Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 15, 2017
Total Value: $984M (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK DEBT STRAT FD INC | 8,118,988 | $92.07M | 9.4% | $11.34 | $11.34 | — | COM NEW | 09255R202 |
| — | WELLS FARGO MULTI SECTOR INC | 6,150,514 | $78.91M | 8.0% | $12.83 | $12.52 | — | COM | 94987D101 |
| — | FIRST TR HIGH INCOME L/S FD | 4,608,556 | $74.11M | 7.5% | $16.08 | $15.56 | — | COM | 33738E109 |
| — | FRANKLIN LTD DURATION INC TR | 4,032,571 | $48.55M | 4.9% | $12.04 | $11.58 | — | COM | 35472T101 |
| — | ADVENT CLAYMORE CV SECS & IN | 2,585,471 | $37.95M | 3.9% | $14.68 | $13.71 | — | COM | 00764C109 |
| — | ALLERGAN PLC | 155,521 | $32.66M | 3.3% | $210.01 | $210.01 | — | SHS | G0177J108 |
| — | ADVENT CLAY CONV SEC INC FD | 5,045,169 | $29.67M | 3.0% | $5.88 | $5.52 | — | COM | 007639107 |
| — | DEUTSCHE HIGH INCOME OPPORT | 2,023,745 | $29.16M | 3.0% | $14.41 | $14.21 | — | COM | 25158Y102 |
| — | ALLERGAN PLC | 134,900 | $28.33M | 2.9% | $210.01 | $210.01 | — | Call | G0177J108 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 3,656,789 | $27.72M | 2.8% | $7.58 | $7.58 | — | COM SH BEN INT N | 021060207 |
| — | WESTERN ASSET EMRG MKT DEBT | 1,781,493 | $26.21M | 2.7% | $14.71 | $15.09 | — | COM | 95766A101 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,524,251 | $23.38M | 2.4% | $15.34 | $15.99 | — | COM SHS BEN IN | 09257R101 |
| — | CLOUGH GLOBAL EQUITY FD | 1,960,479 | $21.76M | 2.2% | $11.10 | $11.10 | — | COM | 18914C100 |
| TSLA | TESLA MTRS INC | 100,000 | $21.37M | 2.2% | $213.69 * | $13.14 | 0.0% | Put | 88160R101 |
| — | ANADARKO PETE CORP | 302,100 | $21.07M | 2.1% | $69.73 | $48.59 | — | Put | 032511107 |
| — | CLOUGH GLOBAL DIVND AND INC | 1,595,286 | $19.21M | 2.0% | $12.04 | $12.04 | — | COM | 18913Y103 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 3,405,469 | $19.04M | 1.9% | $5.59 * | $9.40 | -26.2% | COM | 203668108 |
| — | CREDIT SUISSE ASSET MGMT INC | 5,945,208 | $18.79M | 1.9% | $3.16 | $2.97 | — | COM | 224916106 |
| — | SEADRILL LIMITED | 5,191,200 | $17.7M | 1.8% | $3.41 | $2.37 | — | Put | G7945E105 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,904,876 | $17.05M | 1.7% | $8.95 | $9.00 | — | SH BEN INT | 18914E106 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 1,960,714 | $16.7M | 1.7% | $8.52 | $8.30 | — | SHS | 25160E102 |
| — | LEGG MASON BW GLB INC OPP FD | 1,374,096 | $16.26M | 1.7% | $11.83 | $14.14 | — | COM | 52469B100 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,287,419 | $16.23M | 1.7% | $12.61 | $12.41 | — | COM | 01883A107 |
| — | VALEANT PHARMACEUTICALS INTL | 996,589 | $14.47M | 1.5% | $14.52 | $17.89 | — | COM | 91911K102 |
| — | WELLS FARGO GLOBAL DIVIDEND | 2,583,733 | $14.08M | 1.4% | $5.45 | $5.45 | — | COM | 94987C103 |
| — | MFS CHARTER INCOME TR | 1,418,970 | $12.09M | 1.2% | $8.52 | $8.46 | — | SH BEN INT | 552727109 |
| RIG | TRANSOCEAN LTD | 780,600 | $11.51M | 1.2% | $14.74 | — | — | Put | H8817H100 |
| — | LIBERTY ALL STAR EQUITY FD | 2,138,809 | $11.04M | 1.1% | $5.16 | $5.17 | — | SH BEN INT | 530158104 |
| GAP | GAP INC DEL | 450,600 | $10.11M | 1.0% | $22.44 | — | — | Put | 364760108 |
| — | PUTNAM PREMIER INCOME TR | 2,009,524 | $9.987M | 1.0% | $4.97 | $5.09 | — | SH BEN INT | 746853100 |
