Peak Financial Management, Inc. Diversified Active

CIK: 0001669662 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 15, 2017

Total Value ($000): $229,756 (100.0% shares, 0.0% debt)

Holdings (40)

VTI VANGUARD INDEX FDS 10.6%

Value ($000) $24,438 Shares 211,914 Est. Cost $104.30 Unrealized —

VOO VANGUARD INDEX FDS 7.6%

Value ($000) $17,497 Shares 85,221 Est. Cost $186.93 Unrealized —

DBEF DBX ETF TR 7.4%

Value ($000) $17,058 Shares 607,901 Est. Cost $27.16 Unrealized —

EFAV ISHARES TR 7.0%

Value ($000) $16,010 Shares 261,510 Est. Cost $65.50 Unrealized —

— RYDEX ETF TRUST 6.5%

Value ($000) $14,883 Shares 101,998 Est. Cost $153.49 Unrealized —

AGG ISHARES TR 6.4%

Value ($000) $14,738 Shares 136,388 Est. Cost $108.01 Unrealized —

VGT VANGUARD WORLD FDS 5.9%

Value ($000) $13,447 Shares 110,674 Est. Cost $108.29 Unrealized —

ILTB ISHARES 5.7%

Value ($000) $13,140 Shares 216,648 Est. Cost $61.18 Unrealized —

BNDX VANGUARD CHARLOTTE FDS 5.5%

Value ($000) $12,560 Shares 231,342 Est. Cost $52.88 Unrealized —

MORT VANECK VECTORS ETF TR 4.0%

Value ($000) $9,167 Shares 419,177 Est. Cost $21.68 Unrealized —

ACWV ISHARES 3.8%

Value ($000) $8,752 Shares 120,540 Est. Cost $72.98 Unrealized —

VNQ VANGUARD INDEX FDS 3.6%

Value ($000) $8,294 Shares 100,491 Est. Cost $79.73 Unrealized —

IHY VANECK VECTORS ETF TR 3.2%

Value ($000) $7,238 Shares 303,870 Est. Cost $23.97 Unrealized —

SCHC SCHWAB STRATEGIC TR 3.1%

Value ($000) $7,110 Shares 244,336 Est. Cost $29.10 Unrealized —

— CENTRAL FD CDA LTD 3.0%

Value ($000) $7,007 Shares 620,680 Est. Cost $11.29 Unrealized —

VCIT VANGUARD SCOTTSDALE FDS 2.9%

Value ($000) $6,634 Shares 77,413 Est. Cost $85.52 Unrealized —

— JPMORGAN CHASE & CO 2.9%

Value ($000) $6,605 Shares 208,960 Est. Cost $29.03 Unrealized —

SHYG ISHARES TR 2.7%

Value ($000) $6,231 Shares 131,623 Est. Cost $46.73 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 2.6%

Value ($000) $5,931 Shares 165,772 Est. Cost $32.71 Unrealized —

SCHB SCHWAB STRATEGIC TR 1.6%

Value ($000) $3,593 Shares 66,311 Est. Cost $54.18 Unrealized —

FTEC FIDELITY 0.5%

Value ($000) $1,182 Shares 32,030 Est. Cost $36.90 Unrealized —

SCHX SCHWAB STRATEGIC TR 0.5%

Value ($000) $1,125 Shares 21,125 Est. Cost $53.25 Unrealized —

AAPL APPLE INC 0.5%

Value ($000) $1,073 Shares 9,263 Est. Cost $22.62 Unrealized +15.3%

SCHH SCHWAB STRATEGIC TR 0.4%

Value ($000) $880 Shares 21,440 Est. Cost $41.04 Unrealized —

XOM EXXON MOBIL CORP 0.3%

Value ($000) $757 Shares 8,386 Est. Cost $57.85 Unrealized +0.6%

SCHF SCHWAB STRATEGIC TR 0.3%

Value ($000) $717 Shares 25,896 Est. Cost $27.69 Unrealized —

VZ VERIZON COMMUNICATIONS INC 0.2%

Value ($000) $491 Shares 9,204 Est. Cost $31.47 Unrealized -1.5%

CORP PIMCO ETF TR 0.2%

Value ($000) $440 Shares 4,305 Est. Cost $102.21 Unrealized —

XLV SELECT SECTOR SPDR TR 0.2%

Value ($000) $422 Shares 6,117 Est. Cost $68.99 Unrealized —

SPGM SPDR INDEX SHS FDS 0.1%

Value ($000) $300 Shares 4,584 Est. Cost $65.45 Unrealized —

IEFA ISHARES TR 0.1%

Value ($000) $274 Shares 5,112 Est. Cost $53.60 Unrealized —

PHYS SPROTT PHYSICAL GOLD TRUST 0.1%

Value ($000) $272 Shares 29,000 Est. Cost $10.11 Unrealized —

SCHZ SCHWAB STRATEGIC TR 0.1%

Value ($000) $254 Shares 4,935 Est. Cost $51.47 Unrealized —

SCHE SCHWAB STRATEGIC TR 0.1%

Value ($000) $254 Shares 11,765 Est. Cost $21.59 Unrealized —

VCR VANGUARD WORLD FDS 0.1%

Value ($000) $235 Shares 1,827 Est. Cost $122.59 Unrealized —

SDY SPDR SERIES TRUST 0.1%

Value ($000) $215 Shares 2,513 Est. Cost $73.52 Unrealized —

PG PROCTER AND GAMBLE CO 0.1%

Value ($000) $212 Shares 2,527 Est. Cost $63.33 Unrealized +5.4%

PM PHILIP MORRIS INTL INC 0.1%

Value ($000) $200 Shares 2,188 Est. Cost $61.40 Unrealized -5.2%

— STAPLES INC 0.0%

Value ($000) $101 Shares 11,129 Est. Cost $8.63 Unrealized —

LYV LIVE NATION ENTERTAINMENT IN 0.0%

Value ($000) $19 Shares 18,620 Est. Cost $27.52 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD INDEX FDS	211,914	$24,438	10.6%	$104.30	—	TOTAL STK MKT	922908769
VOO	VANGUARD INDEX FDS	85,221	$17,497	7.6%	$186.93	—	S&P 500 ETF SHS	922908363
DBEF	DBX ETF TR	607,901	$17,058	7.4%	$27.16	—	XTRAK MSCI EAFE	233051200
EFAV	ISHARES TR	261,510	$16,010	7.0%	$65.50	—	MIN VOL EAFE ETF	46429B689
—	RYDEX ETF TRUST	101,998	$14,883	6.5%	$153.49	—	GUG S&P500EQWTHC	78355W841
AGG	ISHARES TR	136,388	$14,738	6.4%	$108.01	—	CORE US AGGBD ET	464287226
VGT	VANGUARD WORLD FDS	110,674	$13,447	5.9%	$108.29	—	INF TECH ETF	92204A702
ILTB	ISHARES	216,648	$13,140	5.7%	$61.18	—	CORE LT USDB ETF	464289479
BNDX	VANGUARD CHARLOTTE FDS	231,342	$12,560	5.5%	$52.88	—	INTL BD IDX ETF	92203J407
MORT	VANECK VECTORS ETF TR	419,177	$9,167	4.0%	$21.68	—	MTG REIT INCOME	92189F452
ACWV	ISHARES	120,540	$8,752	3.8%	$72.98	—	MIN VOL GBL ETF	464286525
VNQ	VANGUARD INDEX FDS	100,491	$8,294	3.6%	$79.73	—	REIT ETF	922908553
IHY	VANECK VECTORS ETF TR	303,870	$7,238	3.2%	$23.97	—	INTL HIGH YIELD	92189F445
SCHC	SCHWAB STRATEGIC TR	244,336	$7,110	3.1%	$29.10	—	INTL SCEQT ETF	808524888
—	CENTRAL FD CDA LTD	620,680	$7,007	3.0%	$11.29	—	CL A	153501101
VCIT	VANGUARD SCOTTSDALE FDS	77,413	$6,634	2.9%	$85.52	—	INT-TERM CORP	92206C870
—	JPMORGAN CHASE & CO	208,960	$6,605	2.9%	$29.03	—	ALERIAN ML ETN	46625H365
SHYG	ISHARES TR	131,623	$6,231	2.7%	$46.73	—	0-5YR HI YL CP	46434V407
VWO	VANGUARD INTL EQUITY INDEX F	165,772	$5,931	2.6%	$32.71	—	FTSE EMR MKT ETF	922042858
SCHB	SCHWAB STRATEGIC TR	66,311	$3,593	1.6%	$54.18	—	US BRD MKT ETF	808524102
FTEC	FIDELITY	32,030	$1,182	0.5%	$36.90	—	MSCI INFO TECH I	316092808
SCHX	SCHWAB STRATEGIC TR	21,125	$1,125	0.5%	$53.25	—	US LRG CAP ETF	808524201
AAPL	APPLE INC	9,263	$1,073	0.5%	$22.62	+15.3%	COM	037833100
SCHH	SCHWAB STRATEGIC TR	21,440	$880	0.4%	$41.04	—	US REIT ETF	808524847
XOM	EXXON MOBIL CORP	8,386	$757	0.3%	$57.85	+0.6%	COM	30231G102
SCHF	SCHWAB STRATEGIC TR	25,896	$717	0.3%	$27.69	—	INTL EQTY ETF	808524805
VZ	VERIZON COMMUNICATIONS INC	9,204	$491	0.2%	$31.47	-1.5%	COM	92343V104
CORP	PIMCO ETF TR	4,305	$440	0.2%	$102.21	—	INV GRD CRP BD	72201R817
XLV	SELECT SECTOR SPDR TR	6,117	$422	0.2%	$68.99	—	SBI HEALTHCARE	81369Y209
SPGM	SPDR INDEX SHS FDS	4,584	$300	0.1%	$65.45	—	MSCI ACWI ETF	78463X475
IEFA	ISHARES TR	5,112	$274	0.1%	$53.60	—	CORE MSCI EAFE	46432F842
PHYS	SPROTT PHYSICAL GOLD TRUST	29,000	$272	0.1%	$10.11	—	UNIT	85207H104
SCHZ	SCHWAB STRATEGIC TR	4,935	$254	0.1%	$51.47	—	US AGGREGATE B	808524839
SCHE	SCHWAB STRATEGIC TR	11,765	$254	0.1%	$21.59	—	EMRG MKTEQ ETF	808524706
VCR	VANGUARD WORLD FDS	1,827	$235	0.1%	$122.59	—	CONSUM DIS ETF	92204A108
SDY	SPDR SERIES TRUST	2,513	$215	0.1%	$73.52	—	S&P DIVID ETF	78464A763
PG	PROCTER AND GAMBLE CO	2,527	$212	0.1%	$63.33	+5.4%	COM	742718109
PM	PHILIP MORRIS INTL INC	2,188	$200	0.1%	$61.40	-5.2%	COM	718172109
—	STAPLES INC	11,129	$101	0.0%	$8.63	—	COM	855030102
LYV	LIVE NATION ENTERTAINMENT IN	18,620	$19	0.0%	$27.52	0.0%	COM	538034109