Castle Rock Wealth Management, LLC Diversified Active

CIK: 0001727605 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Dec 7, 2020

Total Value ($000): $152,580 (100.0% shares, 0.0% debt)

Holdings (162)

AAPL APPLE INC 3.7%
Value ($000) $5,588 Shares 47,824 Est. Cost $91.88 Unrealized +15.3%
AMZN AMAZON COM INC 3.1%
Value ($000) $4,704 Shares 1,477 Est. Cost $105.31 Unrealized +49.7%
NVDA NVIDIA CORPORATION 2.6%
Value ($000) $4,015 Shares 7,422 Est. Cost $8.56 Unrealized +35.5%
TLT ISHARES TR 2.3%
Value ($000) $3,499 Shares 22,050 Est. Cost $169.83 Unrealized
MSFT MICROSOFT CORP 2.2%
Value ($000) $3,400 Shares 15,828 Est. Cost $145.03 Unrealized +38.4%
VNLA JANUS DETROIT STR TR 2.1%
Value ($000) $3,252 Shares 64,479 Est. Cost $35.30 Unrealized
CVX CHEVRON CORP NEW 2.1%
Value ($000) $3,222 Shares 45,461 Est. Cost $77.54 Unrealized -14.2%
USEP INNOVATOR ETFS TR 2.1%
Value ($000) $3,158 Shares 120,384 Est. Cost $26.23 Unrealized
FIRST TR HIGH YIELD OPPRT 20 2.0%
Value ($000) $2,978 Shares 147,060 Est. Cost $20.52 Unrealized
VCLT VANGUARD SCOTTSDALE FDS 1.9%
Value ($000) $2,929 Shares 27,499 Est. Cost $109.18 Unrealized
SCHP SCHWAB STRATEGIC TR 1.8%
Value ($000) $2,753 Shares 44,851 Est. Cost $60.14 Unrealized
GIGB GOLDMAN SACHS ETF TR 1.6%
Value ($000) $2,481 Shares 44,981 Est. Cost $39.28 Unrealized
HD HOME DEPOT INC 1.5%
Value ($000) $2,304 Shares 8,115 Est. Cost $202.96 Unrealized +17.1%
BIV VANGUARD BD INDEX FDS 1.4%
Value ($000) $2,187 Shares 23,509 Est. Cost $91.85 Unrealized
AGG ISHARES TR 1.4%
Value ($000) $2,167 Shares 18,442 Est. Cost $117.24 Unrealized
JPST J P MORGAN EXCHANGE-TRADED F 1.4%
Value ($000) $2,083 Shares 41,005 Est. Cost $50.63 Unrealized
V VISA INC 1.2%
Value ($000) $1,893 Shares 9,541 Est. Cost $163.86 Unrealized +17.3%
CEFS EXCHANGE LISTED FDS TR 1.2%
Value ($000) $1,866 Shares 101,364 Est. Cost $18.35 Unrealized
META FACEBOOK INC 1.2%
Value ($000) $1,763 Shares 6,326 Est. Cost $209.65 Unrealized +22.2%
PGX INVESCO EXCH TRADED FD TR II 1.1%
Value ($000) $1,711 Shares 116,005 Est. Cost $14.69 Unrealized
VZ VERIZON COMMUNICATIONS INC 1.1%
Value ($000) $1,710 Shares 30,139 Est. Cost $40.87 Unrealized +4.2%
OSI ETF TR 1.1%
Value ($000) $1,671 Shares 35,668 Est. Cost $42.22 Unrealized
ARKK ARK ETF TR 1.1%
Value ($000) $1,637 Shares 16,711 Est. Cost $72.38 Unrealized
COST COSTCO WHSL CORP NEW 1.0%
Value ($000) $1,456 Shares 3,856 Est. Cost $253.88 Unrealized +21.7%
ABT ABBOTT LABS 1.0%
Value ($000) $1,453 Shares 13,715 Est. Cost $69.35 Unrealized +33.1%
