NINE MASTS CAPITAL Ltd Hedge Fund

CIK: 0001569356 · Show all filings

Period: Q4 2014 (Next →)

Filing Date: Feb 18, 2015

Total Value ($000): $418,978 (85.0% shares, 15.0% debt)

Holdings (40)

TSM TAIWAN SEMICONDUCTOR MFG LTD 29.5%

Value ($000) $123,713 Shares 5,527,843 Est. Cost $22.38 Unrealized —

HSBC HSBC HLDGS PLC 18.0%

Value ($000) $75,564 Shares 1,583,652 Est. Cost $47.72 Unrealized —

IBN ICICI BK LTD 6.3%

Value ($000) $26,336 Shares 2,280,185 Est. Cost $11.55 Unrealized —

— VIPSHOP HLDGS LTD 6.3%

Value ($000) $26,290 Shares 22,000,000 Est. Cost $1.20 Unrealized —

— TWENTY FIRST CENTY FOX INC 5.3%

Value ($000) $22,230 Shares 602,614 Est. Cost $36.89 Unrealized —

— SOUFUN HLDGS LTD 5.3%

Value ($000) $22,208 Shares 25,200,000 Est. Cost $0.88 Unrealized —

UMC UNITED MICROELECTRONICS CORP 4.3%

Value ($000) $17,941 Shares 7,701,000 Est. Cost $2.33 Unrealized —

— CHINA MOBILE LIMITED 4.0%

Value ($000) $16,696 Shares 286,122 Est. Cost $58.35 Unrealized —

QIHU 2.5 09/15/18 REGS QIHOO 360 TECHNOLOGY CO LTD 3.5%

Value ($000) $14,494 Shares 15,000,000 Est. Cost $0.97 Unrealized —

— POWERSHARES QQQ TRUST 2.7%

Value ($000) $11,265 Shares 109,100 Est. Cost $103.25 Unrealized —

— SESA STERLITE LTD 2.1%

Value ($000) $8,605 Shares 628,500 Est. Cost $13.69 Unrealized —

INFY INFOSYS LTD 1.9%

Value ($000) $7,952 Shares 252,650 Est. Cost $31.47 Unrealized —

MUFG MITSUBISHI UFJ FINL GROUP IN 1.9%

Value ($000) $7,833 Shares 1,410,875 Est. Cost $5.55 Unrealized —

— VALE S A 1.8%

Value ($000) $7,696 Shares 1,060,044 Est. Cost $7.26 Unrealized —

HMC HONDA MOTOR LTD 1.7%

Value ($000) $7,048 Shares 239,246 Est. Cost $29.46 Unrealized —

SPY SPDR S&P 500 ETF TR 1.1%

Value ($000) $4,558 Shares 22,180 Est. Cost $205.50 Unrealized —

BIDU BAIDU INC 1.0%

Value ($000) $4,331 Shares 19,000 Est. Cost $227.95 Unrealized —

SMFG SUMITOMO MITSUI FINL GROUP I 0.8%

Value ($000) $3,152 Shares 431,192 Est. Cost $7.31 Unrealized —

NMR NOMURA HLDGS INC 0.7%

Value ($000) $3,071 Shares 532,514 Est. Cost $5.77 Unrealized —

— CHINA LIFE INS CO LTD 0.5%

Value ($000) $1,963 Shares 33,333 Est. Cost $58.89 Unrealized —

JNJ JOHNSON & JOHNSON 0.4%

Value ($000) $1,796 Shares 17,177 Est. Cost $77.30 Unrealized 0.0%

NTTYY NIPPON TELEG & TEL CORP 0.3%

Value ($000) $1,370 Shares 52,800 Est. Cost $25.95 Unrealized —

— MAGICJACK VOCALTEC LTD 0.2%

Value ($000) $893 Shares 110,000 Est. Cost $8.12 Unrealized —

JNJ JOHNSON & JOHNSON 0.1%

Value ($000) $356 Shares 90,000 Est. Cost $77.30 Unrealized 0.0%

XLE SELECT SECTOR SPDR TR 0.1%

Value ($000) $293 Shares 3,700 Est. Cost $79.19 Unrealized —

FXI ISHARES TR 0.1%

Value ($000) $239 Shares 180,000 Est. Cost — Unrealized —

PEP PEPSICO INC 0.0%

Value ($000) $170 Shares 1,800 Est. Cost $68.61 Unrealized 0.0%

— PETROCHINA CO LTD 0.0%

Value ($000) $170 Shares 1,530 Est. Cost $111.11 Unrealized —

MSFT MICROSOFT CORP 0.0%

Value ($000) $160 Shares 51,400 Est. Cost — Unrealized —

SPY SPDR S&P 500 ETF TR 0.0%

Value ($000) $157 Shares 100,000 Est. Cost $205.50 Unrealized —

GLD SPDR GOLD TRUST 0.0%

Value ($000) $102 Shares 900 Est. Cost $113.33 Unrealized —

MSFT MICROSOFT CORP 0.0%

Value ($000) $89 Shares 250,000 Est. Cost — Unrealized —

— SOUFUN HLDGS LTD 0.0%

Value ($000) $74 Shares 10,000 Est. Cost $7.40 Unrealized —

— POWERSHARES QQQ TRUST 0.0%

