NINE MASTS CAPITAL Ltd Hedge Fund

CIK: 0001569356 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 14, 2015

Total Value ($000): $487,141 (89.5% shares, 10.5% debt)

Holdings (43)

TSM TAIWAN SEMICONDUCTOR MFG LTD 20.7%

Value ($000) $101,000 Shares 4,299,301 Est. Cost $22.38 Unrealized —

HSBC HSBC HLDGS PLC 14.7%

Value ($000) $71,847 Shares 1,686,939 Est. Cost $47.40 Unrealized —

— BHP BILLITON PLC 9.9%

Value ($000) $48,424 Shares 1,042,052 Est. Cost $46.47 Unrealized —

— CHINA MOBILE LIMITED 6.6%

Value ($000) $32,255 Shares 496,000 Est. Cost $61.18 Unrealized —

IBN ICICI BK LTD 6.4%

Value ($000) $31,121 Shares 3,003,935 Est. Cost $11.26 Unrealized —

— VIPSHOP HLDGS LTD 5.2%

Value ($000) $25,447 Shares 22,000,000 Est. Cost $1.20 Unrealized —

FXI ISHARES TR 5.2%

Value ($000) $25,306 Shares 569,948 Est. Cost $44.40 Unrealized —

INFY INFOSYS LTD 5.1%

Value ($000) $24,970 Shares 711,800 Est. Cost $33.80 Unrealized —

— QIHOO 360 TECHNOLOGY CO LTD 4.4%

Value ($000) $21,418 Shares 22,500,000 Est. Cost $0.95 Unrealized —

— TATA MTRS LTD 3.4%

Value ($000) $16,338 Shares 366,730 Est. Cost $44.55 Unrealized —

— TWENTY FIRST CENTY FOX INC 1.8%

Value ($000) $8,991 Shares 273,464 Est. Cost $36.89 Unrealized —

JNJ JOHNSON & JOHNSON 1.7%

Value ($000) $8,314 Shares 82,648 Est. Cost $75.57 Unrealized -0.6%

— SESA STERLITE LTD 1.6%

Value ($000) $7,591 Shares 612,200 Est. Cost $13.69 Unrealized —

MUFG MITSUBISHI UFJ FINL GROUP IN 1.5%

Value ($000) $7,254 Shares 1,166,300 Est. Cost $5.55 Unrealized —

— MORGAN STANLEY CHINA A SH FD 1.3%

Value ($000) $6,222 Shares 189,000 Est. Cost $32.92 Unrealized —

HMC HONDA MOTOR LTD 1.3%

Value ($000) $6,169 Shares 188,300 Est. Cost $29.46 Unrealized —

BIDU BAIDU INC 1.2%

Value ($000) $5,731 Shares 27,500 Est. Cost $221.91 Unrealized —

— VALE S A 0.9%

Value ($000) $4,575 Shares 943,309 Est. Cost $7.26 Unrealized —

— SOUFUN HLDGS LTD 0.9%

Value ($000) $4,482 Shares 5,000,000 Est. Cost $0.88 Unrealized —

SLB SCHLUMBERGER LTD 0.9%

Value ($000) $4,327 Shares 51,856 Est. Cost $61.34 Unrealized 0.0%

UMC UNITED MICROELECTRONICS CORP 0.7%

Value ($000) $3,499 Shares 1,433,869 Est. Cost $2.33 Unrealized —

NMR NOMURA HLDGS INC 0.6%

Value ($000) $3,126 Shares 532,514 Est. Cost $5.77 Unrealized —

BABA ALIBABA GROUP HLDG LTD 0.6%

Value ($000) $2,913 Shares 35,000 Est. Cost $83.23 Unrealized —

RDY DR REDDYS LABS LTD 0.6%