| — | ADVENT CLAYMORE ENH GRW & IN | 1,157,191 | $9.616M | 1.0% | $8.31 | $8.24 | — | COM | 00765E104 |
| — | INVESCO HIGH INCOME TR II | 644,751 | $9.194M | 0.9% | $14.26 | $14.09 | — | COM | 46131F101 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 1,036,614 | $9.091M | 0.9% | $8.77 | $8.77 | — | COM NEW | 02082E205 |
| — | NEUBERGER BERMAN HGH YLD FD | 746,898 | $8.716M | 0.9% | $11.67 | $12.89 | — | COM | 64128C106 |
| — | DELAWARE ENHANCED GBL DIV & | 861,254 | $8.707M | 0.9% | $10.11 | $10.14 | — | COM | 246060107 |
| — | FIRST TR STRATEGIC HIGH INC | 686,538 | $8.431M | 0.9% | $12.28 | $12.12 | — | COM SHS NEW | 337353304 |
| — | GENERAL AMERN INVS INC | 257,524 | $8.017M | 0.8% | $31.13 | $32.48 | — | COM | 368802104 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,102,266 | $7.903M | 0.8% | $7.17 | $12.74 | — | COM | 617477104 |
| — | MFS MULTIMARKET INCOME TR | 1,231,785 | $7.465M | 0.8% | $6.06 | $5.98 | — | SH BEN INT | 552737108 |
| — | BLACKROCK MULTI-SECTOR INC T | 403,031 | $6.642M | 0.7% | $16.48 | $17.06 | — | COM | 09258A107 |
| OMF | ONEMAIN HLDGS INC | 265,349 | $5.875M | 0.6% | $22.14 * | $24.56 | 0.0% | COM | 68268W103 |
| GNW | GENWORTH FINL INC | 1,401,019 | $5.338M | 0.5% | $3.81 * | $5.01 | -12.0% | COM CL A | 37247D106 |
| — | ROYCE VALUE TR INC | 396,064 | $5.303M | 0.5% | $13.39 | $13.24 | — | COM | 780910105 |
| — | DEUTSCHE STRATEGIC INCOME TR | 416,155 | $4.948M | 0.5% | $11.89 | $11.53 | — | SHS | 25160F109 |
| TSLA | TESLA MTRS INC | 21,900 | $4.68M | 0.5% | $213.70 * | $13.14 | 0.0% | COM | 88160R101 |
| MTG | MGIC INVT CORP WIS | 358,187 | $3.65M | 0.4% | $10.19 * | $6.81 | +32.6% | COM | 552848103 |
| — | WESTERN ASSET GLB HI INCOME | 366,687 | $3.605M | 0.4% | $9.83 | $10.19 | — | COM | 95766B109 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 377,997 | $3.126M | 0.3% | $8.27 | $7.61 | — | COM | 25158V108 |
| — | DELAWARE INVTS DIV & INCOME | 309,739 | $3.1M | 0.3% | $10.01 | $9.71 | — | COM | 245915103 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,187,112 | $3.063M | 0.3% | $2.58 | $2.66 | — | SH BEN INT | 59318T109 |
| HYG | ISHARES TR | 33,335 | $2.885M | 0.3% | $86.55 | $86.55 | — | IBOXX HI YD ETF | 464288513 |
| — | PUTMAN HIGH INCOME SEC FUND | 324,901 | $2.667M | 0.3% | $8.21 | $8.28 | — | SHS BEN INT | 746779107 |
| THC | TENET HEALTHCARE CORP | 173,095 | $2.569M | 0.3% | $14.84 * | $20.44 | -12.2% | COM NEW | 88033G407 |
| — | BLACKSTONE GSO LNG SHRT CR I | 137,738 | $2.193M | 0.2% | $15.92 | $15.18 | — | COM SHS BN INT | 09257D102 |
| — | APOLLO TACTICAL INCOME FD IN | 140,289 | $2.165M | 0.2% | $15.43 | $17.16 | — | COM | 037638103 |
| RDN | RADIAN GROUP INC | 119,300 | $2.145M | 0.2% | $17.98 * | $9.38 | +32.5% | Put | 750236101 |
| — | HERTZ GLOBAL HLDGS INC | 91,705 | $1.977M | 0.2% | $21.56 | $21.56 | — | COM | 42806J106 |
| — | DIVIDEND & INCOME FUND | 150,333 | $1.781M | 0.2% | $11.85 | $11.22 | — | COM NEW | 25538A204 |
| — | TESLA MTRS INC | 2,000,000 | $1.731M | 0.2% | $0.87 | $0.87 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | TREEHOUSE FOODS INC | 20,961 | $1.513M | 0.2% | $72.18 | $72.18 | — | COM | 89469A104 |
| — | PACHOLDER HIGH YIELD FD INC | 207,724 | $1.496M | 0.2% | $7.20 | $6.77 | — | COM | 693742108 |