Value ($000) $71 Shares 150,000 Est. Cost $103.25 Unrealized —

— POWERSHARES QQQ TRUST 0.0%

Value ($000) $52 Shares 78,900 Est. Cost $103.25 Unrealized —

JNJ JOHNSON & JOHNSON 0.0%

Value ($000) $20 Shares 14,900 Est. Cost $77.30 Unrealized 0.0%

PEP PEPSICO INC 0.0%

Value ($000) $12 Shares 3,700 Est. Cost $68.61 Unrealized 0.0%

— SK TELECOM LTD 0.0%

Value ($000) $8 Shares 300 Est. Cost $26.67 Unrealized —

FXI ISHARES TR 0.0%

Value ($000) $0 Shares 4,000 Est. Cost — Unrealized —

PEP PEPSICO INC 0.0%

Value ($000) $0 Shares 3,700 Est. Cost $68.61 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TSM	TAIWAN SEMICONDUCTOR MFG LTD	5,527,843	$123,713	29.5%	$22.38	—	SPONSORED ADR	874039100
HSBC	HSBC HLDGS PLC	1,583,652	$75,564	18.0%	$47.72	—	SPON ADR NEW	404280406
IBN	ICICI BK LTD	2,280,185	$26,336	6.3%	$11.55	—	ADR	45104G104
—	VIPSHOP HLDGS LTD	22,000,000	$26,290	6.3%	$1.20	—	NOTE 1.500% 3/1	92763WAA1
—	TWENTY FIRST CENTY FOX INC	602,614	$22,230	5.3%	$36.89	—	CL B	90130A200
—	SOUFUN HLDGS LTD	25,200,000	$22,208	5.3%	$0.88	—	NOTE 2.000%12/1	836034AB4
UMC	UNITED MICROELECTRONICS CORP	7,701,000	$17,941	4.3%	$2.33	—	SPON ADR NEW	910873405
—	CHINA MOBILE LIMITED	286,122	$16,696	4.0%	$58.35	—	SPONSORED ADR	16941M109
QIHU 2.5 09/15/18 REGS	QIHOO 360 TECHNOLOGY CO LTD	15,000,000	$14,494	3.5%	$0.97	—	DEBT 2.500% 9/1	G73030AA9
—	POWERSHARES QQQ TRUST	109,100	$11,265	2.7%	$103.25	—	UNIT SER 1	73935A104
—	SESA STERLITE LTD	628,500	$8,605	2.1%	$13.69	—	SPONSORED ADR	78413F103
INFY	INFOSYS LTD	252,650	$7,952	1.9%	$31.47	—	SPONSORED ADR	456788108
MUFG	MITSUBISHI UFJ FINL GROUP IN	1,410,875	$7,833	1.9%	$5.55	—	SPONSORED ADR	606822104
—	VALE S A	1,060,044	$7,696	1.8%	$7.26	—	ADR REPSTG PFD	91912E204
HMC	HONDA MOTOR LTD	239,246	$7,048	1.7%	$29.46	—	AMERN SHS	438128308
SPY	SPDR S&P 500 ETF TR	22,180	$4,558	1.1%	$205.50	—	TR UNIT	78462F103
BIDU	BAIDU INC	19,000	$4,331	1.0%	$227.95	—	SPON ADR REP A	056752108
SMFG	SUMITOMO MITSUI FINL GROUP I	431,192	$3,152	0.8%	$7.31	—	SPONSORED ADR	86562M209
NMR	NOMURA HLDGS INC	532,514	$3,071	0.7%	$5.77	—	SPONSORED ADR	65535H208
—	CHINA LIFE INS CO LTD	33,333	$1,963	0.5%	$58.89	—	SPON ADR REP H	16939P106
JNJ	JOHNSON & JOHNSON	17,177	$1,796	0.4%	$77.30	0.0%	COM	478160104
NTTYY	NIPPON TELEG & TEL CORP	52,800	$1,370	0.3%	$25.95	—	SPONSORED ADR	654624105
—	MAGICJACK VOCALTEC LTD	110,000	$893	0.2%	$8.12	—	SHS	M6787E101
JNJ	JOHNSON & JOHNSON	90,000	$356	0.1%	$77.30	0.0%	Put	478160104
XLE	SELECT SECTOR SPDR TR	3,700	$293	0.1%	$79.19	—	SBI INT-ENERGY	81369Y506
FXI	ISHARES TR	180,000	$239	0.1%	—	—	Call	464287184
PEP	PEPSICO INC	1,800	$170	0.0%	$68.61	0.0%	COM	713448108
—	PETROCHINA CO LTD	1,530	$170	0.0%	$111.11	—	SPONSORED ADR	71646E100
MSFT	MICROSOFT CORP	51,400	$160	0.0%	—	—	Put	594918104
SPY	SPDR S&P 500 ETF TR	100,000	$157	0.0%	$205.50	—	Put	78462F103
GLD	SPDR GOLD TRUST	900	$102	0.0%	$113.33	—	GOLD SHS	78463V107
MSFT	MICROSOFT CORP	250,000	$89	0.0%	—	—	Call	594918104
—	SOUFUN HLDGS LTD	10,000	$74	0.0%	$7.40	—	ADR	836034108
—	POWERSHARES QQQ TRUST	150,000	$71	0.0%	$103.25	—	Put	73935A104
—	POWERSHARES QQQ TRUST	78,900	$52	0.0%	$103.25	—	Call	73935A104
JNJ	JOHNSON & JOHNSON	14,900	$20	0.0%	$77.30	0.0%	Call	478160104
PEP	PEPSICO INC	3,700	$12	0.0%	$68.61	0.0%	Put	713448108
—	SK TELECOM LTD	300	$8	0.0%	$26.67	—	SPONSORED ADR	78440P108
FXI	ISHARES TR	4,000	$0	0.0%	—	—	Put	464287184
PEP	PEPSICO INC	3,700	$0	0.0%	$68.61	0.0%	Call	713448108