CIK: 0001510281 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 15, 2017
Total Value ($000): $983,726 (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK DEBT STRAT FD INC | 8,118,988 | $92,069 | 9.4% | $11.34 | — | COM NEW | 09255R202 |
| — | WELLS FARGO MULTI SECTOR INC | 6,150,514 | $78,911 | 8.0% | $12.52 | — | COM | 94987D101 |
| — | FIRST TR HIGH INCOME L/S FD | 4,608,556 | $74,106 | 7.5% | $15.56 | — | COM | 33738E109 |
| — | FRANKLIN LTD DURATION INC TR | 4,032,571 | $48,552 | 4.9% | $11.58 | — | COM | 35472T101 |
| — | ADVENT CLAYMORE CV SECS & IN | 2,585,471 | $37,955 | 3.9% | $13.71 | — | COM | 00764C109 |
| — | ALLERGAN PLC | 155,521 | $32,661 | 3.3% | $210.01 | — | SHS | G0177J108 |
| — | ADVENT CLAY CONV SEC INC FD | 5,045,169 | $29,666 | 3.0% | $5.52 | — | COM | 007639107 |
| — | DEUTSCHE HIGH INCOME OPPORT | 2,023,745 | $29,162 | 3.0% | $14.21 | — | COM | 25158Y102 |
| — | ALLERGAN PLC | 134,900 | $28,330 | 2.9% | $210.01 | — | Call | G0177J108 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 3,656,789 | $27,718 | 2.8% | $7.58 | — | COM SH BEN INT N | 021060207 |
| — | WESTERN ASSET EMRG MKT DEBT | 1,781,493 | $26,206 | 2.7% | $15.09 | — | COM | 95766A101 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,524,251 | $23,382 | 2.4% | $15.99 | — | COM SHS BEN IN | 09257R101 |
| — | CLOUGH GLOBAL EQUITY FD | 1,960,479 | $21,761 | 2.2% | $11.10 | — | COM | 18914C100 |
| TSLA | TESLA MTRS INC | 100,000 | $21,369 | 2.2% | $13.14 | 0.0% | Put | 88160R101 |
| — | ANADARKO PETE CORP | 302,100 | $21,065 | 2.1% | $48.59 | — | Put | 032511107 |
| — | CLOUGH GLOBAL DIVND AND INC | 1,595,286 | $19,207 | 2.0% | $12.04 | — | COM | 18913Y103 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 3,405,469 | $19,037 | 1.9% | $9.40 | -26.2% | COM | 203668108 |
| — | CREDIT SUISSE ASSET MGMT INC | 5,945,208 | $18,787 | 1.9% | $2.97 | — | COM | 224916106 |
| — | SEADRILL LIMITED | 5,191,200 | $17,701 | 1.8% | $2.37 | — | Put | G7945E105 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,904,876 | $17,049 | 1.7% | $9.00 | — | SH BEN INT | 18914E106 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 1,960,714 | $16,705 | 1.7% | $8.30 | — | SHS | 25160E102 |
| — | LEGG MASON BW GLB INC OPP FD | 1,374,096 | $16,256 | 1.7% | $14.14 | — | COM | 52469B100 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,287,419 | $16,234 | 1.7% | $12.41 | — | COM | 01883A107 |
| — | VALEANT PHARMACEUTICALS INTL | 996,589 | $14,470 | 1.5% | $17.89 | — | COM | 91911K102 |
| — | WELLS FARGO GLOBAL DIVIDEND | 2,583,733 | $14,081 | 1.4% | $5.45 | — | COM | 94987C103 |
| — | MFS CHARTER INCOME TR | 1,418,970 | $12,090 | 1.2% | $8.46 | — | SH BEN INT | 552727109 |
| RIG | TRANSOCEAN LTD | 780,600 | $11,506 | 1.2% | — | — | Put | H8817H100 |
| — | LIBERTY ALL STAR EQUITY FD | 2,138,809 | $11,036 | 1.1% | $5.17 | — | SH BEN INT | 530158104 |
| GAP | GAP INC DEL | 450,600 | $10,111 | 1.0% | — | — | Put | 364760108 |
