BANTA ASSET MANAGEMENT LP Diversified Active

CIK: 0001426960 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: Apr 21, 2021

Total Value ($000): $139,653 (100.0% shares, 0.0% debt)

Holdings (22)

VERI VERITONE INC 41.2%

Value ($000) $57,591 Shares 2,401,624 Est. Cost $17.93 Unrealized +98.9%

QQQ INVESCO QQQ TR 17.8%

Value ($000) $24,836 Shares 77,824 Est. Cost $313.88 Unrealized —

VOO VANGUARD INDEX FDS 14.7%

Value ($000) $20,591 Shares 56,523 Est. Cost $346.02 Unrealized —

AAPL APPLE INC 7.0%

Value ($000) $9,738 Shares 79,722 Est. Cost $80.82 Unrealized +54.7%

PFF ISHARES TR 2.1%

Value ($000) $2,889 Shares 75,230 Est. Cost $38.86 Unrealized —

HYG ISHARES TR 1.9%

Value ($000) $2,600 Shares 29,825 Est. Cost $87.30 Unrealized —

BSJQ INVESCO EXCH TRD SLF IDX FD 1.4%

Value ($000) $1,986 Shares 77,600 Est. Cost $25.59 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.4%

Value ($000) $1,938 Shares 76,600 Est. Cost $25.30 Unrealized —

BSJO INVESCO EXCH TRD SLF IDX FD 1.4%

Value ($000) $1,938 Shares 77,600 Est. Cost $24.97 Unrealized —

BSJP INVESCO EXCH TRD SLF IDX FD 1.4%

Value ($000) $1,905 Shares 77,600 Est. Cost $24.55 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.3%

Value ($000) $1,779 Shares 76,200 Est. Cost $23.35 Unrealized —

SPY SPDR S&P 500 ETF TR 1.1%

Value ($000) $1,590 Shares 4,012 Est. Cost $374.96 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 1.0%

Value ($000) $1,391 Shares 4,212 Est. Cost $305.72 Unrealized —

BSJR INVESCO EXCH TRD SLF IDX FD 0.9%

Value ($000) $1,292 Shares 50,900 Est. Cost $25.38 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value ($000) $1,292 Shares 58,275 Est. Cost $22.17 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value ($000) $1,291 Shares 58,275 Est. Cost $22.23 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value ($000) $1,269 Shares 58,275 Est. Cost $21.78 Unrealized —

BSCQ INVESCO EXCH TRD SLF IDX FD 0.9%

Value ($000) $1,242 Shares 58,275 Est. Cost $21.31 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value ($000) $1,206 Shares 55,725 Est. Cost $21.64 Unrealized —

BSCR INVESCO EXCH TRD SLF IDX FD 0.5%

Value ($000) $629 Shares 29,125 Est. Cost $21.60 Unrealized —

MSFT MICROSOFT CORP 0.3%

Value ($000) $428 Shares 1,816 Est. Cost $206.04 Unrealized +8.2%

DIS DISNEY WALT CO 0.2%

Value ($000) $232 Shares 1,260 Est. Cost $104.52 Unrealized +72.4%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VERI	VERITONE INC	2,401,624	$57,591	41.2%	$17.93	+98.9%	COM	92347M100
QQQ	INVESCO QQQ TR	77,824	$24,836	17.8%	$313.88	—	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	56,523	$20,591	14.7%	$346.02	—	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	79,722	$9,738	7.0%	$80.82	+54.7%	COM	037833100
PFF	ISHARES TR	75,230	$2,889	2.1%	$38.86	—	PFD AND INCM SEC	464288687
HYG	ISHARES TR	29,825	$2,600	1.9%	$87.30	—	IBOXX HI YD ETF	464288513
BSJQ	INVESCO EXCH TRD SLF IDX FD	77,600	$1,986	1.4%	$25.59	—	INVSCO BLSH 26	46138J635
—	INVESCO EXCH TRD SLF IDX FD	76,600	$1,938	1.4%	$25.30	—	BULSHS 2023 HY	46138J858
BSJO	INVESCO EXCH TRD SLF IDX FD	77,600	$1,938	1.4%	$24.97	—	BULSHS 2024 HY	46138J833
BSJP	INVESCO EXCH TRD SLF IDX FD	77,600	$1,905	1.4%	$24.55	—	BULSHS 2025 HY	46138J817
—	INVESCO EXCH TRD SLF IDX FD	76,200	$1,779	1.3%	$23.35	—	BULSHS 2022 HY	46138J874
SPY	SPDR S&P 500 ETF TR	4,012	$1,590	1.1%	$374.96	—	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	4,212	$1,391	1.0%	$305.72	—	UT SER 1	78467X109
BSJR	INVESCO EXCH TRD SLF IDX FD	50,900	$1,292	0.9%	$25.38	—	BULETSHS 2027	46138J585
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1,292	0.9%	$22.17	—	BULSHS 2024 CB	46138J841
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1,291	0.9%	$22.23	—	BULSHS 2025 CB	46138J825
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1,269	0.9%	$21.78	—	BULSHS 2023 CB	46138J866
BSCQ	INVESCO EXCH TRD SLF IDX FD	58,275	$1,242	0.9%	$21.31	—	BULSHS 2026 CB	46138J791
—	INVESCO EXCH TRD SLF IDX FD	55,725	$1,206	0.9%	$21.64	—	BULSHS 2022 CB	46138J882
BSCR	INVESCO EXCH TRD SLF IDX FD	29,125	$629	0.5%	$21.60	—	BULSHS 2027 CB	46138J783
MSFT	MICROSOFT CORP	1,816	$428	0.3%	$206.04	+8.2%	COM	594918104
DIS	DISNEY WALT CO	1,260	$232	0.2%	$104.52	+72.4%	COM	254687106