Peak Financial Management, Inc. Diversified Active

CIK: 0001669662 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Dec 16, 2016

Total Value ($000): $231,115 (100.0% shares, 0.0% debt)

Holdings (30)

VTI VANGUARD INDEX FDS 11.7%

Value ($000) $27,148 Shares 243,849 Est. Cost $104.30 Unrealized —

EFAV ISHARES TR 7.9%

Value ($000) $18,371 Shares 271,602 Est. Cost $65.50 Unrealized —

VOO VANGUARD INDEX FDS 7.8%

Value ($000) $17,994 Shares 90,563 Est. Cost $186.93 Unrealized —

— RYDEX ETF TRUST 7.1%

Value ($000) $16,395 Shares 105,361 Est. Cost $153.49 Unrealized —

DBEF DBX ETF TR 7.1%

Value ($000) $16,314 Shares 618,435 Est. Cost $27.16 Unrealized —

AGG ISHARES TR 6.7%

Value ($000) $15,526 Shares 138,103 Est. Cost $108.01 Unrealized —

VGT VANGUARD WORLD FDS 6.3%

Value ($000) $14,626 Shares 121,507 Est. Cost $108.29 Unrealized —

ILTB ISHARES 6.2%

Value ($000) $14,392 Shares 216,062 Est. Cost $61.18 Unrealized —

BNDX VANGUARD CHARLOTTE FDS 5.6%

Value ($000) $12,927 Shares 230,683 Est. Cost $52.88 Unrealized —

VNQ VANGUARD INDEX FDS 4.2%

Value ($000) $9,602 Shares 110,694 Est. Cost $79.73 Unrealized —

ACWV ISHARES 4.0%

Value ($000) $9,302 Shares 122,096 Est. Cost $72.98 Unrealized —

MORT VANECK VECTORS ETF TR 4.0%

Value ($000) $9,239 Shares 411,158 Est. Cost $21.68 Unrealized —

IHY VANECK VECTORS ETF TR 3.2%

Value ($000) $7,414 Shares 299,780 Est. Cost $23.97 Unrealized —

OPPE WISDOMTREE TR 3.1%

Value ($000) $7,071 Shares 289,541 Est. Cost $24.56 Unrealized —

VCIT VANGUARD SCOTTSDALE FDS 2.9%

Value ($000) $6,800 Shares 75,911 Est. Cost $85.52 Unrealized —

— JPMORGAN CHASE & CO 2.8%

Value ($000) $6,422 Shares 203,868 Est. Cost $28.97 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 2.7%

Value ($000) $6,307 Shares 167,601 Est. Cost $32.71 Unrealized —

SHYG ISHARES TR 2.6%

Value ($000) $5,958 Shares 126,007 Est. Cost $46.70 Unrealized —

IBB ISHARES TR 2.3%

Value ($000) $5,238 Shares 18,096 Est. Cost $257.34 Unrealized —

AAPL APPLE INC 0.5%

Value ($000) $1,047 Shares 9,263 Est. Cost $22.62 Unrealized +7.1%

XOM EXXON MOBIL CORP 0.3%

Value ($000) $738 Shares 8,450 Est. Cost $57.85 Unrealized +1.2%

VZ VERIZON COMMUNICATIONS INC 0.2%

Value ($000) $478 Shares 9,204 Est. Cost $31.47 Unrealized +4.5%

PHYS SPROTT PHYSICAL GOLD TRUST 0.1%

Value ($000) $341 Shares 31,150 Est. Cost $10.11 Unrealized —

VCR VANGUARD WORLD FDS 0.1%

Value ($000) $259 Shares 2,060 Est. Cost $122.59 Unrealized —

— GENERAL ELECTRIC CO 0.1%

Value ($000) $250 Shares 8,426 Est. Cost $29.67 Unrealized —

PG PROCTER AND GAMBLE CO 0.1%

Value ($000) $227 Shares 2,527 Est. Cost $63.33 Unrealized +6.6%

PM PHILIP MORRIS INTL INC 0.1%

Value ($000) $213 Shares 2,188 Est. Cost $61.40 Unrealized +1.4%

SDY SPDR SERIES TRUST 0.1%

Value ($000) $212 Shares 2,513 Est. Cost $73.52 Unrealized —

SPY SPDR S&P 500 ETF TR 0.1%

Value ($000) $209 Shares 967 Est. Cost $209.93 Unrealized —

— STAPLES INC 0.0%

Value ($000) $95 Shares 11,129 Est. Cost $8.63 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD INDEX FDS	243,849	$27,148	11.7%	$104.30	—	TOTAL STK MKT	922908769
EFAV	ISHARES TR	271,602	$18,371	7.9%	$65.50	—	MIN VOL EAFE ETF	46429B689
VOO	VANGUARD INDEX FDS	90,563	$17,994	7.8%	$186.93	—	S&P 500 ETF SHS	922908363
—	RYDEX ETF TRUST	105,361	$16,395	7.1%	$153.49	—	GUG S&P500EQWTHC	78355W841
DBEF	DBX ETF TR	618,435	$16,314	7.1%	$27.16	—	XTRAK MSCI EAFE	233051200
AGG	ISHARES TR	138,103	$15,526	6.7%	$108.01	—	CORE US AGGBD ET	464287226
VGT	VANGUARD WORLD FDS	121,507	$14,626	6.3%	$108.29	—	INF TECH ETF	92204A702
ILTB	ISHARES	216,062	$14,392	6.2%	$61.18	—	CORE LT USDB ETF	464289479
BNDX	VANGUARD CHARLOTTE FDS	230,683	$12,927	5.6%	$52.88	—	INTL BD IDX ETF	92203J407
VNQ	VANGUARD INDEX FDS	110,694	$9,602	4.2%	$79.73	—	REIT ETF	922908553
ACWV	ISHARES	122,096	$9,302	4.0%	$72.98	—	MIN VOL GBL ETF	464286525
MORT	VANECK VECTORS ETF TR	411,158	$9,239	4.0%	$21.68	—	MTG REIT INCOME	92189F452
IHY	VANECK VECTORS ETF TR	299,780	$7,414	3.2%	$23.97	—	INTL HIGH YIELD	92189F445
OPPE	WISDOMTREE TR	289,541	$7,071	3.1%	$24.56	—	EUR HDG SMLCAP	97717X552
VCIT	VANGUARD SCOTTSDALE FDS	75,911	$6,800	2.9%	$85.52	—	INT-TERM CORP	92206C870
—	JPMORGAN CHASE & CO	203,868	$6,422	2.8%	$28.97	—	ALERIAN ML ETN	46625H365
VWO	VANGUARD INTL EQUITY INDEX F	167,601	$6,307	2.7%	$32.71	—	FTSE EMR MKT ETF	922042858
SHYG	ISHARES TR	126,007	$5,958	2.6%	$46.70	—	0-5YR HI YL CP	46434V407
IBB	ISHARES TR	18,096	$5,238	2.3%	$257.34	—	NASDQ BIOTEC ETF	464287556
AAPL	APPLE INC	9,263	$1,047	0.5%	$22.62	+7.1%	COM	037833100
XOM	EXXON MOBIL CORP	8,450	$738	0.3%	$57.85	+1.2%	COM	30231G102
VZ	VERIZON COMMUNICATIONS INC	9,204	$478	0.2%	$31.47	+4.5%	COM	92343V104
PHYS	SPROTT PHYSICAL GOLD TRUST	31,150	$341	0.1%	$10.11	—	UNIT	85207H104
VCR	VANGUARD WORLD FDS	2,060	$259	0.1%	$122.59	—	CONSUM DIS ETF	92204A108
—	GENERAL ELECTRIC CO	8,426	$250	0.1%	$29.67	—	COM	369604103
PG	PROCTER AND GAMBLE CO	2,527	$227	0.1%	$63.33	+6.6%	COM	742718109
PM	PHILIP MORRIS INTL INC	2,188	$213	0.1%	$61.40	+1.4%	COM	718172109
SDY	SPDR SERIES TRUST	2,513	$212	0.1%	$73.52	—	S&P DIVID ETF	78464A763
SPY	SPDR S&P 500 ETF TR	967	$209	0.1%	$209.93	—	TR UNIT	78462F103
—	STAPLES INC	11,129	$95	0.0%	$8.63	—	COM	855030102