Location: Stamford, CT
CIK: 0001713506 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 14, 2022
Total Value: $143M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ASH | ASHLAND GLOBAL HLDGS INC | 589,822 | $63.5M | 44.5% | $68.18 | +36.3% | COM | 044186104 |
| — | FORTRESS TRANS INFRST INVS L | 232,388 | $6.721M | 4.7% | $20.80 | — | COM REP LTD LIAB | 34960P101 |
| — | HOUGHTON MIFFLIN HARCOURT CO | 392,406 | $6.318M | 4.4% | $3.33 | — | COM | 44157R109 |
| RILY | B. RILEY FINANCIAL INC | 65,605 | $5.83M | 4.1% | $32.28 | +126.7% | COM | 05580M108 |
| DD | DUPONT DE NEMOURS INC | 71,041 | $5.739M | 4.0% | $24.43 | +19.5% | COM | 26614N102 |
| — | NV5 GLOBAL INC | 34,942 | $4.826M | 3.4% | $56.13 | — | COM | 62945V109 |
| APG | API GROUP CORP | 154,947 | $3.993M | 2.8% | $7.57 | +102.9% | COM STK | 00187Y100 |
| GFL | GFL ENVIRONMENTAL INC | 98,267 | $3.719M | 2.6% | $23.29 | +66.2% | SUB VTG SHS | 36168Q104 |
| — | Radius Global Infrastructure Inc | 218,126 | $3.512M | 2.5% | $16.10 | — | COM CL A | 750481103 |
| — | CEDAR REALTY TRUST INC | 137,611 | $3.455M | 2.4% | $11.18 | — | COM NEW | 150602605 |
| — | VENATOR MATLS PLC | 1,318,735 | $3.35M | 2.3% | $3.97 | — | SHS | G9329Z100 |
| AGM | FEDERAL AGRIC MTG CORP | 26,900 | $3.334M | 2.3% | $62.44 | +72.9% | CL C | 313148306 |
| ADUS | ADDUS HOMECARE CORP | 21,797 | $2.038M | 1.4% | $70.28 | +28.0% | COM | 006739106 |
| — | SP PLUS CORP | 53,752 | $1.517M | 1.1% | $18.67 | — | COM | 78469C103 |
| — | MACONDRAY CAP ACQUISITN CORP | 124,998 | $1.231M | 0.9% | $9.84 | — | CLASS A ORD SHS | G5853A107 |
| — | ATLANTIC AVE ACQUISITION COR C | 120,334 | $1.179M | 0.8% | $10.08 | — | COM CL A | 04906P101 |
| — | KRATON CORP | 25,212 | $1.168M | 0.8% | $45.65 | — | COM | 50077C106 |
| PLBY | PLBY GROUP INC | 41,919 | $1.117M | 0.8% | $13.56 | +122.8% | COM | 72814P109 |
| — | Crescera Capital Acquisition Corp | 100,000 | $1.003M | 0.7% | $10.03 | — | UNIT 11/18/202 | G26507122 |
| — | MOTIVE CAPITAL CORP II | 100,000 | $997K | 0.7% | $9.97 | — | UNIT 99/99/9999 | G6293R122 |
| — | ROTH CH ACQUISITION III CO | 99,996 | $993K | 0.7% | $9.93 | — | COM | 77867Q102 |
| — | MEDICUS SCIENCES ACQUISITION | 92,400 | $898K | 0.6% | $9.65 | — | CL A SHS | G5960S108 |
| PHYUF | Pyrophyte Acquisition Corp | 75,000 | $763K | 0.5% | $10.17 | — | UNIT 99/99/9999 | G7308P119 |
| AVD | AMERICAN VANGUARD CORP | 46,516 | $762K | 0.5% | $15.42 | -0.5% | COM | 030371108 |
| — | GROWTH CAP ACQUISITION CORP | 75,998 | $755K | 0.5% | $9.88 | — | CL A | 39986V107 |