Value ($000) $2,826 Shares 49,489 Est. Cost $57.10 Unrealized —

— ABERDEEN ASIA PACIFIC INCOM 0.4%

Value ($000) $2,011 Shares 373,700 Est. Cost $5.38 Unrealized —

NTTYY NIPPON TELEG & TEL CORP 0.3%

Value ($000) $1,627 Shares 52,800 Est. Cost $25.95 Unrealized —

FXI ISHARES TR 0.3%

Value ($000) $1,475 Shares 2,050,000 Est. Cost $44.40 Unrealized —

SONY SONY CORP 0.3%

Value ($000) $1,382 Shares 51,600 Est. Cost $26.78 Unrealized —

— MORGAN STANLEY EMER MKTS DEB 0.3%

Value ($000) $1,314 Shares 141,700 Est. Cost $9.27 Unrealized —

— CHINA LIFE INS CO LTD 0.3%

Value ($000) $1,295 Shares 19,600 Est. Cost $58.89 Unrealized —

XOM EXXON MOBIL CORP 0.2%

Value ($000) $1,000 Shares 200,000 Est. Cost — Unrealized —

— MAGICJACK VOCALTEC LTD 0.2%

Value ($000) $752 Shares 110,000 Est. Cost $8.12 Unrealized —

— DOUBLELINE OPPORTUNISTIC CR 0.1%

Value ($000) $497 Shares 20,000 Est. Cost $24.85 Unrealized —

SLB SCHLUMBERGER LTD 0.1%

Value ($000) $483 Shares 140,000 Est. Cost $61.34 Unrealized 0.0%

JNJ JOHNSON & JOHNSON 0.1%

Value ($000) $398 Shares 14,900 Est. Cost $75.57 Unrealized -0.6%

RMD RESMED INC 0.1%

Value ($000) $328 Shares 35,274 Est. Cost $56.74 Unrealized 0.0%

HAL HALLIBURTON CO 0.0%

Value ($000) $143 Shares 42,500 Est. Cost — Unrealized —

FXI ISHARES TR 0.0%

Value ($000) $116 Shares 700,000 Est. Cost $44.40 Unrealized —

— POWERSHARES QQQ TRUST 0.0%

Value ($000) $68 Shares 105,000 Est. Cost $103.25 Unrealized —

SLB SCHLUMBERGER LTD 0.0%

Value ($000) $62 Shares 113,700 Est. Cost $61.34 Unrealized 0.0%

EEM ISHARES TR 0.0%

Value ($000) $27 Shares 531,600 Est. Cost — Unrealized —

— POWERSHARES QQQ TRUST 0.0%

Value ($000) $16 Shares 1,200,000 Est. Cost $103.25 Unrealized —

JNJ JOHNSON & JOHNSON 0.0%

Value ($000) $1 Shares 90,000 Est. Cost $75.57 Unrealized -0.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TSM	TAIWAN SEMICONDUCTOR MFG LTD	4,299,301	$101,000	20.7%	$22.38	—	SPONSORED ADR	874039100
HSBC	HSBC HLDGS PLC	1,686,939	$71,847	14.7%	$47.40	—	SPON ADR NEW	404280406
—	BHP BILLITON PLC	1,042,052	$48,424	9.9%	$46.47	—	SPONSORED ADR	05545E209
—	CHINA MOBILE LIMITED	496,000	$32,255	6.6%	$61.18	—	SPONSORED ADR	16941M109
IBN	ICICI BK LTD	3,003,935	$31,121	6.4%	$11.26	—	ADR	45104G104
—	VIPSHOP HLDGS LTD	22,000,000	$25,447	5.2%	$1.20	—	NOTE 1.500% 3/1	92763WAA1
FXI	ISHARES TR	569,948	$25,306	5.2%	$44.40	—	CHINA LG-CAP ETF	464287184
INFY	INFOSYS LTD	711,800	$24,970	5.1%	$33.80	—	SPONSORED ADR	456788108
—	QIHOO 360 TECHNOLOGY CO LTD	22,500,000	$21,418	4.4%	$0.95	—	NOTE 2.500% 9/1	74734MAB5
—	TATA MTRS LTD	366,730	$16,338	3.4%	$44.55	—	SPONSORED ADR	876568502
—	TWENTY FIRST CENTY FOX INC	273,464	$8,991	1.8%	$36.89	—	CL B	90130A200
JNJ	JOHNSON & JOHNSON	82,648	$8,314	1.7%	$75.57	-0.6%	COM	478160104
—	SESA STERLITE LTD	612,200	$7,591	1.6%	$13.69	—	SPONSORED ADR	78413F103
MUFG	MITSUBISHI UFJ FINL GROUP IN	1,166,300	$7,254	1.5%	$5.55	—	SPONSORED ADR	606822104
—	MORGAN STANLEY CHINA A SH FD	189,000	$6,222	1.3%	$32.92	—	COM	617468103
HMC	HONDA MOTOR LTD	188,300	$6,169	1.3%	$29.46	—	AMERN SHS	438128308
BIDU	BAIDU INC	27,500	$5,731	1.2%	$221.91	—	SPON ADR REP A	056752108
—	VALE S A	943,309	$4,575	0.9%	$7.26	—	ADR REPSTG PFD	91912E204
—	SOUFUN HLDGS LTD	5,000,000	$4,482	0.9%	$0.88	—	NOTE 2.000%12/1	836034AB4
SLB	SCHLUMBERGER LTD	51,856	$4,327	0.9%	$61.34	0.0%	COM	806857108
UMC	UNITED MICROELECTRONICS CORP	1,433,869	$3,499	0.7%	$2.33	—	SPON ADR NEW	910873405
NMR	NOMURA HLDGS INC	532,514	$3,126	0.6%	$5.77	—	SPONSORED ADR	65535H208
BABA	ALIBABA GROUP HLDG LTD	35,000	$2,913	0.6%	$83.23	—	SPONSORED ADS	01609W102
RDY	DR REDDYS LABS LTD	49,489	$2,826	0.6%	$57.10	—	ADR	256135203
—	ABERDEEN ASIA PACIFIC INCOM	373,700	$2,011	0.4%	$5.38	—	COM	003009107
NTTYY	NIPPON TELEG & TEL CORP	52,800	$1,627	0.3%	$25.95	—	SPONSORED ADR	654624105
FXI	ISHARES TR	2,050,000	$1,475	0.3%	$44.40	—	Put	464287184
SONY	SONY CORP	51,600	$1,382	0.3%	$26.78	—	ADR NEW	835699307
—	MORGAN STANLEY EMER MKTS DEB	141,700	$1,314	0.3%	$9.27	—	COM	61744H105
—	CHINA LIFE INS CO LTD	19,600	$1,295	0.3%	$58.89	—	SPON ADR REP H	16939P106
XOM	EXXON MOBIL CORP	200,000	$1,000	0.2%	—	—	Put	30231G102
—	MAGICJACK VOCALTEC LTD	110,000	$752	0.2%	$8.12	—	SHS	M6787E101
—	DOUBLELINE OPPORTUNISTIC CR	20,000	$497	0.1%	$24.85	—	COM	258623107
SLB	SCHLUMBERGER LTD	140,000	$483	0.1%	$61.34	0.0%	Put	806857108
JNJ	JOHNSON & JOHNSON	14,900	$398	0.1%	$75.57	-0.6%	Call	478160104
RMD	RESMED INC	35,274	$328	0.1%	$56.74	0.0%	COM	761152107
HAL	HALLIBURTON CO	42,500	$143	0.0%	—	—	Call	406216101
FXI	ISHARES TR	700,000	$116	0.0%	$44.40	—	Call	464287184
—	POWERSHARES QQQ TRUST	105,000	$68	0.0%	$103.25	—	Put	73935A104
SLB	SCHLUMBERGER LTD	113,700	$62	0.0%	$61.34	0.0%	Call	806857108
EEM	ISHARES TR	531,600	$27	0.0%	—	—	Put	464287234
—	POWERSHARES QQQ TRUST	1,200,000	$16	0.0%	$103.25	—	Call	73935A104
JNJ	JOHNSON & JOHNSON	90,000	$1	0.0%	$75.57	-0.6%	Put	478160104