Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value: $1.024B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK DEBT STRAT FD INC | 24,253,369 | $88.53M | 8.6% | $3.65 | $3.81 | — | COM | 09255R103 |
| — | WELLS FARGO MULTI SECTOR INC | 5,736,527 | $74.4M | 7.3% | $12.97 | $12.49 | — | WF MLT SECTR INC | 94987D101 |
| — | FRANKLIN LTD DURATION INC TR | 4,032,541 | $48.75M | 4.8% | $12.09 | $11.58 | — | COM | 35472T101 |
| GAP | GAP INC DEL | 2,153,700 | $47.9M | 4.7% | $22.24 * | $15.10 | +14.6% | Put | 364760108 |
| — | FIRST TR HIGH INCOME L/S FD | 3,025,790 | $47.17M | 4.6% | $15.59 | $15.29 | — | COM | 33738E109 |
| WDC | WESTERN DIGITAL CORP | 776,300 | $45.39M | 4.4% | $58.47 * | $28.61 | +15.8% | Put | 958102105 |
| — | BLACKSTONE GSO STRATEGIC CR | 2,976,577 | $44.41M | 4.3% | $14.92 | $15.99 | — | COM SHS BEN IN | 09257R101 |
| — | ADVENT CLAYMORE CV SECS & IN | 2,434,545 | $35.5M | 3.5% | $14.58 | $13.66 | — | COM | 00764C109 |
| — | QEP RES INC | 1,675,400 | $32.72M | 3.2% | $19.53 | $14.11 | — | Put | 74733V100 |
| — | DEUTSCHE HIGH INCOME OPPORT | 2,023,745 | $28.64M | 2.8% | $14.15 | $14.21 | — | COM | 25158Y102 |
| — | ADVENT CLAY CONV SEC INC FD | 4,631,132 | $26.63M | 2.6% | $5.75 | $5.49 | — | COM | 007639107 |
| — | MFS CHARTER INCOME TR | 2,938,201 | $25.39M | 2.5% | $8.64 | $8.46 | — | SH BEN INT | 552727109 |
| — | WESTERN ASSET EMRG MKT INCM | 1,997,533 | $22.99M | 2.2% | $11.51 | $11.40 | — | COM | 95766E103 |
| CNQ | CANADIAN NAT RES LTD | 686,600 | $22M | 2.1% | $32.04 | — | — | Put | 136385101 |
| — | PUTNAM PREMIER INCOME TR | 4,495,713 | $21.98M | 2.1% | $4.89 | $5.09 | — | SH BEN INT | 746853100 |
| FXI | ISHARES TR | 507,924 | $19.31M | 1.9% | $38.01 | $35.47 | — | CHINA LG-CAP ETF | 464287184 |
| — | ANADARKO PETE CORP | 302,100 | $19.14M | 1.9% | $63.36 | $48.59 | — | Put | 032511107 |
| RIG | TRANSOCEAN LTD | 1,776,100 | $18.93M | 1.8% | $10.66 | — | — | Put | H8817H100 |
| — | LEGG MASON BW GLB INC OPP FD | 1,370,696 | $18.61M | 1.8% | $13.58 | $14.14 | — | COM | 52469B100 |
| — | CREDIT SUISSE ASSET MGMT INC | 5,909,177 | $18.55M | 1.8% | $3.14 | $2.97 | — | COM | 224916106 |
| — | MFS MULTIMARKET INCOME TR | 2,933,214 | $17.86M | 1.7% | $6.09 | $5.98 | — | SH BEN INT | 552737108 |
| MBI | MBIA INC | 2,289,100 | $17.83M | 1.7% | $7.79 * | $3.21 | +6.8% | Put | 55262C100 |
| — | BLACKSTONE GSO LNG SHRT CR I | 1,120,205 | $17.41M | 1.7% | $15.54 | $15.18 | — | COM SHS BN INT | 09257D102 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 1,960,714 | $16.76M | 1.6% | $8.55 | $8.30 | — | SHS | 25160E102 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,290,469 | $16.31M | 1.6% | $12.64 | $12.41 | — | COM | 01883A107 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 1,325,175 | $15.29M | 1.5% | $11.54 | $13.26 | -13.1% | COM | 203668108 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,853,858 | $14.89M | 1.5% | $8.03 | $12.74 | — | COM | 617477104 |
| — | DEUTSCHE HIGH INCOME TR | 1,533,817 | $14.13M | 1.4% | $9.21 | $8.59 | — | SHS | 25155R100 |
| — | SEADRILL LIMITED | 5,513,500 | $13.07M | 1.3% | $2.37 | $2.37 | — | Put | G7945E105 |
| — | EATON VANCE SH TM DR DIVR IN | 913,452 | $12.52M | 1.2% | $13.71 | $13.40 | — | COM | 27828V104 |