| MIR | Mirion Technologies Inc | 68,543 | $718K | 0.5% | $10.74 | 0.0% | COM CL A | 60471A101 |
| — | Minority Equality Opportunities Acquisition Inc | 65,000 | $648K | 0.5% | $9.97 | — | CLASS A COM | 60436Q100 |
| — | Avalon Acquisition Inc | 65,000 | $642K | 0.5% | $9.88 | — | CLASS A COM | 05338E101 |
| — | VICKERS VANTAGE CORP I | 55,857 | $561K | 0.4% | $9.88 | — | SHS | G9440B107 |
| — | EXCELFIN ACQUISITION CORP | 55,000 | $557K | 0.4% | $10.13 | — | UNIT 10/25/2028 | 30069X201 |
| — | Juniper Ii Corp | 50,000 | $510K | 0.4% | $10.20 | — | UNIT 99/99/9999 | 48203N202 |
| GTLS | CHART INDS INC | 3,200 | $510K | 0.4% | $99.94 | +76.9% | COM | 16115Q308 |
| — | Sportsmap Tech Acquisition Corp | 50,000 | $506K | 0.4% | $10.12 | — | UNIT 09/01/2027 | 84921J207 |
| — | Crypto 1 Acquisition Corp | 50,000 | $505K | 0.4% | $10.10 | — | UNIT 04/30/2028 | G3168A128 |
| — | Vision Sensing Acquisition Corp | 50,000 | $504K | 0.4% | $10.08 | — | UNIT 10/21/2026 | 92838J202 |
| JTAI | Oxbridge Acquisition Corp | 50,000 | $495K | 0.3% | $2230.84 | 0.0% | COM CL A | G6855L109 |
| PAR | PAR Technology Corp | 9,294 | $490K | 0.3% | $60.25 | 0.0% | COM | 698884103 |
| TZA | DIREXION SHS ETF TR | 17,687 | $478K | 0.3% | $31.71 | — | DAILY SM CP BEAR | 25460E232 |
| HLLY | HOLLEY INC | 35,000 | $455K | 0.3% | $11.22 | +7.8% | COM | 43538H103 |
| LC | LENDINGCLUB CORP | 18,000 | $436K | 0.3% | $20.65 | +64.0% | COM | 52603A208 |
| SRAX | SRAX INC | 95,265 | $428K | 0.3% | $4.78 | — | CL A | 78472M106 |
| — | ARIES I ACQUISITION CORP | 42,624 | $426K | 0.3% | $9.98 | — | CLASS A ORD SHS | G0542N107 |
| AEAEU | Altenergy Acquisition Corp | 40,000 | $404K | 0.3% | $10.10 | — | UNIT 10/29/2026 | 02157M207 |
| — | B RILEY PRIN 250 MERGER CORP | 39,999 | $390K | 0.3% | $9.68 | — | CLASS A COM | 05602L104 |
| SLV | ISHARES SILVER TR | 17,003 | $366K | 0.3% | $21.62 | — | ISHARES | 46428Q109 |
| — | GORES HOLDINGS VII INC | 34,992 | $342K | 0.2% | $9.86 | — | COM CL A | 38286T101 |
| USIO | Usio Inc | 76,700 | $334K | 0.2% | $6.02 | 0.0% | COM | 917313108 |
| PCT | PURECYCLE TECHNOLOGIES INC | 31,592 | $302K | 0.2% | $22.89 | -47.3% | COM | 74623V103 |
| — | IDW MEDIA HLDGS INC | 140,000 | $280K | 0.2% | $2.84 | — | CL B | 44951N106 |
| PRTS | CarParts.com Inc | 25,000 | $280K | 0.2% | $13.77 | 0.0% | COM | 14427M107 |
| — | MINIM INC | 203,302 | $254K | 0.2% | $1.86 | — | COM | 60365W102 |
| PL | Planet Labs PBC | 33,475 | $206K | 0.1% | $9.47 | 0.0% | COM CL A | 72703X106 |