ARKW ARK ETF TR 0.9%
Value ($000) $1,413 Shares 12,027 Est. Cost $117.49 Unrealized
JPMORGAN CHASE & CO 0.9%
Value ($000) $1,408 Shares 121,491 Est. Cost $12.83 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 0.9%
Value ($000) $1,408 Shares 14,704 Est. Cost $95.96 Unrealized
VPU VANGUARD WORLD FDS 0.9%
Value ($000) $1,391 Shares 10,061 Est. Cost $133.23 Unrealized
IEF ISHARES TR 0.9%
Value ($000) $1,383 Shares 11,461 Est. Cost $116.93 Unrealized
UJUN INNOVATOR ETFS TR 0.9%
Value ($000) $1,365 Shares 49,665 Est. Cost $27.17 Unrealized
IHI ISHARES TR 0.9%
Value ($000) $1,344 Shares 4,351 Est. Cost $270.83 Unrealized
EDV VANGUARD WORLD FD 0.9%
Value ($000) $1,340 Shares 8,423 Est. Cost $176.00 Unrealized
LQD ISHARES TR 0.9%
Value ($000) $1,327 Shares 9,859 Est. Cost $138.73 Unrealized
MBB ISHARES TR 0.9%
Value ($000) $1,306 Shares 11,846 Est. Cost $111.01 Unrealized
MFS GOVT MKTS INCOME TR 0.8%
Value ($000) $1,278 Shares 276,575 Est. Cost $4.62 Unrealized
BND VANGUARD BD INDEX FDS 0.8%
Value ($000) $1,277 Shares 14,555 Est. Cost $89.40 Unrealized
VMBS VANGUARD SCOTTSDALE FDS 0.8%
Value ($000) $1,251 Shares 23,149 Est. Cost $54.50 Unrealized
GOOG ALPHABET INC 0.8%
Value ($000) $1,236 Shares 776 Est. Cost $65.26 Unrealized +16.0%
JNJ JOHNSON & JOHNSON 0.8%
Value ($000) $1,175 Shares 8,162 Est. Cost $120.37 Unrealized +5.5%
DRAFTKINGS INC 0.7%
Value ($000) $1,143 Shares 27,533 Est. Cost $38.57 Unrealized
FS KKR CAP CORP II 0.7%
Value ($000) $1,110 Shares 73,199 Est. Cost $14.72 Unrealized
PYPL PAYPAL HLDGS INC 0.7%
Value ($000) $1,106 Shares 5,192 Est. Cost $138.21 Unrealized +36.0%
TMO THERMO FISHER SCIENTIFIC INC 0.7%
Value ($000) $1,105 Shares 2,357 Est. Cost $365.21 Unrealized +11.6%
UAPR INNOVATOR ETFS TR 0.7%
Value ($000) $1,054 Shares 42,750 Est. Cost $23.63 Unrealized
NET CLOUDFLARE INC 0.7%
Value ($000) $1,049 Shares 19,087 Est. Cost $33.82 Unrealized +13.2%
AMD ADVANCED MICRO DEVICES INC 0.7%
Value ($000) $1,017 Shares 12,839 Est. Cost $55.86 Unrealized +32.9%
BX BLACKSTONE GROUP INC 0.7%
Value ($000) $997 Shares 18,309 Est. Cost $43.66 Unrealized +1.9%
TDOC TELADOC HEALTH INC 0.7%
Value ($000) $995 Shares 4,592 Est. Cost $191.09 Unrealized +10.8%
FDN FIRST TR EXCHANGE-TRADED FD 0.7%
Value ($000) $994 Shares 5,029 Est. Cost $197.65 Unrealized
CL COLGATE PALMOLIVE CO 0.6%
Value ($000) $970 Shares 12,097 Est. Cost $54.99 Unrealized +22.5%
NUVEEN CA QUALTY MUN INCOME 0.6%
Value ($000) $960 Shares 66,016 Est. Cost $12.36 Unrealized