| — | VALEANT PHARMACEUTICALS INTL | 447,351 | $10.98M | 1.1% | $24.55 | $22.04 | — | COM | 91911K102 |
| — | HESS CORP | 192,300 | $10.31M | 1.0% | $53.62 | $53.60 | — | Put | 42809H107 |
| — | NEUBERGER BERMAN HGH YLD FD | 818,403 | $9.706M | 0.9% | $11.86 | $12.89 | — | COM | 64128C106 |
| — | INVESCO HIGH INCOME TR II | 630,225 | $9.208M | 0.9% | $14.61 | $14.09 | — | COM | 46131F101 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,754,944 | $8.985M | 0.9% | $5.12 | $5.79 | — | COM | 003009107 |
| — | ADVENT CLAYMORE ENH GRW & IN | 1,028,630 | $8.599M | 0.8% | $8.36 | $8.23 | — | COM | 00765E104 |
| — | WESTERN ASSET EMRG MKT DEBT | 495,790 | $8.062M | 0.8% | $16.26 | $16.09 | — | COM | 95766A101 |
| — | GENERAL AMERN INVS INC | 229,412 | $7.49M | 0.7% | $32.65 | $32.65 | — | COM | 368802104 |
| — | BLACKROCK MULTI-SECTOR INC T | 419,605 | $7.163M | 0.7% | $17.07 | $17.06 | — | COM | 09258A107 |
| — | LIBERTY ALL STAR EQUITY FD | 1,255,787 | $6.505M | 0.6% | $5.18 | $5.18 | — | SH BEN INT | 530158104 |
| — | CALIFORNIA RES CORP | 417,845 | $5.223M | 0.5% | $12.50 | $12.20 | — | COM NEW | 13057Q206 |
| — | DEUTSCHE STRATEGIC INCOME TR | 416,155 | $5.044M | 0.5% | $12.12 | $11.53 | — | SHS | 25160F109 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,705,180 | $4.382M | 0.4% | $2.57 | $2.66 | — | SH BEN INT | 59318T109 |
| MTG | MGIC INVT CORP WIS | 517,448 | $4.14M | 0.4% | $8.00 * | $6.81 | +9.2% | COM | 552848103 |
| — | WESTERN ASSET GLB HI INCOME | 402,926 | $4.106M | 0.4% | $10.19 | $10.19 | — | COM | 95766B109 |
| — | WESTERN ASSET HIGH INCM OPP | 797,572 | $4.028M | 0.4% | $5.05 | $5.05 | — | COM | 95766K109 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 377,997 | $3.179M | 0.3% | $8.41 | $7.61 | — | COM | 25158V108 |
| — | WESTERN ASSET WORLDWIDE INCO | 256,714 | $2.98M | 0.3% | $11.61 | $12.17 | — | COM | 957668106 |
| — | DELAWARE INVTS DIV & INCOME | 296,509 | $2.935M | 0.3% | $9.90 | $9.70 | — | COM | 245915103 |
| — | PUTMAN HIGH INCOME SEC FUND | 352,793 | $2.829M | 0.3% | $8.02 | $8.28 | — | SHS BEN INT | 746779107 |
| MBI | MBIA INC | 360,399 | $2.808M | 0.3% | $7.79 * | $3.21 | +6.8% | COM | 55262C100 |
| — | APOLLO TACTICAL INCOME FD IN | 153,767 | $2.383M | 0.2% | $15.50 | $17.16 | — | COM | 037638103 |
| WDC | WESTERN DIGITAL CORP | 37,700 | $2.204M | 0.2% | $58.46 * | $28.61 | +15.8% | COM | 958102105 |
| — | FIRST TR STRATEGIC HIGH INC | 156,638 | $1.933M | 0.2% | $12.34 | $11.58 | — | COM SHS NEW | 337353304 |
| — | DIVIDEND & INCOME FUND | 150,333 | $1.687M | 0.2% | $11.22 | $11.22 | — | COM NEW | 25538A204 |
| RDN | RADIAN GROUP INC | 115,500 | $1.565M | 0.2% | $13.55 * | $9.38 | +13.8% | Put | 750236101 |
| — | OFFICE DEPOT INC | 419,220 | $1.497M | 0.1% | $3.57 | $4.97 | — | COM | 676220106 |
| UIS | UNISYS CORP | 132,781 | $1.293M | 0.1% | $9.74 * | $10.07 | -7.8% | COM NEW | 909214306 |
| — | PACHOLDER HIGH YIELD FD INC | 172,057 | $1.227M | 0.1% | $7.13 | $6.68 | — | COM | 693742108 |
| THC | TENET HEALTHCARE CORP | 53,490 | $1.212M | 0.1% | $22.66 * | $26.03 | 0.0% | COM NEW | 88033G407 |
| — | INTERVAL LEISURE GROUP INC | 62,583 | $1.075M | 0.1% | $17.18 | $15.36 | — | COM | 46113M108 |
| — | ANADARKO PETE CORP | 16,847 | $1.067M | 0.1% | $63.33 | $48.59 | — | COM | 032511107 |