| MTRX | Matrix Service Co | 25,000 | $188K | 0.1% | $9.41 | 0.0% | COM | 576853105 |
| PCTTW | PURECYCLE TECHNOLOGIES INC | 49,944 | $179K | 0.1% | $13.92 | — | W EXP 03/17/202 | 74623V111 |
| — | PAVMED INC | 70,000 | $172K | 0.1% | $4.44 | — | COM | 70387R106 |
| — | MODEL PERFORMANCE ACQU CORP | 16,500 | $165K | 0.1% | $10.00 | — | CLASS A ORD SHS | G6246M105 |
| RSVR | RESERVOIR MEDIA INC | 19,846 | $157K | 0.1% | $8.79 | -4.4% | COM | 76119X105 |
| ARLO | ARLO TECHNOLOGIES INC | 10,000 | $105K | 0.1% | $7.83 | -0.4% | COM | 04206A101 |
| — | Blockchain Coinvestors Acquisition Corp I | 10,000 | $101K | 0.1% | $10.10 | — | UNIT 09/01/2026 | G11765123 |
| ASPU | Aspen Group Inc | 39,793 | $94,000 | 0.1% | $4.09 | 0.0% | COM NEW | 04530L203 |
| BW | BABCOCK & WILCOX ENTERPRISES | 10,000 | $90,000 | 0.1% | $6.98 | +14.8% | COM | 05614L209 |
| — | Star Equity Holdings Inc | 25,000 | $64,000 | 0.0% | $2.56 | — | COM | 85513Q103 |
| — | SURGEPAYS INC | 111,200 | $62,000 | 0.0% | $0.56 | — | *W EXP 10/22/202 | 86882L113 |
| SQLLW | SEQLL INC | 70,000 | $57,000 | 0.0% | $1.06 | — | W EXP 08/31/202 | 81734C114 |
| — | ARIES I ACQUISITION CORP | 72,701 | $56,000 | 0.0% | $0.55 | — | W EXP 03/18/202 | G0542N123 |
| — | Avalon Acquisition Inc | 5,000 | $51,000 | 0.0% | $10.20 | — | UNIT 12/31/2026 | 05338E200 |
| — | WORKSPORT LTD | 50,000 | $44,000 | 0.0% | $1.84 | — | W EXP 06/01/202 A | 98139Q118 |
| RSVRW | RESERVOIR MEDIA INC | 30,503 | $43,000 | 0.0% | $1.97 | — | W EXP 08/26/202 | 76119X113 |
| — | ROTH CH ACQUISITION III CO | 24,999 | $28,000 | 0.0% | $1.28 | — | W EXP 02/26/202 | 77867Q110 |
| — | MINORITY EQUALITY OPPORTUNIT | 65,000 | $27,000 | 0.0% | $0.42 | — | *W EXP 08/26/202 | 60436Q118 |
| — | ATLANTIC AVE ACQUISITION COR | 51,562 | $26,000 | 0.0% | $1.09 | — | W EXP 10/06/202 | 04906P119 |
| — | MACONDRAY CAP ACQUISITN CORP | 41,666 | $23,000 | 0.0% | $0.53 | — | W EXP 05/31/202 | G5853A115 |
| — | VICKERS VANTAGE CORP I | 49,999 | $22,000 | 0.0% | $0.44 | — | W EXP 09/15/202 | G9440B115 |
| — | Oxbridge Acquisition Corp | 50,000 | $20,000 | 0.0% | $0.40 | — | *W EXP 08/04/202 | G6855L117 |
| — | Avalon Acquisition Inc | 48,750 | $19,000 | 0.0% | $0.39 | — | *W EXP 12/31/202 | 05338E119 |
| — | LMF ACQUISITION OPPORTUNIT I | 32,473 | $14,000 | 0.0% | $0.46 | — | W EXP 01/26/202 | 502015118 |
| — | B RILEY PRIN 250 MERGER CORP | 13,333 | $10,000 | 0.0% | $0.75 | — | W EXP 04/01/202 | 05602L112 |
| — | MODEL PERFORMANCE ACQU CORP | 16,500 | $6,000 | 0.0% | $0.42 | — | RIGHT 04/29/2026 | G6246M121 |