WM WASTE MGMT INC DEL 0.6%
Value ($000) $939 Shares 8,226 Est. Cost $95.77 Unrealized +5.8%
WMT WALMART INC 0.6%
Value ($000) $926 Shares 6,411 Est. Cost $38.83 Unrealized +6.4%
UDEC INNOVATOR ETFS TR 0.6%
Value ($000) $926 Shares 33,567 Est. Cost $26.97 Unrealized
ZM ZOOM VIDEO COMMUNICATIONS IN 0.6%
Value ($000) $920 Shares 1,793 Est. Cost $208.56 Unrealized +53.3%
DOCU DOCUSIGN INC 0.6%
Value ($000) $914 Shares 4,189 Est. Cost $142.89 Unrealized +45.3%
ADBE ADOBE SYSTEMS INCORPORATED 0.6%
Value ($000) $913 Shares 1,840 Est. Cost $310.88 Unrealized +49.6%
QCOM QUALCOMM INC 0.6%
Value ($000) $872 Shares 6,784 Est. Cost $79.10 Unrealized +20.3%
SPY SPDR S&P 500 ETF TR 0.6%
Value ($000) $866 Shares 2,523 Est. Cost $311.36 Unrealized
HANESBRANDS INC 0.6%
Value ($000) $859 Shares 49,781 Est. Cost $0.71 Unrealized
CRM SALESFORCE COM INC 0.5%
Value ($000) $837 Shares 3,294 Est. Cost $185.92 Unrealized +16.3%
DXCM DEXCOM INC 0.5%
Value ($000) $823 Shares 2,122 Est. Cost $81.63 Unrealized +28.0%
CHWY CHEWY INC 0.5%
Value ($000) $821 Shares 12,690 Est. Cost $43.84 Unrealized +23.1%
PEP PEPSICO INC 0.5%
Value ($000) $797 Shares 5,708 Est. Cost $111.37 Unrealized +3.4%
UNP UNION PAC CORP 0.5%
Value ($000) $796 Shares 3,989 Est. Cost $164.87 Unrealized 0.0%
LOW LOWES COS INC 0.5%
Value ($000) $790 Shares 4,526 Est. Cost $139.87 Unrealized 0.0%
FIXD FIRST TR EXCHNG TRADED FD VI 0.5%
Value ($000) $785 Shares 14,293 Est. Cost $53.91 Unrealized
RNG RINGCENTRAL INC 0.5%
Value ($000) $780 Shares 2,673 Est. Cost $256.63 Unrealized +8.2%
MCD MCDONALDS CORP 0.5%
Value ($000) $776 Shares 3,399 Est. Cost $171.35 Unrealized +5.9%
UNH UNITEDHEALTH GROUP INC 0.5%
Value ($000) $757 Shares 2,345 Est. Cost $245.47 Unrealized +14.6%
PCAR PACCAR INC 0.5%
Value ($000) $755 Shares 8,301 Est. Cost $36.20 Unrealized +27.0%
NEE NEXTERA ENERGY INC 0.5%
Value ($000) $746 Shares 2,505 Est. Cost $49.43 Unrealized +21.9%
AVGO BROADCOM INC 0.5%
Value ($000) $740 Shares 1,989 Est. Cost $26.72 Unrealized +11.0%
JCI JOHNSON CTLS INTL PLC 0.5%
Value ($000) $738 Shares 16,870 Est. Cost $35.18 Unrealized 0.0%
NOW SERVICENOW INC 0.5%
Value ($000) $723 Shares 1,416 Est. Cost $65.14 Unrealized +37.1%
DIS DISNEY WALT CO 0.5%
Value ($000) $718 Shares 5,661 Est. Cost $130.63 Unrealized -6.5%
ILCG ISHARES TR 0.5%
Value ($000) $708 Shares 2,613 Est. Cost $265.30 Unrealized
PG PROCTER AND GAMBLE CO 0.5%
Value ($000) $694 Shares 4,848 Est. Cost $103.06 Unrealized +12.9%
INTC INTEL CORP 0.5%
