602L104 |
| — | PROSHARES TR | 20,000 | $351K | 0.3% | $17.55 | — | ULTRAPRO SHORT S | 74347B110 |
| SLV | ISHARES SILVER TR | 17,003 | $349K | 0.3% | $21.62 | — | ISHARES | 46428Q109 |
| — | GORES HOLDINGS VII INC | 34,992 | $345K | 0.3% | $9.86 | — | COM CL A | 38286T101 |
| — | LMF ACQUISITION OPPORTUNIT I | 32,473 | $326K | 0.3% | $10.04 | — | CL A COM | 502015100 |
| MSOS | ADVISORSHARES TR | 9,530 | $301K | 0.2% | $41.86 | — | PURE US CANNABIS | 00768Y453 |
| PCTTW | PURECYCLE TECHNOLOGIES INC | 49,944 | $256K | 0.2% | $13.92 | — | W EXP 03/17/202 | 74623V111 |
| — | B RILEY PRINCIPAL 150 MERGER | 19,998 | $195K | 0.2% | $9.75 | — | COM CL A | 05601V103 |
| LAB | FLUIDIGM CORP DEL | 25,000 | $165K | 0.1% | $5.35 | +23.1% | COM | 34385P108 |
| — | MODEL PERFORMANCE ACQU CORP | 16,500 | $165K | 0.1% | $10.00 | — | CLASS A ORD SHS | G6246M105 |
| IMMR | IMMERSION CORP | 21,183 | $145K | 0.1% | $8.57 | -12.9% | COM | 452521107 |
| — | WORKSPORT LTD | 15,262 | $96,000 | 0.1% | $6.29 | — | COM | 98139Q209 |
| — | WORKSPORT LTD | 50,000 | $92,000 | 0.1% | $1.84 | — | W EXP 06/01/202 A | 98139Q118 |
| SQLLW | SEQLL INC | 70,000 | $74,000 | 0.1% | $1.06 | — | W EXP 08/31/202 | 81734C114 |
| ARLO | ARLO TECHNOLOGIES INC | 10,000 | $64,000 | 0.1% | $7.83 | -20.7% | COM | 04206A101 |
| BW | BABCOCK & WILCOX ENTERPRISES | 10,000 | $64,000 | 0.1% | $6.98 | 0.0% | COM | 05614L209 |
| RSVRW | RESERVOIR MEDIA INC | 30,503 | $60,000 | 0.0% | $1.97 | — | W EXP 08/26/202 | 76119X113 |
| — | IMEDIA BRANDS INC | 10,000 | $58,000 | 0.0% | $8.10 | — | COM CL A | 452465206 |
| VRME | VERIFYME INC | 15,000 | $51,000 | 0.0% | $3.88 | -5.7% | COM | 92346X206 |
| — | ARIES I ACQUISITION CORP | 78,101 | $43,000 | 0.0% | $0.55 | — | W EXP 03/18/202 | G0542N123 |
| — | ATLANTIC AVE ACQUISITION COR | 51,562 | $35,000 | 0.0% | $1.09 | — | W EXP 10/06/202 | 04906P119 |
| — | ROTH CH ACQUISITION III CO | 24,999 | $32,000 | 0.0% | $1.28 | — | W EXP 02/26/202 | 77867Q110 |
| — | BOXLIGHT CORP | 11,692 | $26,000 | 0.0% | $2.52 | — | COM CL A | 103197109 |
| — | VICKERS VANTAGE CORP I | 49,999 | $25,000 | 0.0% | $0.44 | — | W EXP 09/15/202 | G9440B115 |
| — | MACONDRAY CAP ACQUISITN CORP | 41,666 | $22,000 | 0.0% | $0.53 | — | W EXP 05/31/202 | G5853A115 |
| — | LMF ACQUISITION OPPORTUNIT I | 32,473 | $15,000 | 0.0% | $0.46 | — | W EXP 01/26/202 | 502015118 |
| — | B RILEY PRIN 250 MERGER CORP | 13,333 | $10,000 | 0.0% | $0.75 | — | W EXP 04/01/202 | 05602L112 |
| — | MODEL PERFORMANCE ACQU CORP | 16,500 | $7,000 | 0.0% | $0.42 | — | RIGHT 04/29/2026 | G6246M121 |