| — | PUTNAM PREMIER INCOME TR | 2,009,524 | $9,987 | 1.0% | $5.09 | — | SH BEN INT | 746853100 |
| — | ADVENT CLAYMORE ENH GRW & IN | 1,157,191 | $9,616 | 1.0% | $8.24 | — | COM | 00765E104 |
| — | INVESCO HIGH INCOME TR II | 644,751 | $9,194 | 0.9% | $14.09 | — | COM | 46131F101 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 1,036,614 | $9,091 | 0.9% | $8.77 | — | COM NEW | 02082E205 |
| — | NEUBERGER BERMAN HGH YLD FD | 746,898 | $8,716 | 0.9% | $12.89 | — | COM | 64128C106 |
| — | DELAWARE ENHANCED GBL DIV & | 861,254 | $8,707 | 0.9% | $10.14 | — | COM | 246060107 |
| — | FIRST TR STRATEGIC HIGH INC | 686,538 | $8,431 | 0.9% | $12.12 | — | COM SHS NEW | 337353304 |
| — | GENERAL AMERN INVS INC | 257,524 | $8,017 | 0.8% | $32.48 | — | COM | 368802104 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,102,266 | $7,903 | 0.8% | $12.74 | — | COM | 617477104 |
| — | MFS MULTIMARKET INCOME TR | 1,231,785 | $7,465 | 0.8% | $5.98 | — | SH BEN INT | 552737108 |
| — | BLACKROCK MULTI-SECTOR INC T | 403,031 | $6,642 | 0.7% | $17.06 | — | COM | 09258A107 |
| OMF | ONEMAIN HLDGS INC | 265,349 | $5,875 | 0.6% | $24.56 | 0.0% | COM | 68268W103 |
| GNW | GENWORTH FINL INC | 1,401,019 | $5,338 | 0.5% | $5.01 | -12.0% | COM CL A | 37247D106 |
| — | ROYCE VALUE TR INC | 396,064 | $5,303 | 0.5% | $13.24 | — | COM | 780910105 |
| — | DEUTSCHE STRATEGIC INCOME TR | 416,155 | $4,948 | 0.5% | $11.53 | — | SHS | 25160F109 |
| TSLA | TESLA MTRS INC | 21,900 | $4,680 | 0.5% | $13.14 | 0.0% | COM | 88160R101 |
| MTG | MGIC INVT CORP WIS | 358,187 | $3,650 | 0.4% | $6.81 | +32.6% | COM | 552848103 |
| — | WESTERN ASSET GLB HI INCOME | 366,687 | $3,605 | 0.4% | $10.19 | — | COM | 95766B109 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 377,997 | $3,126 | 0.3% | $7.61 | — | COM | 25158V108 |
| — | DELAWARE INVTS DIV & INCOME | 309,739 | $3,100 | 0.3% | $9.71 | — | COM | 245915103 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,187,112 | $3,063 | 0.3% | $2.66 | — | SH BEN INT | 59318T109 |
| HYG | ISHARES TR | 33,335 | $2,885 | 0.3% | $86.55 | — | IBOXX HI YD ETF | 464288513 |
| — | PUTMAN HIGH INCOME SEC FUND | 324,901 | $2,667 | 0.3% | $8.28 | — | SHS BEN INT | 746779107 |
| THC | TENET HEALTHCARE CORP | 173,095 | $2,569 | 0.3% | $20.44 | -12.2% | COM NEW | 88033G407 |
| — | BLACKSTONE GSO LNG SHRT CR I | 137,738 | $2,193 | 0.2% | $15.18 | — | COM SHS BN INT | 09257D102 |
| — | APOLLO TACTICAL INCOME FD IN | 140,289 | $2,165 | 0.2% | $17.16 | — | COM | 037638103 |
| RDN | RADIAN GROUP INC | 119,300 | $2,145 | 0.2% | $9.38 | +32.5% | Put | 750236101 |
| — | HERTZ GLOBAL HLDGS INC | 91,705 | $1,977 | 0.2% | $21.56 | — | COM | 42806J106 |
| — | DIVIDEND & INCOME FUND | 150,333 | $1,781 | 0.2% | $11.22 | — | COM NEW | 25538A204 |
| — | TESLA MTRS INC | 2,000,000 | $1,731 | 0.2% | $0.87 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | TREEHOUSE FOODS INC | 20,961 | $1,513 | 0.2% | $72.18 | — | COM | 89469A104 |
| — | PACHOLDER HIGH YIELD FD INC | 207,724 | $1,496 | 0.2% | $6.77 | — | COM | 693742108 |