Value ($000) $693 Shares 12,952 Est. Cost $47.50 Unrealized -2.1%
TECB ISHARES TR 0.4%
Value ($000) $684 Shares 20,849 Est. Cost $32.81 Unrealized
SGOL ABERDEEN STD GOLD ETF TR 0.4%
Value ($000) $682 Shares 36,852 Est. Cost $19.41 Unrealized
AKAM AKAMAI TECHNOLOGIES INC 0.4%
Value ($000) $652 Shares 5,983 Est. Cost $97.53 Unrealized +13.8%
COHEN & STEERS REIT & PFD &I 0.4%
Value ($000) $651 Shares 32,059 Est. Cost $20.31 Unrealized
FINX GLOBAL X FDS 0.4%
Value ($000) $623 Shares 15,622 Est. Cost $39.88 Unrealized
EATON VANCE TX MNG BY WRT OP 0.4%
Value ($000) $618 Shares 43,680 Est. Cost $14.21 Unrealized
BMY BRISTOL-MYERS SQUIBB CO 0.4%
Value ($000) $604 Shares 10,059 Est. Cost $41.60 Unrealized +16.8%
GLOBAL X FDS 0.4%
Value ($000) $602 Shares 38,859 Est. Cost $14.97 Unrealized
XYLD GLOBAL X FDS 0.4%
Value ($000) $594 Shares 13,368 Est. Cost $44.43 Unrealized
PFFD GLOBAL X FDS 0.4%
Value ($000) $587 Shares 23,580 Est. Cost $24.65 Unrealized
QYLD GLOBAL X FDS 0.4%
Value ($000) $580 Shares 27,093 Est. Cost $21.79 Unrealized
PANW PALO ALTO NETWORKS INC 0.4%
Value ($000) $573 Shares 2,430 Est. Cost $36.83 Unrealized +12.9%
GBIL GOLDMAN SACHS ETF TR 0.4%
Value ($000) $566 Shares 5,655 Est. Cost $100.56 Unrealized
NUVEEN FLOATING RATE INCOME 0.4%
Value ($000) $554 Shares 68,718 Est. Cost $8.06 Unrealized
GLD SPDR GOLD TR 0.4%
Value ($000) $549 Shares 3,039 Est. Cost $151.87 Unrealized
MMM 3M CO 0.4%
Value ($000) $549 Shares 3,243 Est. Cost $112.58 Unrealized -2.0%
NOC NORTHROP GRUMMAN CORP 0.4%
Value ($000) $545 Shares 1,768 Est. Cost $298.25 Unrealized -0.1%
MOAT VANECK VECTORS ETF TR 0.4%
Value ($000) $540 Shares 9,653 Est. Cost $52.21 Unrealized
MA MASTERCARD INCORPORATED 0.3%
Value ($000) $526 Shares 1,579 Est. Cost $315.67 Unrealized 0.0%
RDVY FIRST TR EXCHANGE-TRADED FD 0.3%
Value ($000) $517 Shares 15,249 Est. Cost $33.31 Unrealized
CHD CHURCH & DWIGHT INC 0.3%
Value ($000) $517 Shares 5,612 Est. Cost $69.85 Unrealized +22.0%
PRINCIPAL REAL ESTATE INCOME 0.3%
Value ($000) $516 Shares 49,470 Est. Cost $10.43 Unrealized
SEDG SOLAREDGE TECHNOLOGIES INC 0.3%
Value ($000) $515 Shares 1,841 Est. Cost $120.55 Unrealized +59.4%
TSLA TESLA INC 0.3%
Value ($000) $499 Shares 1,181 Est. Cost $106.15 Unrealized +11.2%
GOOGL ALPHABET INC 0.3%
Value ($000) $498 Shares 314 Est. Cost $62.34 Unrealized +21.3%
SKYY FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $496 Shares 6,056 Est. Cost $81.90 Unrealized
QTEC FIRST TR NASDAQ 100 TECH IND 0.3%
Value ($000) $492 Shares 4,020 Est. Cost $97.11 Unrealized
KMB KIMBERLY CLARK CORP 0.3%
Value ($000) $487 Shares 3,280 Est. Cost $109.28 Unrealized +13.0%
UNILEVER PLC 0.3%
Value ($000) $484 Shares 7,854 Est. Cost $61.79 Unrealized
CCI CROWN CASTLE INTL CORP NEW 0.3%
Value ($000) $480 Shares 2,934 Est. Cost $126.98 Unrealized +1.6%
BLACKROCK INC 0.3%
Value ($000) $468 Shares 737 Est. Cost $503.47 Unrealized
AGM FEDERAL AGRIC MTG CORP 0.3%
Value ($000) $467 Shares 6,818 Est. Cost $51.40 Unrealized +5.2%
NUVEEN PFD & INCM SECURTIES 0.3%
Value ($000) $452 Shares 50,290 Est. Cost $9.04 Unrealized
EBIZ GLOBAL X FDS 0.3%
Value ($000) $451 Shares 15,979 Est. Cost $28.22 Unrealized
GLOBAL X FDS 0.3%
Value ($000) $450 Shares 26,222 Est. Cost $17.16 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.3%
Value ($000) $449 Shares 2,136 Est. Cost $199.81 Unrealized +2.4%
ICE INTERCONTINENTAL EXCHANGE IN 0.3%
Value ($000) $440 Shares 4,420 Est. Cost $87.79 Unrealized +4.8%
CVS CVS HEALTH CORP 0.3%
Value ($000) $432 Shares 7,299 Est. Cost $50.83 Unrealized +3.1%
EIX EDISON INTL 0.3%
Value ($000) $413 Shares 7,000 Est. Cost $41.72 Unrealized 0.0%
ROP ROPER TECHNOLOGIES INC 0.3%
Value ($000) $408 Shares 969 Est. Cost $359.23 Unrealized +12.1%
GILD GILEAD SCIENCES INC 0.3%
Value ($000) $407 Shares 6,767 Est. Cost $60.64 Unrealized -7.5%
QQQ INVESCO QQQ TR 0.3%
Value ($000) $403 Shares 1,417 Est. Cost $217.32 Unrealized
VRTX VERTEX PHARMACEUTICALS INC 0.3%
Value ($000) $390 Shares 1,845 Est. Cost $245.98 Unrealized +12.2%
ACN ACCENTURE PLC IRELAND 0.2%
Value ($000) $372 Shares 1,597 Est. Cost $186.69 Unrealized +13.7%
ADP AUTOMATIC DATA PROCESSING IN 0.2%
Value ($000) $354 Shares 2,413 Est. Cost $140.97 Unrealized -11.3%
NUVEEN CALIFORNIA AMT QLT MU 0.2%
Value ($000) $353 Shares 23,234 Est. Cost $13.62 Unrealized
VEEV VEEVA SYS INC 0.2%
Value ($000) $349 Shares 1,185 Est. Cost $202.00 Unrealized +30.5%
ITW ILLINOIS TOOL WKS INC 0.2%
Value ($000) $337 Shares 1,662 Est. Cost $130.66 Unrealized +28.0%
SRE SEMPRA ENERGY 0.2%
Value ($000) $324 Shares 2,498 Est. Cost $51.62 Unrealized 0.0%
TGT TARGET CORP 0.2%
Value ($000) $312 Shares 1,912 Est. Cost $102.18 Unrealized +16.1%
SHV ISHARES TR 0.2%
Value ($000) $299 Shares 2,698 Est. Cost $110.82 Unrealized
W WAYFAIR INC 0.2%
Value ($000) $298 Shares 1,102 Est. Cost $273.63 Unrealized 0.0%
RIO RIO TINTO PLC 0.2%
Value ($000) $296 Shares 4,922 Est. Cost $62.06 Unrealized
POOL POOL CORP 0.2%
Value ($000) $296 Shares 832 Est. Cost $221.31 Unrealized +31.5%
