BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Jul 23, 2021

Total Value: $130M (100.0% shares, 0.0% debt)

Holdings (22)

VERI VERITONE INC 34.4%

Value $44.53M Shares 2,259,524 Share Price $19.71 Est. Cost/Share $17.93 Unrealized @ Report Date +9.9%

QQQ INVESCO QQQ TR 20.0%

Value $25.91M Shares 73,095 Share Price $354.43 Est. Cost/Share $294.24 Unrealized @ Report Date +20.5%

VOO VANGUARD INDEX FDS 16.5%

Value $21.33M Shares 54,203 Share Price $393.52 Est. Cost/Share $329.22 Unrealized @ Report Date +19.5%

AAPL APPLE INC 7.6%

Value $9.79M Shares 71,484 Share Price $136.95 * Est. Cost/Share $80.82 Unrealized @ Report Date +65.5%

PFF ISHARES TR 2.2%

Value $2.903M Shares 73,808 Share Price $39.33 Est. Cost/Share $38.68 Unrealized @ Report Date +1.7%

HYG ISHARES TR 2.0%

Value $2.576M Shares 29,265 Share Price $88.02 Est. Cost/Share $85.62 Unrealized @ Report Date +2.8%

BSJQ INVESCO EXCH TRD SLF IDX FD 1.7%

Value $2.152M Shares 83,350 Share Price $25.82 Est. Cost/Share $25.58 Unrealized @ Report Date +0.9%

BSJO INVESCO EXCH TRD SLF IDX FD 1.6%

Value $2.098M Shares 83,350 Share Price $25.17 Est. Cost/Share $24.99 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 1.6%

Value $2.097M Shares 82,350 Share Price $25.46 Est. Cost/Share $25.31 Unrealized @ Report Date —

BSJP INVESCO EXCH TRD SLF IDX FD 1.6%

Value $2.06M Shares 83,350 Share Price $24.72 Est. Cost/Share $24.56 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 1.5%

Value $1.914M Shares 81,950 Share Price $23.36 Est. Cost/Share $23.35 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 1.3%

Value $1.657M Shares 3,872 Share Price $427.94 Est. Cost/Share $356.12 Unrealized @ Report Date +20.2%

BSJR INVESCO EXCH TRD SLF IDX FD 1.2%

Value $1.509M Shares 58,800 Share Price $25.66 Est. Cost/Share $25.45 Unrealized @ Report Date +0.8%

DIA SPDR DOW JONES INDL AVERAGE 1.1%

Value $1.453M Shares 4,212 Share Price $344.97 Est. Cost/Share $291.05 Unrealized @ Report Date +18.5%

— INVESCO EXCH TRD SLF IDX FD 1.0%

Value $1.3M Shares 58,275 Share Price $22.31 Est. Cost/Share $22.23 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 1.0%

Value $1.293M Shares 58,275 Share Price $22.19 Est. Cost/Share $22.17 Unrealized @ Report Date —

BSCQ INVESCO EXCH TRD SLF IDX FD 1.0%

Value $1.254M Shares 58,275 Share Price $21.52 Est. Cost/Share $21.63 Unrealized @ Report Date -0.5%

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value $1.222M Shares 56,225 Share Price $21.73 Est. Cost/Share $21.78 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value $1.203M Shares 55,725 Share Price $21.59 Est. Cost/Share $21.64 Unrealized @ Report Date —

BSCR INVESCO EXCH TRD SLF IDX FD 0.5%

Value $638K Shares 29,125 Share Price $21.91 Est. Cost/Share $22.06 Unrealized @ Report Date -0.6%

MSFT MICROSOFT CORP 0.4%

Value $492K Shares 1,816 Share Price $270.93 * Est. Cost/Share $206.04 Unrealized @ Report Date +26.7%

DIS DISNEY WALT CO 0.2%

Value $221K Shares 1,260 Share Price $175.40 * Est. Cost/Share $104.52 Unrealized @ Report Date +64.3%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VERI	VERITONE INC	2,259,524	$44.53M	34.4%	$19.71	$17.93	+9.9%	COM	92347M100
QQQ	INVESCO QQQ TR	73,095	$25.91M	20.0%	$354.43	$294.24	+20.5%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	54,203	$21.33M	16.5%	$393.52	$329.22	+19.5%	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	71,484	$9.79M	7.6%	$136.95 *	$80.82	+65.5%	COM	037833100
PFF	ISHARES TR	73,808	$2.903M	2.2%	$39.33	$38.68	+1.7%	PFD AND INCM SEC	464288687
HYG	ISHARES TR	29,265	$2.576M	2.0%	$88.02	$85.62	+2.8%	IBOXX HI YD ETF	464288513
BSJQ	INVESCO EXCH TRD SLF IDX FD	83,350	$2.152M	1.7%	$25.82	$25.58	+0.9%	INVSCO BLSH 26	46138J635
BSJO	INVESCO EXCH TRD SLF IDX FD	83,350	$2.098M	1.6%	$25.17	$24.99	—	BULSHS 2024 HY	46138J833
—	INVESCO EXCH TRD SLF IDX FD	82,350	$2.097M	1.6%	$25.46	$25.31	—	BULSHS 2023 HY	46138J858
BSJP	INVESCO EXCH TRD SLF IDX FD	83,350	$2.06M	1.6%	$24.72	$24.56	—	BULSHS 2025 HY	46138J817
—	INVESCO EXCH TRD SLF IDX FD	81,950	$1.914M	1.5%	$23.36	$23.35	—	BULSHS 2022 HY	46138J874
SPY	SPDR S&P 500 ETF TR	3,872	$1.657M	1.3%	$427.94	$356.12	+20.2%	TR UNIT	78462F103
BSJR	INVESCO EXCH TRD SLF IDX FD	58,800	$1.509M	1.2%	$25.66	$25.45	+0.8%	BULETSHS 2027	46138J585
DIA	SPDR DOW JONES INDL AVERAGE	4,212	$1.453M	1.1%	$344.97	$291.05	+18.5%	UT SER 1	78467X109
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1.3M	1.0%	$22.31	$22.23	—	BULSHS 2025 CB	46138J825
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1.293M	1.0%	$22.19	$22.17	—	BULSHS 2024 CB	46138J841
BSCQ	INVESCO EXCH TRD SLF IDX FD	58,275	$1.254M	1.0%	$21.52	$21.63	-0.5%	BULSHS 2026 CB	46138J791
—	INVESCO EXCH TRD SLF IDX FD	56,225	$1.222M	0.9%	$21.73	$21.78	—	BULSHS 2023 CB	46138J866
—	INVESCO EXCH TRD SLF IDX FD	55,725	$1.203M	0.9%	$21.59	$21.64	—	BULSHS 2022 CB	46138J882
BSCR	INVESCO EXCH TRD SLF IDX FD	29,125	$638K	0.5%	$21.91	$22.06	-0.6%	BULSHS 2027 CB	46138J783
MSFT	MICROSOFT CORP	1,816	$492K	0.4%	$270.93 *	$206.04	+26.7%	COM	594918104
DIS	DISNEY WALT CO	1,260	$221K	0.2%	$175.40 *	$104.52	+64.3%	COM	254687106