BANTA ASSET MANAGEMENT LP Diversified Active

CIK: 0001426960 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Jul 23, 2021

Total Value ($000): $129,604 (100.0% shares, 0.0% debt)

Holdings (22)

VERI VERITONE INC 34.4%

Value ($000) $44,535 Shares 2,259,524 Est. Cost $17.93 Unrealized +21.1%

QQQ INVESCO QQQ TR 20.0%

Value ($000) $25,907 Shares 73,095 Est. Cost $313.88 Unrealized —

VOO VANGUARD INDEX FDS 16.5%

Value ($000) $21,330 Shares 54,203 Est. Cost $346.02 Unrealized —

AAPL APPLE INC 7.6%

Value ($000) $9,790 Shares 71,484 Est. Cost $80.82 Unrealized +56.5%

PFF ISHARES TR 2.2%

Value ($000) $2,903 Shares 73,808 Est. Cost $38.86 Unrealized —

HYG ISHARES TR 2.0%

Value ($000) $2,576 Shares 29,265 Est. Cost $87.30 Unrealized —

BSJQ INVESCO EXCH TRD SLF IDX FD 1.7%

Value ($000) $2,152 Shares 83,350 Est. Cost $25.61 Unrealized —

BSJO INVESCO EXCH TRD SLF IDX FD 1.6%

Value ($000) $2,098 Shares 83,350 Est. Cost $24.99 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.6%

Value ($000) $2,097 Shares 82,350 Est. Cost $25.31 Unrealized —

BSJP INVESCO EXCH TRD SLF IDX FD 1.6%

Value ($000) $2,060 Shares 83,350 Est. Cost $24.56 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.5%

Value ($000) $1,914 Shares 81,950 Est. Cost $23.35 Unrealized —

SPY SPDR S&P 500 ETF TR 1.3%

Value ($000) $1,657 Shares 3,872 Est. Cost $374.96 Unrealized —

BSJR INVESCO EXCH TRD SLF IDX FD 1.2%

Value ($000) $1,509 Shares 58,800 Est. Cost $25.42 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 1.1%

Value ($000) $1,453 Shares 4,212 Est. Cost $305.72 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.0%

Value ($000) $1,300 Shares 58,275 Est. Cost $22.23 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.0%

Value ($000) $1,293 Shares 58,275 Est. Cost $22.17 Unrealized —

BSCQ INVESCO EXCH TRD SLF IDX FD 1.0%

Value ($000) $1,254 Shares 58,275 Est. Cost $21.31 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value ($000) $1,222 Shares 56,225 Est. Cost $21.78 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.9%

Value ($000) $1,203 Shares 55,725 Est. Cost $21.64 Unrealized —

BSCR INVESCO EXCH TRD SLF IDX FD 0.5%

Value ($000) $638 Shares 29,125 Est. Cost $21.60 Unrealized —

MSFT MICROSOFT CORP 0.4%

Value ($000) $492 Shares 1,816 Est. Cost $206.04 Unrealized +18.8%

DIS DISNEY WALT CO 0.2%

Value ($000) $221 Shares 1,260 Est. Cost $104.52 Unrealized +68.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VERI	VERITONE INC	2,259,524	$44,535	34.4%	$17.93	+21.1%	COM	92347M100
QQQ	INVESCO QQQ TR	73,095	$25,907	20.0%	$313.88	—	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	54,203	$21,330	16.5%	$346.02	—	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	71,484	$9,790	7.6%	$80.82	+56.5%	COM	037833100
PFF	ISHARES TR	73,808	$2,903	2.2%	$38.86	—	PFD AND INCM SEC	464288687
HYG	ISHARES TR	29,265	$2,576	2.0%	$87.30	—	IBOXX HI YD ETF	464288513
BSJQ	INVESCO EXCH TRD SLF IDX FD	83,350	$2,152	1.7%	$25.61	—	INVSCO BLSH 26	46138J635
BSJO	INVESCO EXCH TRD SLF IDX FD	83,350	$2,098	1.6%	$24.99	—	BULSHS 2024 HY	46138J833
—	INVESCO EXCH TRD SLF IDX FD	82,350	$2,097	1.6%	$25.31	—	BULSHS 2023 HY	46138J858
BSJP	INVESCO EXCH TRD SLF IDX FD	83,350	$2,060	1.6%	$24.56	—	BULSHS 2025 HY	46138J817
—	INVESCO EXCH TRD SLF IDX FD	81,950	$1,914	1.5%	$23.35	—	BULSHS 2022 HY	46138J874
SPY	SPDR S&P 500 ETF TR	3,872	$1,657	1.3%	$374.96	—	TR UNIT	78462F103
BSJR	INVESCO EXCH TRD SLF IDX FD	58,800	$1,509	1.2%	$25.42	—	BULETSHS 2027	46138J585
DIA	SPDR DOW JONES INDL AVERAGE	4,212	$1,453	1.1%	$305.72	—	UT SER 1	78467X109
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1,300	1.0%	$22.23	—	BULSHS 2025 CB	46138J825
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1,293	1.0%	$22.17	—	BULSHS 2024 CB	46138J841
BSCQ	INVESCO EXCH TRD SLF IDX FD	58,275	$1,254	1.0%	$21.31	—	BULSHS 2026 CB	46138J791
—	INVESCO EXCH TRD SLF IDX FD	56,225	$1,222	0.9%	$21.78	—	BULSHS 2023 CB	46138J866
—	INVESCO EXCH TRD SLF IDX FD	55,725	$1,203	0.9%	$21.64	—	BULSHS 2022 CB	46138J882
BSCR	INVESCO EXCH TRD SLF IDX FD	29,125	$638	0.5%	$21.60	—	BULSHS 2027 CB	46138J783
MSFT	MICROSOFT CORP	1,816	$492	0.4%	$206.04	+18.8%	COM	594918104
DIS	DISNEY WALT CO	1,260	$221	0.2%	$104.52	+68.1%	COM	254687106