| — | DOUBLELINE INCOME SOLUTIONS | 74,514 | $1.415M | 0.1% | $18.99 | $18.99 | — | COM | 258622109 |
| UIS | UNISYS CORP | 79,637 | $1.191M | 0.1% | $14.96 * | $10.07 | +26.2% | COM NEW | 909214306 |
| — | OFFICE DEPOT INC | 255,620 | $1.155M | 0.1% | $4.52 | $4.97 | — | COM | 676220106 |
| — | ILG INC | 54,358 | $988K | 0.1% | $18.18 | $18.18 | — | COM | 44967H101 |
| NGD | NEW GOLD INC CDA | 276,037 | $966K | 0.1% | $3.50 * | $3.80 | 0.0% | COM | 644535106 |
| — | WESTERN ASSET HIGH INCM OPP | 178,573 | $891K | 0.1% | $4.99 | $5.05 | — | COM | 95766K109 |
| — | MORGAN STANLEY EMER MKTS DEB | 89,090 | $811K | 0.1% | $9.10 | $9.07 | — | COM | 61744H105 |
| — | BROOKFIELD REAL ASSETS INCOM | 34,301 | $765K | 0.1% | $22.30 | $22.30 | — | SHS BEN INT | 112830104 |
| — | LAZARD GLB TTL RET&INCM FD I | 50,360 | $692K | 0.1% | $13.74 | $13.97 | — | COM | 52106W103 |
| — | ELLSWORTH GROWTH & INCOME FD | 81,843 | $676K | 0.1% | $8.26 | $7.60 | — | COM | 289074106 |
| — | VIRTUS TOTAL RETURN FD | 147,879 | $661K | 0.1% | $4.47 | $4.24 | — | COM | 92829A103 |
| — | ANADARKO PETE CORP | 9,347 | $652K | 0.1% | $69.76 | $48.59 | — | COM | 032511107 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 65,227 | $604K | 0.1% | $9.26 | $8.66 | — | COM NEW | 641876800 |
| — | LAZARD WORLD DIVID & INCOME | 58,623 | $581K | 0.1% | $9.91 | $10.10 | — | COM | 521076109 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 33,247 | $510K | 0.1% | $15.34 | $14.17 | — | COM | 92829B101 |
| — | SOLARCITY CORP | 500,000 | $466K | 0.0% | $0.93 | $0.93 | — | NOTE 2.750%11/0 | 83416TAA8 |
| — | NEUBERGER BERMAN RE ES SEC F | 85,333 | $458K | 0.0% | $5.37 | $5.49 | — | COM | 64190A103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 77,924 | $361K | 0.0% | $4.63 | $5.79 | — | COM | 003009107 |
| — | FIRST TR ABERDEEN GLBL OPP F | 32,005 | $357K | 0.0% | $11.15 | $10.97 | — | COM SHS | 337319107 |
| — | EUROPEAN EQUITY FUND | 45,222 | $349K | 0.0% | $7.72 | $7.72 | — | COM | 298768102 |
| — | IVY HIGH INC OPPORTUNITIES F | 22,142 | $327K | 0.0% | $14.77 | $13.46 | — | COM | 465893105 |
| — | BANCROFT FUND LTD | 15,970 | $323K | 0.0% | $20.23 | $17.97 | — | COM | 059695106 |
| — | EATON VANCE SH TM DR DIVR IN | 17,610 | $244K | 0.0% | $13.86 | $13.40 | — | COM | 27828V104 |
| — | ZWEIG FD | 20,000 | $241K | 0.0% | $12.05 | $12.05 | — | COM NEW | 989834205 |
| — | MADISON STRTG SECTOR PREM FD | 18,887 | $225K | 0.0% | $11.91 | $11.27 | — | COM | 558268108 |
| ASHR | DBX ETF TR | 8,900 | $209K | 0.0% | $23.48 | $24.49 | — | DBXTR HAR CS 300 | 233051879 |
| RDN | RADIAN GROUP INC | 10,000 | $180K | 0.0% | $18.00 * | $9.38 | +32.5% | COM | 750236101 |
| — | WELLS FARGO INCOME OPPORTUNI | 19,455 | $165K | 0.0% | $8.48 | $9.11 | — | WF INC OPPTY FD | 94987B105 |
| — | LMP CAP & INCOME FD INC | 11,589 | $154K | 0.0% | $13.29 | $15.04 | — | COM | 50208A102 |
| — | MVC CAPITAL INC | 18,000 | $154K | 0.0% | $8.56 | $8.06 | — | COM | 553829102 |
| — | NUVEEN MULTI MKT INCOME FD | 17,285 | $126K | 0.0% | $7.29 | $7.51 | — | COM | 67075J107 |
| — | DYNEGY INC NEW DEL | 1,394,423 | $63,000 | 0.0% | $0.05 | $0.79 | — | *W EXP 10/02/201 | 26817R116 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $4,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |