Peak Financial Management, Inc. Diversified Active

Location: Wellesley, MA

CIK: 0001669662 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Dec 16, 2016

Total Value: $231M (100.0% shares, 0.0% debt)

Holdings (30)

VTI VANGUARD INDEX FDS 11.7%

Value $27.15M Shares 243,849 Share Price $111.33 Est. Cost/Share $105.32 Unrealized @ Report Date +5.7%

EFAV ISHARES TR 7.9%

Value $18.37M Shares 271,602 Share Price $67.64 Est. Cost/Share $65.65 Unrealized @ Report Date +3.0%

VOO VANGUARD INDEX FDS 7.8%

Value $17.99M Shares 90,563 Share Price $198.69 Est. Cost/Share $188.28 Unrealized @ Report Date +5.5%

— RYDEX ETF TRUST 7.1%

Value $16.39M Shares 105,361 Share Price $155.61 Est. Cost/Share $153.49 Unrealized @ Report Date —

DBEF DBX ETF TR 7.1%

Value $16.31M Shares 618,435 Share Price $26.38 Est. Cost/Share $27.61 Unrealized @ Report Date -4.5%

AGG ISHARES TR 6.7%

Value $15.53M Shares 138,103 Share Price $112.42 Est. Cost/Share $108.85 Unrealized @ Report Date +3.3%

VGT VANGUARD WORLD FDS 6.3%

Value $14.63M Shares 121,507 Share Price $120.37 * Est. Cost/Share $13.64 Unrealized @ Report Date +10.3%

ILTB ISHARES 6.2%

Value $14.39M Shares 216,062 Share Price $66.61 Est. Cost/Share $61.03 Unrealized @ Report Date +9.1%

BNDX VANGUARD CHARLOTTE FDS 5.6%

Value $12.93M Shares 230,683 Share Price $56.04 Est. Cost/Share $52.99 Unrealized @ Report Date +5.7%

VNQ VANGUARD INDEX FDS 4.2%

Value $9.602M Shares 110,694 Share Price $86.74 Est. Cost/Share $79.16 Unrealized @ Report Date +9.6%

ACWV ISHARES 4.0%

Value $9.302M Shares 122,096 Share Price $76.19 Est. Cost/Share $73.53 Unrealized @ Report Date +3.6%

MORT VANECK VECTORS ETF TR 4.0%

Value $9.239M Shares 411,158 Share Price $22.47 Est. Cost/Share $20.66 Unrealized @ Report Date +8.7%

IHY VANECK VECTORS ETF TR 3.2%

Value $7.414M Shares 299,780 Share Price $24.73 Est. Cost/Share $23.87 Unrealized @ Report Date +3.6%

OPPE WISDOMTREE TR 3.1%

Value $7.071M Shares 289,541 Share Price $24.42 Est. Cost/Share $24.94 Unrealized @ Report Date -2.1%

VCIT VANGUARD SCOTTSDALE FDS 2.9%

Value $6.8M Shares 75,911 Share Price $89.58 Est. Cost/Share $86.07 Unrealized @ Report Date +4.1%

— JPMORGAN CHASE & CO 2.8%

Value $6.422M Shares 203,868 Share Price $31.50 Est. Cost/Share $28.97 Unrealized @ Report Date —

VWO VANGUARD INTL EQUITY INDEX F 2.7%

Value $6.307M Shares 167,601 Share Price $37.63 Est. Cost/Share $34.42 Unrealized @ Report Date +9.3%

SHYG ISHARES TR 2.6%

Value $5.958M Shares 126,007 Share Price $47.28 Est. Cost/Share $46.09 Unrealized @ Report Date +2.6%

IBB ISHARES TR 2.3%

Value $5.238M Shares 18,096 Share Price $289.46 * Est. Cost/Share $89.72 Unrealized @ Report Date +7.5%

AAPL APPLE INC 0.5%

Value $1.047M Shares 9,263 Share Price $113.03 * Est. Cost/Share $22.62 Unrealized @ Report Date +14.6%

XOM EXXON MOBIL CORP 0.3%

Value $738K Shares 8,450 Share Price $87.34 * Est. Cost/Share $57.85 Unrealized @ Report Date -0.1%

VZ VERIZON COMMUNICATIONS INC 0.2%

Value $478K Shares 9,204 Share Price $51.93 * Est. Cost/Share $31.47 Unrealized @ Report Date +1.3%

PHYS SPROTT PHYSICAL GOLD TRUST 0.1%

Value $341K Shares 31,150 Share Price $10.95 Est. Cost/Share $10.11 Unrealized @ Report Date —

VCR VANGUARD WORLD FDS 0.1%

Value $259K Shares 2,060 Share Price $125.73 Est. Cost/Share $124.59 Unrealized @ Report Date +0.9%

— GENERAL ELECTRIC CO 0.1%

Value $250K Shares 8,426 Share Price $29.67 Est. Cost/Share $29.67 Unrealized @ Report Date —

PG PROCTER AND GAMBLE CO 0.1%

Value $227K Shares 2,527 Share Price $89.83 * Est. Cost/Share $63.33 Unrealized @ Report Date +10.3%

PM PHILIP MORRIS INTL INC 0.1%

Value $213K Shares 2,188 Share Price $97.35 * Est. Cost/Share $61.40 Unrealized @ Report Date -0.6%

SDY SPDR SERIES TRUST 0.1%

Value $212K Shares 2,513 Share Price $84.36 Est. Cost/Share $76.22 Unrealized @ Report Date +10.7%

SPY SPDR S&P 500 ETF TR 0.1%

Value $209K Shares 967 Share Price $216.13 Est. Cost/Share $207.49 Unrealized @ Report Date +4.2%

— STAPLES INC 0.0%

Value $95,000 Shares 11,129 Share Price $8.54 Est. Cost/Share $8.63 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VTI	VANGUARD INDEX FDS	243,849	$27.15M	11.7%	$111.33	$105.32	+5.7%	TOTAL STK MKT	922908769
EFAV	ISHARES TR	271,602	$18.37M	7.9%	$67.64	$65.65	+3.0%	MIN VOL EAFE ETF	46429B689
VOO	VANGUARD INDEX FDS	90,563	$17.99M	7.8%	$198.69	$188.28	+5.5%	S&P 500 ETF SHS	922908363
—	RYDEX ETF TRUST	105,361	$16.39M	7.1%	$155.61	$153.49	—	GUG S&P500EQWTHC	78355W841
DBEF	DBX ETF TR	618,435	$16.31M	7.1%	$26.38	$27.61	-4.5%	XTRAK MSCI EAFE	233051200
AGG	ISHARES TR	138,103	$15.53M	6.7%	$112.42	$108.85	+3.3%	CORE US AGGBD ET	464287226
VGT	VANGUARD WORLD FDS	121,507	$14.63M	6.3%	$120.37 *	$13.64	+10.3%	INF TECH ETF	92204A702
ILTB	ISHARES	216,062	$14.39M	6.2%	$66.61	$61.03	+9.1%	CORE LT USDB ETF	464289479
BNDX	VANGUARD CHARLOTTE FDS	230,683	$12.93M	5.6%	$56.04	$52.99	+5.7%	INTL BD IDX ETF	92203J407
VNQ	VANGUARD INDEX FDS	110,694	$9.602M	4.2%	$86.74	$79.16	+9.6%	REIT ETF	922908553
ACWV	ISHARES	122,096	$9.302M	4.0%	$76.19	$73.53	+3.6%	MIN VOL GBL ETF	464286525
MORT	VANECK VECTORS ETF TR	411,158	$9.239M	4.0%	$22.47	$20.66	+8.7%	MTG REIT INCOME	92189F452
IHY	VANECK VECTORS ETF TR	299,780	$7.414M	3.2%	$24.73	$23.87	+3.6%	INTL HIGH YIELD	92189F445
OPPE	WISDOMTREE TR	289,541	$7.071M	3.1%	$24.42	$24.94	-2.1%	EUR HDG SMLCAP	97717X552
VCIT	VANGUARD SCOTTSDALE FDS	75,911	$6.8M	2.9%	$89.58	$86.07	+4.1%	INT-TERM CORP	92206C870
—	JPMORGAN CHASE & CO	203,868	$6.422M	2.8%	$31.50	$28.97	—	ALERIAN ML ETN	46625H365
VWO	VANGUARD INTL EQUITY INDEX F	167,601	$6.307M	2.7%	$37.63	$34.42	+9.3%	FTSE EMR MKT ETF	922042858
SHYG	ISHARES TR	126,007	$5.958M	2.6%	$47.28	$46.09	+2.6%	0-5YR HI YL CP	46434V407
IBB	ISHARES TR	18,096	$5.238M	2.3%	$289.46 *	$89.72	+7.5%	NASDQ BIOTEC ETF	464287556
AAPL	APPLE INC	9,263	$1.047M	0.5%	$113.03 *	$22.62	+14.6%	COM	037833100
XOM	EXXON MOBIL CORP	8,450	$738K	0.3%	$87.34 *	$57.85	-0.1%	COM	30231G102
VZ	VERIZON COMMUNICATIONS INC	9,204	$478K	0.2%	$51.93 *	$31.47	+1.3%	COM	92343V104
PHYS	SPROTT PHYSICAL GOLD TRUST	31,150	$341K	0.1%	$10.95	$10.11	—	UNIT	85207H104
VCR	VANGUARD WORLD FDS	2,060	$259K	0.1%	$125.73	$124.59	+0.9%	CONSUM DIS ETF	92204A108
—	GENERAL ELECTRIC CO	8,426	$250K	0.1%	$29.67	$29.67	—	COM	369604103
PG	PROCTER AND GAMBLE CO	2,527	$227K	0.1%	$89.83 *	$63.33	+10.3%	COM	742718109
PM	PHILIP MORRIS INTL INC	2,188	$213K	0.1%	$97.35 *	$61.40	-0.6%	COM	718172109
SDY	SPDR SERIES TRUST	2,513	$212K	0.1%	$84.36	$76.22	+10.7%	S&P DIVID ETF	78464A763
SPY	SPDR S&P 500 ETF TR	967	$209K	0.1%	$216.13	$207.49	+4.2%	TR UNIT	78462F103
—	STAPLES INC	11,129	$95,000	0.0%	$8.54	$8.63	—	COM	855030102