PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 13, 2020

Total Value ($000): $177,972 (98.9% shares, 1.1% debt)

Holdings (19)

— REATA PHARMACEUTICALS INC 25.5%

Value ($000) $45,383 Shares 222,000 Est. Cost $21.31 Unrealized —

HUM HUMANA INC 10.3%

Value ($000) $18,326 Shares 50,000 Est. Cost $241.82 Unrealized +24.2%

OXY OCCIDENTAL PETE CORP 9.3%

Value ($000) $16,484 Shares 400,000 Est. Cost $43.13 Unrealized -16.5%

NEM NEWMONT GOLDCORP CORPORATION 8.5%

Value ($000) $15,208 Shares 350,000 Est. Cost $28.87 Unrealized +13.3%

NVGS NAVIGATOR HOLDINGS LTD 7.7%

Value ($000) $13,784 Shares 1,023,300 Est. Cost $16.35 Unrealized -30.0%

ABBV ABBVIE INC 7.5%

Value ($000) $13,281 Shares 150,000 Est. Cost $53.04 Unrealized +21.9%

CI CIGNA CORP NEW 5.7%

Value ($000) $10,225 Shares 50,000 Est. Cost $145.35 Unrealized +15.4%

— BARRICK GOLD CORPORATION 5.2%

Value ($000) $9,295 Shares 500,000 Est. Cost $14.54 Unrealized —

ELV ANTHEM INC 3.4%

Value ($000) $6,041 Shares 20,000 Est. Cost $253.23 Unrealized 0.0%

AEM AGNICO EAGLE MINES LTD 2.9%

Value ($000) $5,237 Shares 85,000 Est. Cost $38.56 Unrealized +30.6%

WPM WHEATON PRECIOUS METALS CORP 2.9%

Value ($000) $5,206 Shares 175,000 Est. Cost $19.64 Unrealized +29.8%

PARR PAR PACIFIC HOLDINGS INC 2.6%

Value ($000) $4,648 Shares 200,000 Est. Cost $18.08 Unrealized +31.9%

DHX DHI GROUP INC 2.1%

Value ($000) $3,763 Shares 1,250,000 Est. Cost $2.07 Unrealized +64.0%

EPSN EPSILON ENERGY LTD 2.0%

Value ($000) $3,581 Shares 1,085,000 Est. Cost $3.56 Unrealized -19.5%

IRIX IRIDEX CORP 1.7%

Value ($000) $2,944 Shares 1,320,000 Est. Cost $7.87 Unrealized -73.2%

— COMMUNITY BANKERS TR CORP 1.2%

Value ($000) $2,220 Shares 250,000 Est. Cost $3.93 Unrealized —

— FORESTAR GROUP INC 1.1%

Value ($000) $2,010 Shares 2,000,000 Est. Cost $0.89 Unrealized —

— TUESDAY MORNING CORP 0.2%

Value ($000) $303 Shares 163,709 Est. Cost $1.90 Unrealized —

— FOAMIX PHARMACEUTICALS LTD 0.0%

Value ($000) $33 Shares 10,000 Est. Cost $3.30 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	REATA PHARMACEUTICALS INC	222,000	$45,383	25.5%	$21.31	—	CL A	75615P103
HUM	HUMANA INC	50,000	$18,326	10.3%	$241.82	+24.2%	COM	444859102
OXY	OCCIDENTAL PETE CORP	400,000	$16,484	9.3%	$43.13	-16.5%	COM	674599105
NEM	NEWMONT GOLDCORP CORPORATION	350,000	$15,208	8.5%	$28.87	+13.3%	COM	651639106
NVGS	NAVIGATOR HOLDINGS LTD	1,023,300	$13,784	7.7%	$16.35	-30.0%	SHS	Y62132108
ABBV	ABBVIE INC	150,000	$13,281	7.5%	$53.04	+21.9%	COM	00287Y109
CI	CIGNA CORP NEW	50,000	$10,225	5.7%	$145.35	+15.4%	COM	125523100
—	BARRICK GOLD CORPORATION	500,000	$9,295	5.2%	$14.54	—	COM	067901108
ELV	ANTHEM INC	20,000	$6,041	3.4%	$253.23	0.0%	COM	036752103
AEM	AGNICO EAGLE MINES LTD	85,000	$5,237	2.9%	$38.56	+30.6%	COM	008474108
WPM	WHEATON PRECIOUS METALS CORP	175,000	$5,206	2.9%	$19.64	+29.8%	COM	962879102
PARR	PAR PACIFIC HOLDINGS INC	200,000	$4,648	2.6%	$18.08	+31.9%	COM NEW	69888T207
DHX	DHI GROUP INC	1,250,000	$3,763	2.1%	$2.07	+64.0%	COM	23331S100
EPSN	EPSILON ENERGY LTD	1,085,000	$3,581	2.0%	$3.56	-19.5%	COM	294375209
IRIX	IRIDEX CORP	1,320,000	$2,944	1.7%	$7.87	-73.2%	COM	462684101
—	COMMUNITY BANKERS TR CORP	250,000	$2,220	1.2%	$3.93	—	COM	203612106
—	FORESTAR GROUP INC	2,000,000	$2,010	1.1%	$0.89	—	NOTE 3.750% 3/0	346232AB7
—	TUESDAY MORNING CORP	163,709	$303	0.2%	$1.90	—	COM NEW	899035505
—	FOAMIX PHARMACEUTICALS LTD	10,000	$33	0.0%	$3.30	—	SHS	M46135105