PH PARKER-HANNIFIN CORP 0.2%
Value ($000) $293 Shares 1,319 Est. Cost $182.81 Unrealized 0.0%
BA BOEING CO 0.2%
Value ($000) $271 Shares 1,654 Est. Cost $153.71 Unrealized +10.9%
IBB ISHARES TR 0.2%
Value ($000) $269 Shares 2,002 Est. Cost $136.98 Unrealized
MDB MONGODB INC 0.2%
Value ($000) $264 Shares 1,061 Est. Cost $216.77 Unrealized 0.0%
T AT&T INC 0.2%
Value ($000) $259 Shares 9,668 Est. Cost $14.74 Unrealized +5.5%
MAR MARRIOTT INTL INC NEW 0.2%
Value ($000) $258 Shares 2,715 Est. Cost $83.76 Unrealized +8.6%
QRVO QORVO INC 0.2%
Value ($000) $255 Shares 1,886 Est. Cost $100.12 Unrealized +23.8%
O REALTY INCOME CORP 0.2%
Value ($000) $255 Shares 4,275 Est. Cost $45.09 Unrealized 0.0%
ENPH ENPHASE ENERGY INC 0.2%
Value ($000) $253 Shares 2,489 Est. Cost $66.97 Unrealized 0.0%
NFLX NETFLIX INC 0.2%
Value ($000) $248 Shares 507 Est. Cost $36.00 Unrealized +38.2%
JPM JPMORGAN CHASE & CO 0.2%
Value ($000) $246 Shares 2,472 Est. Cost $85.44 Unrealized 0.0%
XYZ SQUARE INC 0.2%
Value ($000) $246 Shares 1,385 Est. Cost $141.19 Unrealized 0.0%
BABA ALIBABA GROUP HLDG LTD 0.1%
Value ($000) $216 Shares 701 Est. Cost $308.13 Unrealized
ICSH ISHARES TR 0.1%
Value ($000) $216 Shares 4,270 Est. Cost $50.42 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $211 Shares 2,524 Est. Cost $78.03 Unrealized 0.0%
MTUM ISHARES TR 0.1%
Value ($000) $209 Shares 1,401 Est. Cost $149.18 Unrealized
LITE LUMENTUM HLDGS INC 0.1%
Value ($000) $208 Shares 2,491 Est. Cost $82.90 Unrealized 0.0%
LYDALL INC DEL 0.1%
Value ($000) $203 Shares 10,988 Est. Cost $18.47 Unrealized
SBUX STARBUCKS CORP 0.1%
Value ($000) $202 Shares 2,284 Est. Cost $70.79 Unrealized 0.0%
BROOKFIELD REAL ASSETS INCOM 0.1%
Value ($000) $177 Shares 10,737 Est. Cost $21.34 Unrealized
NUVEEN CALIF MUN VALUE FD IN 0.1%
Value ($000) $169 Shares 16,339 Est. Cost $10.58 Unrealized
NUVEEN INTER DURATION MUN TE 0.1%
Value ($000) $154 Shares 11,480 Est. Cost $12.41 Unrealized
F FORD MTR CO DEL 0.1%
Value ($000) $139 Shares 17,764 Est. Cost $5.14 Unrealized 0.0%
CCIF VERTICAL CAP INCOME FD 0.1%
Value ($000) $130 Shares 13,115 Est. Cost $9.48 Unrealized
GAIN GLADSTONE INVT CORP 0.1%
Value ($000) $122 Shares 13,710 Est. Cost $4.68 Unrealized +10.9%
GPRO GOPRO INC 0.1%
Value ($000) $111 Shares 16,700 Est. Cost $4.36 Unrealized +7.8%
PSEC PROSPECT CAP CORP 0.0%
Value ($000) $60 Shares 11,655 Est. Cost $2.56 Unrealized 0.0%
PALATIN TECHNOLOGIES INC 0.0%
Value ($000) $42 Shares 100,528 Est. Cost $0.57 Unrealized