| — | DOUBLELINE INCOME SOLUTIONS | 74,514 | $1,415 | 0.1% | $18.99 | — | COM | 258622109 |
| UIS | UNISYS CORP | 79,637 | $1,191 | 0.1% | $10.07 | +26.2% | COM NEW | 909214306 |
| — | OFFICE DEPOT INC | 255,620 | $1,155 | 0.1% | $4.97 | — | COM | 676220106 |
| — | ILG INC | 54,358 | $988 | 0.1% | $18.18 | — | COM | 44967H101 |
| NGD | NEW GOLD INC CDA | 276,037 | $966 | 0.1% | $3.80 | 0.0% | COM | 644535106 |
| — | WESTERN ASSET HIGH INCM OPP | 178,573 | $891 | 0.1% | $5.05 | — | COM | 95766K109 |
| — | MORGAN STANLEY EMER MKTS DEB | 89,090 | $811 | 0.1% | $9.07 | — | COM | 61744H105 |
| — | BROOKFIELD REAL ASSETS INCOM | 34,301 | $765 | 0.1% | $22.30 | — | SHS BEN INT | 112830104 |
| — | LAZARD GLB TTL RET&INCM FD I | 50,360 | $692 | 0.1% | $13.97 | — | COM | 52106W103 |
| — | ELLSWORTH GROWTH & INCOME FD | 81,843 | $676 | 0.1% | $7.60 | — | COM | 289074106 |
| — | VIRTUS TOTAL RETURN FD | 147,879 | $661 | 0.1% | $4.24 | — | COM | 92829A103 |
| — | ANADARKO PETE CORP | 9,347 | $652 | 0.1% | $48.59 | — | COM | 032511107 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 65,227 | $604 | 0.1% | $8.66 | — | COM NEW | 641876800 |
| — | LAZARD WORLD DIVID & INCOME | 58,623 | $581 | 0.1% | $10.10 | — | COM | 521076109 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 33,247 | $510 | 0.1% | $14.17 | — | COM | 92829B101 |
| — | SOLARCITY CORP | 500,000 | $466 | 0.0% | $0.93 | — | NOTE 2.750%11/0 | 83416TAA8 |
| — | NEUBERGER BERMAN RE ES SEC F | 85,333 | $458 | 0.0% | $5.49 | — | COM | 64190A103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 77,924 | $361 | 0.0% | $5.79 | — | COM | 003009107 |
| — | FIRST TR ABERDEEN GLBL OPP F | 32,005 | $357 | 0.0% | $10.97 | — | COM SHS | 337319107 |
| — | EUROPEAN EQUITY FUND | 45,222 | $349 | 0.0% | $7.72 | — | COM | 298768102 |
| — | IVY HIGH INC OPPORTUNITIES F | 22,142 | $327 | 0.0% | $13.46 | — | COM | 465893105 |
| — | BANCROFT FUND LTD | 15,970 | $323 | 0.0% | $17.97 | — | COM | 059695106 |
| — | EATON VANCE SH TM DR DIVR IN | 17,610 | $244 | 0.0% | $13.40 | — | COM | 27828V104 |
| — | ZWEIG FD | 20,000 | $241 | 0.0% | $12.05 | — | COM NEW | 989834205 |
| — | MADISON STRTG SECTOR PREM FD | 18,887 | $225 | 0.0% | $11.27 | — | COM | 558268108 |
| ASHR | DBX ETF TR | 8,900 | $209 | 0.0% | $24.49 | — | DBXTR HAR CS 300 | 233051879 |
| RDN | RADIAN GROUP INC | 10,000 | $180 | 0.0% | $9.38 | +32.5% | COM | 750236101 |
| — | WELLS FARGO INCOME OPPORTUNI | 19,455 | $165 | 0.0% | $9.11 | — | WF INC OPPTY FD | 94987B105 |
| — | LMP CAP & INCOME FD INC | 11,589 | $154 | 0.0% | $15.04 | — | COM | 50208A102 |
| — | MVC CAPITAL INC | 18,000 | $154 | 0.0% | $8.06 | — | COM | 553829102 |
| — | NUVEEN MULTI MKT INCOME FD | 17,285 | $126 | 0.0% | $7.51 | — | COM | 67075J107 |
| — | DYNEGY INC NEW DEL | 1,394,423 | $63 | 0.0% | $0.79 | — | *W EXP 10/02/201 | 26817R116 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $4 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |