INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 14, 2018

Total Value ($000): $349,039 (1.7% shares, 98.3% debt)

Holdings (29)

— ANTHEM INC 7.9%

Value ($000) $27,684 Shares 9,191,000 Est. Cost $2.06 Unrealized —

— PRICELINE GRP INC 7.5%

Value ($000) $26,164 Shares 20,963,000 Est. Cost $1.01 Unrealized —

— INTEL CORP 7.4%

Value ($000) $25,745 Shares 10,350,000 Est. Cost $2.22 Unrealized —

— ILLUMINA INC 6.8%

Value ($000) $23,636 Shares 21,364,000 Est. Cost $1.16 Unrealized —

— RED HAT INC 5.7%

Value ($000) $19,940 Shares 9,861,000 Est. Cost $1.30 Unrealized —

— ARES CAP CORP 4.9%

Value ($000) $17,126 Shares 16,800,000 Est. Cost $1.02 Unrealized —

— CITRIX SYS INC 4.5%

Value ($000) $15,849 Shares 12,040,000 Est. Cost $1.19 Unrealized —

— NOVELLUS SYS INC 4.5%

Value ($000) $15,635 Shares 2,583,000 Est. Cost $2.79 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 4.3%

Value ($000) $15,045 Shares 15,216,000 Est. Cost $1.13 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 3.9%

Value ($000) $13,663 Shares 15,589,000 Est. Cost $1.00 Unrealized —

— FIDELITY NATIONAL FINANCIAL 3.8%

Value ($000) $13,145 Shares 4,235,000 Est. Cost $1.66 Unrealized —

— ALZA CORP 3.7%

Value ($000) $12,959 Shares 7,339,000 Est. Cost $1.42 Unrealized —

— RPM INTL INC 3.7%

Value ($000) $12,796 Shares 11,395,000 Est. Cost $1.40 Unrealized —

— PROSPECT CAPITAL CORPORATION 3.1%

Value ($000) $10,994 Shares 10,791,000 Est. Cost $1.05 Unrealized —

— AMERICAN RLTY CAP PPTYS INC 3.1%

Value ($000) $10,960 Shares 10,864,000 Est. Cost $1.03 Unrealized —

— SPIRIT RLTY CAP INC NEW 3.1%

Value ($000) $10,789 Shares 10,844,000 Est. Cost $1.08 Unrealized —

— PROSPECT CAPITAL CORPORATION 2.9%

Value ($000) $10,247 Shares 10,233,000 Est. Cost $0.90 Unrealized —

— SPIRIT RLTY CAP INC NEW 2.7%

Value ($000) $9,567 Shares 9,433,000 Est. Cost $1.09 Unrealized —

— AMERICAN RLTY CAP PPTYS INC 2.7%

Value ($000) $9,461 Shares 9,461,000 Est. Cost $1.00 Unrealized —

— LAM RESEARCH CORP 2.7%

Value ($000) $9,411 Shares 2,790,000 Est. Cost $1.59 Unrealized —

— TPG SPECIALTY LENDING INC 2.5%

Value ($000) $8,783 Shares 8,600,000 Est. Cost $1.02 Unrealized —

— HERCULES CAPITAL INC 2.1%

Value ($000) $7,310 Shares 7,225,000 Est. Cost $1.01 Unrealized —

— ARES CAP CORP 1.4%

Value ($000) $4,764 Shares 4,711,000 Est. Cost $1.04 Unrealized —

— PRICELINE GRP INC 1.3%

Value ($000) $4,447 Shares 2,770,000 Est. Cost $1.18 Unrealized —

— WELLS FARGO CO NEW 1.2%

Value ($000) $4,240 Shares 3,287 Est. Cost $1186.84 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 1.1%

Value ($000) $3,871 Shares 4,362,000 Est. Cost $1.00 Unrealized —

— BANK AMER CORP 0.5%

Value ($000) $1,833 Shares 1,425 Est. Cost $1080.28 Unrealized —

— DANAHER CORP DEL 0.5%

Value ($000) $1,813 Shares 484,000 Est. Cost $2.26 Unrealized —

— ON SEMICONDUCTOR CORP 0.3%

Value ($000) $1,162 Shares 814,000 Est. Cost $0.89 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	ANTHEM INC	9,191,000	$27,684	7.9%	$2.06	—	NOTE 2.750%10/1	94973VBG1
—	PRICELINE GRP INC	20,963,000	$26,164	7.5%	$1.01	—	NOTE 0.900% 9/1	741503AX4
—	INTEL CORP	10,350,000	$25,745	7.4%	$2.22	—	SDCV 3.250% 8/0	458140AF7
—	ILLUMINA INC	21,364,000	$23,636	6.8%	$1.16	—	NOTE 6/1	452327AF6
—	RED HAT INC	9,861,000	$19,940	5.7%	$1.30	—	NOTE 0.250%10/0	756577AD4
—	ARES CAP CORP	16,800,000	$17,126	4.9%	$1.02	—	NOTE 3.750% 2/0	04010LAT0
—	CITRIX SYS INC	12,040,000	$15,849	4.5%	$1.19	—	NOTE 0.500% 4/1	177376AD2
—	NOVELLUS SYS INC	2,583,000	$15,635	4.5%	$2.79	—	NOTE 2.625% 5/1	670008AD3
—	MACQUARIE INFRASTRUCTURE COR	15,216,000	$15,045	4.3%	$1.13	—	NOTE 2.875% 7/1	55608BAA3
—	TEVA PHARMACEUTICAL FIN LLC	15,589,000	$13,663	3.9%	$1.00	—	DBCV 0.250% 2/0	88163VAE9
—	FIDELITY NATIONAL FINANCIAL	4,235,000	$13,145	3.8%	$1.66	—	NOTE 4.250% 8/1	31620RAE5
—	ALZA CORP	7,339,000	$12,959	3.7%	$1.42	—	SDCV 7/2	02261WAB5
—	RPM INTL INC	11,395,000	$12,796	3.7%	$1.40	—	NOTE 2.250%12/1	749685AT0
—	PROSPECT CAPITAL CORPORATION	10,791,000	$10,994	3.1%	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	AMERICAN RLTY CAP PPTYS INC	10,864,000	$10,960	3.1%	$1.03	—	NOTE 3.750%12/1	02917TAB0
—	SPIRIT RLTY CAP INC NEW	10,844,000	$10,789	3.1%	$1.08	—	NOTE 2.875% 5/1	84860WAA0
—	PROSPECT CAPITAL CORPORATION	10,233,000	$10,247	2.9%	$0.90	—	NOTE 4.750% 4/1	74348TAQ5
—	SPIRIT RLTY CAP INC NEW	9,433,000	$9,567	2.7%	$1.09	—	NOTE 3.750% 5/1	84860WAB8
—	AMERICAN RLTY CAP PPTYS INC	9,461,000	$9,461	2.7%	$1.00	—	NOTE 3.000% 8/0	02917TAA2
—	LAM RESEARCH CORP	2,790,000	$9,411	2.7%	$1.59	—	NOTE 1.250% 5/1	512807AL2
—	TPG SPECIALTY LENDING INC	8,600,000	$8,783	2.5%	$1.02	—	NOTE 4.500% 8/0	87265KAD4
—	HERCULES CAPITAL INC	7,225,000	$7,310	2.1%	$1.01	—	DBCV 4.375% 2/0	427096AF9
—	ARES CAP CORP	4,711,000	$4,764	1.4%	$1.04	—	NOTE 4.375% 1/1	04010LAM5
—	PRICELINE GRP INC	2,770,000	$4,447	1.3%	$1.18	—	NOTE 0.350% 6/1	741503AS5
—	WELLS FARGO CO NEW	3,287	$4,240	1.2%	$1186.84	—	PERP PFD CNV A	949746804
—	MACQUARIE INFRASTRUCTURE COR	4,362,000	$3,871	1.1%	$1.00	—	NOTE 2.000%10/0	55608BAB1
—	BANK AMER CORP	1,425	$1,833	0.5%	$1080.28	—	7.25%CNV PFD L	060505682
—	DANAHER CORP DEL	484,000	$1,813	0.5%	$2.26	—	DBCV 1/2	235851AF9
—	ON SEMICONDUCTOR CORP	814,000	$1,162	0.3%	$0.89	—	NOTE 1.000%12/0	682189AK1