BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Oct 13, 2021

Total Value: $104M (100.0% shares, 0.0% debt)

Holdings (21)

VERI VERITONE INC 42.9%

Value $44.53M Shares 2,259,524 Est. Cost $17.93 Unrealized +13.8%

VOO VANGUARD INDEX FDS 20.6%

Value $21.33M Shares 54,203 Est. Cost $346.02 Unrealized —

AAPL APPLE INC 9.4%

Value $9.79M Shares 71,484 Est. Cost $80.82 Unrealized +78.1%

PFF ISHARES TR 2.8%

Value $2.903M Shares 73,808 Est. Cost $38.86 Unrealized —

HYG ISHARES TR 2.5%

Value $2.576M Shares 29,265 Est. Cost $87.30 Unrealized —

BSJQ INVESCO EXCH TRD SLF IDX FD 2.1%

Value $2.152M Shares 83,350 Est. Cost $25.61 Unrealized —

BSJO INVESCO EXCH TRD SLF IDX FD 2.0%

Value $2.098M Shares 83,350 Est. Cost $24.99 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 2.0%

Value $2.097M Shares 82,350 Est. Cost $25.31 Unrealized —

BSJP INVESCO EXCH TRD SLF IDX FD 2.0%

Value $2.06M Shares 83,350 Est. Cost $24.56 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.8%

Value $1.914M Shares 81,950 Est. Cost $23.35 Unrealized —

SPY SPDR S&P 500 ETF TR 1.6%

Value $1.657M Shares 3,872 Est. Cost $374.96 Unrealized —

BSJR INVESCO EXCH TRD SLF IDX FD 1.5%

Value $1.509M Shares 58,800 Est. Cost $25.42 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 1.4%

Value $1.453M Shares 4,212 Est. Cost $305.72 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.3%

Value $1.3M Shares 58,275 Est. Cost $22.23 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.2%

Value $1.293M Shares 58,275 Est. Cost $22.17 Unrealized —

BSCQ INVESCO EXCH TRD SLF IDX FD 1.2%

Value $1.254M Shares 58,275 Est. Cost $21.31 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.2%

Value $1.222M Shares 56,225 Est. Cost $21.78 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.2%

Value $1.203M Shares 55,725 Est. Cost $21.64 Unrealized —

BSCR INVESCO EXCH TRD SLF IDX FD 0.6%

Value $638K Shares 29,125 Est. Cost $21.60 Unrealized —

MSFT MICROSOFT CORP 0.5%

Value $492K Shares 1,816 Est. Cost $206.04 Unrealized +36.3%

DIS DISNEY WALT CO 0.2%

Value $221K Shares 1,260 Est. Cost $104.52 Unrealized +66.6%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
VERI	VERITONE INC	2,259,524	$44.53M	42.9%	$17.93	+13.8%	COM	92347M100
VOO	VANGUARD INDEX FDS	54,203	$21.33M	20.6%	$346.02	—	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	71,484	$9.79M	9.4%	$80.82	+78.1%	COM	037833100
PFF	ISHARES TR	73,808	$2.903M	2.8%	$38.86	—	PFD AND INCM SEC	464288687
HYG	ISHARES TR	29,265	$2.576M	2.5%	$87.30	—	IBOXX HI YD ETF	464288513
BSJQ	INVESCO EXCH TRD SLF IDX FD	83,350	$2.152M	2.1%	$25.61	—	INVSCO BLSH 26	46138J635
BSJO	INVESCO EXCH TRD SLF IDX FD	83,350	$2.098M	2.0%	$24.99	—	BULSHS 2024 HY	46138J833
—	INVESCO EXCH TRD SLF IDX FD	82,350	$2.097M	2.0%	$25.31	—	BULSHS 2023 HY	46138J858
BSJP	INVESCO EXCH TRD SLF IDX FD	83,350	$2.06M	2.0%	$24.56	—	BULSHS 2025 HY	46138J817
—	INVESCO EXCH TRD SLF IDX FD	81,950	$1.914M	1.8%	$23.35	—	BULSHS 2022 HY	46138J874
SPY	SPDR S&P 500 ETF TR	3,872	$1.657M	1.6%	$374.96	—	TR UNIT	78462F103
BSJR	INVESCO EXCH TRD SLF IDX FD	58,800	$1.509M	1.5%	$25.42	—	BULETSHS 2027	46138J585
DIA	SPDR DOW JONES INDL AVERAGE	4,212	$1.453M	1.4%	$305.72	—	UT SER 1	78467X109
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1.3M	1.3%	$22.23	—	BULSHS 2025 CB	46138J825
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1.293M	1.2%	$22.17	—	BULSHS 2024 CB	46138J841
BSCQ	INVESCO EXCH TRD SLF IDX FD	58,275	$1.254M	1.2%	$21.31	—	BULSHS 2026 CB	46138J791
—	INVESCO EXCH TRD SLF IDX FD	56,225	$1.222M	1.2%	$21.78	—	BULSHS 2023 CB	46138J866
—	INVESCO EXCH TRD SLF IDX FD	55,725	$1.203M	1.2%	$21.64	—	BULSHS 2022 CB	46138J882
BSCR	INVESCO EXCH TRD SLF IDX FD	29,125	$638K	0.6%	$21.60	—	BULSHS 2027 CB	46138J783
MSFT	MICROSOFT CORP	1,816	$492K	0.5%	$206.04	+36.3%	COM	594918104
DIS	DISNEY WALT CO	1,260	$221K	0.2%	$104.52	+66.6%	COM	254687106