| — | ROYCE VALUE TR INC | 80,095 | $1.014M | 0.1% | $12.66 | $12.66 | — | COM | 780910105 |
| GNW | GENWORTH FINL INC | 189,972 | $942K | 0.1% | $4.96 * | $8.86 | -56.6% | COM CL A | 37247D106 |
| — | MORGAN STANLEY EMER MKTS DEB | 89,090 | $860K | 0.1% | $9.65 | $9.07 | — | COM | 61744H105 |
| — | NUVEEN CR STRATEGIES INCM FD | 96,899 | $822K | 0.1% | $8.48 | $7.91 | — | COM SHS | 67073D102 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 105,739 | $807K | 0.1% | $7.63 | $7.63 | — | COM SH BEN INT N | 021060207 |
| — | BROOKFIELD MTG OPP INC FD IN | 52,239 | $784K | 0.1% | $15.01 | $15.97 | — | COM | 112792106 |
| — | VIRTUS TOTAL RETURN FD | 147,879 | $701K | 0.1% | $4.74 | $4.24 | — | COM | 92829A103 |
| — | LAZARD GLB TTL RET&INCM FD I | 49,360 | $690K | 0.1% | $13.98 | $13.98 | — | COM | 52106W103 |
| — | ELLSWORTH GROWTH & INCOME FD | 81,843 | $670K | 0.1% | $8.19 | $7.60 | — | COM | 289074106 |
| — | BANCROFT FUND LTD | 30,055 | $631K | 0.1% | $20.99 | $17.97 | — | COM | 059695106 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 65,227 | $601K | 0.1% | $9.21 | $8.66 | — | COM NEW | 641876800 |
| — | LAZARD WORLD DIVID & INCOME | 58,623 | $592K | 0.1% | $10.10 | $10.10 | — | COM | 521076109 |
| — | HESS CORP | 10,000 | $536K | 0.1% | $53.60 | $53.60 | — | COM | 42809H107 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 33,247 | $528K | 0.1% | $15.88 | $14.17 | — | COM | 92829B101 |
| — | FIRST TRUST MORTGAGE INCM FD | 33,890 | $489K | 0.0% | $14.43 | $15.28 | — | COM SHS | 33734E103 |
| — | QEP RES INC | 25,000 | $488K | 0.0% | $19.52 | $14.11 | — | COM | 74733V100 |
| — | NEUBERGER BERMAN RE ES SEC F | 85,333 | $486K | 0.0% | $5.70 | $5.49 | — | COM | 64190A103 |
| — | SEADRILL LIMITED | 195,000 | $462K | 0.0% | $2.37 | $2.37 | — | SHS | G7945E105 |
| — | FIRST TR ABERDEEN GLBL OPP F | 32,005 | $377K | 0.0% | $11.78 | $10.97 | — | COM SHS | 337319107 |
| — | IVY HIGH INC OPPORTUNITIES F | 22,142 | $318K | 0.0% | $14.36 | $13.46 | — | COM | 465893105 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 24,268 | $235K | 0.0% | $9.68 | $12.82 | — | SH BEN INT | 18914E106 |
| — | DYNEGY INC NEW DEL | 1,394,423 | $223K | 0.0% | $0.16 | $0.79 | — | *W EXP 10/02/201 | 26817R116 |
| — | MADISON STRTG SECTOR PREM FD | 18,887 | $222K | 0.0% | $11.75 | $11.27 | — | COM | 558268108 |
| ASHR | DBX ETF TR | 8,900 | $219K | 0.0% | $24.61 | $24.49 | — | DBXTR HAR CS 300 | 233051879 |
| — | NUVEEN GLOBAL EQUITY INCOME | 17,700 | $211K | 0.0% | $11.92 | $10.96 | — | COM | 6706EH103 |
| — | NOBLE CORP PLC | 32,253 | $204K | 0.0% | $6.32 | $6.32 | — | SHS USD | G65431101 |
| — | WELLS FARGO INCOME OPPORTUNI | 19,455 | $163K | 0.0% | $8.38 | $9.11 | — | WF INC OPPTY FD | 94987B105 |
| — | LMP CAP & INCOME FD INC | 11,589 | $158K | 0.0% | $13.63 | $15.04 | — | COM | 50208A102 |
| — | DELAWARE ENHANCED GBL DIV & | 15,555 | $157K | 0.0% | $10.09 | $11.90 | — | COM | 246060107 |
| — | MVC CAPITAL INC | 18,000 | $149K | 0.0% | $8.28 | $8.06 | — | COM | 553829102 |
| RDN | RADIAN GROUP INC | 10,000 | $136K | 0.0% | $13.60 * | $9.38 | +13.8% | COM | 750236101 |
| — | NUVEEN MULTI MKT INCOME FD | 17,285 | $130K | 0.0% | $7.52 | $7.51 | — | COM | 67075J107 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $7,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |