NINE MASTS CAPITAL Ltd Hedge Fund

CIK: 0001569356 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Dec 4, 2020

Total Value ($000): $126,396 (100.0% shares, 0.0% debt)

Holdings (42)

GOOGL ALPHABET INC 42.2%

Value ($000) $53,297 Shares 36,365 Est. Cost $75.62 Unrealized 0.0%

SMFG SUMITOMO MITSUI FINL GROUP I 19.4%

Value ($000) $24,547 Shares 4,437,941 Est. Cost $42.19 Unrealized —

KT KT CORP 14.4%

Value ($000) $18,166 Shares 1,851,590 Est. Cost $2022.69 Unrealized —

INFY INFOSYS LTD 3.6%

Value ($000) $4,557 Shares 330,000 Est. Cost $9.98 Unrealized —

QQQ INVESCO QQQ TR 3.4%

Value ($000) $4,353 Shares 15,668 Est. Cost $247.60 Unrealized —

JD JD.COM INC 2.7%

Value ($000) $3,459 Shares 45,618 Est. Cost $75.83 Unrealized —

ASX ASE TECHNOLOGY HLDG CO LTD 1.7%

Value ($000) $2,104 Shares 515,309 Est. Cost $369.36 Unrealized —

NTES NETEASE INC 1.7%

Value ($000) $2,091 Shares 4,700 Est. Cost $444.89 Unrealized —

MUFG MITSUBISHI UFJ FINL GROUP IN 1.3%

Value ($000) $1,621 Shares 410,878 Est. Cost $3.95 Unrealized —

RDY DR REDDYS LABS LTD 1.2%

Value ($000) $1,456 Shares 20,602 Est. Cost $70.67 Unrealized —

NOC NORTHROP GRUMMAN CORP 0.8%

Value ($000) $964 Shares 3,055 Est. Cost $298.08 Unrealized 0.0%

AAPL APPLE INC 0.7%

Value ($000) $834 Shares 120,000 Est. Cost — Unrealized —

AAPL APPLE INC 0.6%

Value ($000) $723 Shares 120,000 Est. Cost — Unrealized —

FXI ISHARES TR 0.4%

Value ($000) $538 Shares 167,600 Est. Cost — Unrealized —

MSFT MICROSOFT CORP 0.4%

Value ($000) $512 Shares 45,500 Est. Cost — Unrealized —

AMZN AMAZON COM INC 0.4%

Value ($000) $510 Shares 2,500 Est. Cost — Unrealized —

AMZN AMAZON COM INC 0.4%

Value ($000) $482 Shares 2,500 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 0.4%

Value ($000) $460 Shares 200,000 Est. Cost $29.91 Unrealized —

MSFT MICROSOFT CORP 0.3%

Value ($000) $442 Shares 45,500 Est. Cost — Unrealized —

FXI ISHARES TR 0.3%

Value ($000) $419 Shares 167,600 Est. Cost — Unrealized —

GOOG ALPHABET INC 0.3%

Value ($000) $367 Shares 5,000 Est. Cost — Unrealized —

GOOG ALPHABET INC 0.3%

Value ($000) $348 Shares 5,000 Est. Cost — Unrealized —

IWM ISHARES TR 0.3%

Value ($000) $343 Shares 2,292 Est. Cost $149.65 Unrealized —

NOC NORTHROP GRUMMAN CORP 0.3%

Value ($000) $317 Shares 15,000 Est. Cost $298.08 Unrealized 0.0%

XLE SELECT SECTOR SPDR TR 0.2%

Value ($000) $314 Shares 200,000 Est. Cost $29.91 Unrealized —

Value ($000) $305 Shares 35,000 Est. Cost — Unrealized —

MA MASTERCARD INCORPORATED 0.2%

Value ($000) $291 Shares 20,000 Est. Cost — Unrealized —

MA MASTERCARD INCORPORATED 0.2%

Value ($000) $272 Shares 20,000 Est. Cost — Unrealized —

JNJ JOHNSON & JOHNSON 0.2%

Value ($000) $268 Shares 40,000 Est. Cost — Unrealized —

HD HOME DEPOT INC 0.2%

Value ($000) $240 Shares 20,000 Est. Cost — Unrealized —

HD HOME DEPOT INC 0.2%

Value ($000) $225 Shares 20,000 Est. Cost — Unrealized —

ORCL ORACLE CORP 0.2%

Value ($000) $212 Shares 100,000 Est. Cost — Unrealized —

Value ($000) $210 Shares 35,000 Est. Cost — Unrealized —

ORCL ORACLE CORP 0.2%

Value ($000) $191 Shares 100,000 Est. Cost — Unrealized —

KO COCA COLA CO 0.1%

Value ($000) $189 Shares 100,000 Est. Cost — Unrealized —

JNJ JOHNSON & JOHNSON 0.1%

Value ($000) $179 Shares 40,000 Est. Cost — Unrealized —

MRK MERCK & CO. INC 0.1%

Value ($000) $160 Shares 57,700 Est. Cost — Unrealized —

KO COCA COLA CO 0.1%

Value ($000) $134 Shares 100,000 Est. Cost — Unrealized —

MRK MERCK & CO. INC 0.1%

Value ($000) $95 Shares 57,700 Est. Cost — Unrealized —

NOC NORTHROP GRUMMAN CORP 0.1%

Value ($000) $81 Shares 15,000 Est. Cost $298.08 Unrealized 0.0%

XLE SELECT SECTOR SPDR TR 0.1%

Value ($000) $67 Shares 2,240 Est. Cost $29.91 Unrealized —

UMC UNITED MICROELECTRONICS CORP 0.0%

Value ($000) $53 Shares 10,800 Est. Cost $2.26 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GOOGL	ALPHABET INC	36,365	$53,297	42.2%	$75.62	0.0%	CAP STK CL A	02079K305
SMFG	SUMITOMO MITSUI FINL GROUP I	4,437,941	$24,547	19.4%	$42.19	—	SPONSORED ADR	86562M209
KT	KT CORP	1,851,590	$18,166	14.4%	$2022.69	—	SPONSORED ADR	48268K101
INFY	INFOSYS LTD	330,000	$4,557	3.6%	$9.98	—	SPONSORED ADR	456788108
QQQ	INVESCO QQQ TR	15,668	$4,353	3.4%	$247.60	—	UNIT SER 1	46090E103
JD	JD.COM INC	45,618	$3,459	2.7%	$75.83	—	SPON ADR CL A	47215P106
ASX	ASE TECHNOLOGY HLDG CO LTD	515,309	$2,104	1.7%	$369.36	—	SPONSORED ADS	00215W100
NTES	NETEASE INC	4,700	$2,091	1.7%	$444.89	—	SPONSORED ADS	64110W102
MUFG	MITSUBISHI UFJ FINL GROUP IN	410,878	$1,621	1.3%	$3.95	—	SPONSORED ADS	606822104
RDY	DR REDDYS LABS LTD	20,602	$1,456	1.2%	$70.67	—	ADR	256135203
NOC	NORTHROP GRUMMAN CORP	3,055	$964	0.8%	$298.08	0.0%	COM	666807102
AAPL	APPLE INC	120,000	$834	0.7%	—	—	Put	037833100
AAPL	APPLE INC	120,000	$723	0.6%	—	—	Call	037833100
FXI	ISHARES TR	167,600	$538	0.4%	—	—	Put	464287184
MSFT	MICROSOFT CORP	45,500	$512	0.4%	—	—	Put	594918104
AMZN	AMAZON COM INC	2,500	$510	0.4%	—	—	Call	023135106
AMZN	AMAZON COM INC	2,500	$482	0.4%	—	—	Put	023135106
XLE	SELECT SECTOR SPDR TR	200,000	$460	0.4%	$29.91	—	Put	81369Y506
MSFT	MICROSOFT CORP	45,500	$442	0.3%	—	—	Call	594918104
FXI	ISHARES TR	167,600	$419	0.3%	—	—	Call	464287184
GOOG	ALPHABET INC	5,000	$367	0.3%	—	—	Call	02079K107
GOOG	ALPHABET INC	5,000	$348	0.3%	—	—	Put	02079K107
IWM	ISHARES TR	2,292	$343	0.3%	$149.65	—	RUSSELL 2000 ETF	464287655
NOC	NORTHROP GRUMMAN CORP	15,000	$317	0.3%	$298.08	0.0%	Put	666807102
XLE	SELECT SECTOR SPDR TR	200,000	$314	0.2%	$29.91	—	Call	81369Y506
MMM	3M CO	35,000	$305	0.2%	—	—	Put	88579Y101
MA	MASTERCARD INCORPORATED	20,000	$291	0.2%	—	—	Call	57636Q104
MA	MASTERCARD INCORPORATED	20,000	$272	0.2%	—	—	Put	57636Q104
JNJ	JOHNSON & JOHNSON	40,000	$268	0.2%	—	—	Call	478160104
HD	HOME DEPOT INC	20,000	$240	0.2%	—	—	Call	437076102
HD	HOME DEPOT INC	20,000	$225	0.2%	—	—	Put	437076102
ORCL	ORACLE CORP	100,000	$212	0.2%	—	—	Put	68389X105
MMM	3M CO	35,000	$210	0.2%	—	—	Call	88579Y101
ORCL	ORACLE CORP	100,000	$191	0.2%	—	—	Call	68389X105
KO	COCA COLA CO	100,000	$189	0.1%	—	—	Put	191216100
JNJ	JOHNSON & JOHNSON	40,000	$179	0.1%	—	—	Put	478160104
MRK	MERCK & CO. INC	57,700	$160	0.1%	—	—	Put	58933Y105
KO	COCA COLA CO	100,000	$134	0.1%	—	—	Call	191216100
MRK	MERCK & CO. INC	57,700	$95	0.1%	—	—	Call	58933Y105
NOC	NORTHROP GRUMMAN CORP	15,000	$81	0.1%	$298.08	0.0%	Call	666807102
XLE	SELECT SECTOR SPDR TR	2,240	$67	0.1%	$29.91	—	ENERGY	81369Y506
UMC	UNITED MICROELECTRONICS CORP	10,800	$53	0.0%	$2.26	—	SPON ADR NEW	910873405