BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: Apr 21, 2021

Total Value: $140M (100.0% shares, 0.0% debt)

Holdings (22)

VERI VERITONE INC 41.2%

Value $57.59M Shares 2,401,624 Share Price $23.98 Est. Cost/Share $17.93 Unrealized @ Report Date +33.8%

QQQ INVESCO QQQ TR 17.8%

Value $24.84M Shares 77,824 Share Price $319.13 Est. Cost/Share $294.24 Unrealized @ Report Date +8.5%

VOO VANGUARD INDEX FDS 14.7%

Value $20.59M Shares 56,523 Share Price $364.29 Est. Cost/Share $329.22 Unrealized @ Report Date +10.7%

AAPL APPLE INC 7.0%

Value $9.738M Shares 79,722 Share Price $122.15 * Est. Cost/Share $80.82 Unrealized @ Report Date +47.3%

PFF ISHARES TR 2.1%

Value $2.889M Shares 75,230 Share Price $38.40 Est. Cost/Share $38.68 Unrealized @ Report Date -0.7%

HYG ISHARES TR 1.9%

Value $2.6M Shares 29,825 Share Price $87.18 Est. Cost/Share $85.62 Unrealized @ Report Date +1.8%

BSJQ INVESCO EXCH TRD SLF IDX FD 1.4%

Value $1.986M Shares 77,600 Share Price $25.59 Est. Cost/Share $25.58 Unrealized @ Report Date +0.1%

BSJO INVESCO EXCH TRD SLF IDX FD 1.4%

Value $1.938M Shares 77,600 Share Price $24.97 Est. Cost/Share $24.97 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 1.4%

Value $1.938M Shares 76,600 Share Price $25.30 Est. Cost/Share $25.30 Unrealized @ Report Date —

BSJP INVESCO EXCH TRD SLF IDX FD 1.4%

Value $1.905M Shares 77,600 Share Price $24.55 Est. Cost/Share $24.55 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 1.3%

Value $1.779M Shares 76,200 Share Price $23.35 Est. Cost/Share $23.35 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 1.1%

Value $1.59M Shares 4,012 Share Price $396.31 Est. Cost/Share $356.12 Unrealized @ Report Date +11.3%

DIA SPDR DOW JONES INDL AVERAGE 1.0%

Value $1.391M Shares 4,212 Share Price $330.25 Est. Cost/Share $291.05 Unrealized @ Report Date +13.4%

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value $1.292M Shares 58,275 Share Price $22.17 Est. Cost/Share $22.17 Unrealized @ Report Date —

BSJR INVESCO EXCH TRD SLF IDX FD 0.9%

Value $1.292M Shares 50,900 Share Price $25.38 Est. Cost/Share $25.44 Unrealized @ Report Date -0.2%

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value $1.291M Shares 58,275 Share Price $22.15 Est. Cost/Share $22.23 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value $1.269M Shares 58,275 Share Price $21.78 Est. Cost/Share $21.78 Unrealized @ Report Date —

BSCQ INVESCO EXCH TRD SLF IDX FD 0.9%

Value $1.242M Shares 58,275 Share Price $21.31 Est. Cost/Share $21.63 Unrealized @ Report Date -1.5%

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value $1.206M Shares 55,725 Share Price $21.64 Est. Cost/Share $21.64 Unrealized @ Report Date —

BSCR INVESCO EXCH TRD SLF IDX FD 0.5%

Value $629K Shares 29,125 Share Price $21.60 Est. Cost/Share $22.06 Unrealized @ Report Date -2.0%

MSFT MICROSOFT CORP 0.3%

Value $428K Shares 1,816 Share Price $235.68 * Est. Cost/Share $206.04 Unrealized @ Report Date +10.1%

DIS DISNEY WALT CO 0.2%

Value $232K Shares 1,260 Share Price $184.13 * Est. Cost/Share $104.52 Unrealized @ Report Date +72.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VERI	VERITONE INC	2,401,624	$57.59M	41.2%	$23.98	$17.93	+33.8%	COM	92347M100
QQQ	INVESCO QQQ TR	77,824	$24.84M	17.8%	$319.13	$294.24	+8.5%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	56,523	$20.59M	14.7%	$364.29	$329.22	+10.7%	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	79,722	$9.738M	7.0%	$122.15 *	$80.82	+47.3%	COM	037833100
PFF	ISHARES TR	75,230	$2.889M	2.1%	$38.40	$38.68	-0.7%	PFD AND INCM SEC	464288687
HYG	ISHARES TR	29,825	$2.6M	1.9%	$87.18	$85.62	+1.8%	IBOXX HI YD ETF	464288513
BSJQ	INVESCO EXCH TRD SLF IDX FD	77,600	$1.986M	1.4%	$25.59	$25.58	+0.1%	INVSCO BLSH 26	46138J635
BSJO	INVESCO EXCH TRD SLF IDX FD	77,600	$1.938M	1.4%	$24.97	$24.97	—	BULSHS 2024 HY	46138J833
—	INVESCO EXCH TRD SLF IDX FD	76,600	$1.938M	1.4%	$25.30	$25.30	—	BULSHS 2023 HY	46138J858
BSJP	INVESCO EXCH TRD SLF IDX FD	77,600	$1.905M	1.4%	$24.55	$24.55	—	BULSHS 2025 HY	46138J817
—	INVESCO EXCH TRD SLF IDX FD	76,200	$1.779M	1.3%	$23.35	$23.35	—	BULSHS 2022 HY	46138J874
SPY	SPDR S&P 500 ETF TR	4,012	$1.59M	1.1%	$396.31	$356.12	+11.3%	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	4,212	$1.391M	1.0%	$330.25	$291.05	+13.4%	UT SER 1	78467X109
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1.292M	0.9%	$22.17	$22.17	—	BULSHS 2024 CB	46138J841
BSJR	INVESCO EXCH TRD SLF IDX FD	50,900	$1.292M	0.9%	$25.38	$25.44	-0.2%	BULETSHS 2027	46138J585
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1.291M	0.9%	$22.15	$22.23	—	BULSHS 2025 CB	46138J825
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1.269M	0.9%	$21.78	$21.78	—	BULSHS 2023 CB	46138J866
BSCQ	INVESCO EXCH TRD SLF IDX FD	58,275	$1.242M	0.9%	$21.31	$21.63	-1.5%	BULSHS 2026 CB	46138J791
—	INVESCO EXCH TRD SLF IDX FD	55,725	$1.206M	0.9%	$21.64	$21.64	—	BULSHS 2022 CB	46138J882
BSCR	INVESCO EXCH TRD SLF IDX FD	29,125	$629K	0.5%	$21.60	$22.06	-2.0%	BULSHS 2027 CB	46138J783
MSFT	MICROSOFT CORP	1,816	$428K	0.3%	$235.68 *	$206.04	+10.1%	COM	594918104
DIS	DISNEY WALT CO	1,260	$232K	0.2%	$184.13 *	$104.52	+72.5%	COM	254687106