BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Oct 13, 2021

Total Value: $104M (100.0% shares, 0.0% debt)

Holdings (21)

VERI VERITONE INC 42.9%

Value $44.53M Shares 2,259,524 Share Price $19.71 * Est. Cost/Share $17.93 Unrealized @ Report Date +33.3%

VOO VANGUARD INDEX FDS 20.6%

Value $21.33M Shares 54,203 Share Price $393.52 Est. Cost/Share $329.22 Unrealized @ Report Date +19.8%

AAPL APPLE INC 9.4%

Value $9.79M Shares 71,484 Share Price $136.95 Est. Cost/Share $80.82 Unrealized @ Report Date +71.2%

PFF ISHARES TR 2.8%

Value $2.903M Shares 73,808 Share Price $39.33 Est. Cost/Share $38.68 Unrealized @ Report Date +0.3%

HYG ISHARES TR 2.5%

Value $2.576M Shares 29,265 Share Price $88.02 Est. Cost/Share $85.62 Unrealized @ Report Date +2.2%

BSJQ INVESCO EXCH TRD SLF IDX FD 2.1%

Value $2.152M Shares 83,350 Share Price $25.82 Est. Cost/Share $25.58 Unrealized @ Report Date +0.4%

BSJO INVESCO EXCH TRD SLF IDX FD 2.0%

Value $2.098M Shares 83,350 Share Price $25.17 Est. Cost/Share $24.99 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 2.0%

Value $2.097M Shares 82,350 Share Price $25.46 Est. Cost/Share $25.31 Unrealized @ Report Date —

BSJP INVESCO EXCH TRD SLF IDX FD 2.0%

Value $2.06M Shares 83,350 Share Price $24.72 Est. Cost/Share $24.56 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 1.8%

Value $1.914M Shares 81,950 Share Price $23.36 Est. Cost/Share $23.35 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 1.6%

Value $1.657M Shares 3,872 Share Price $427.94 Est. Cost/Share $356.12 Unrealized @ Report Date +20.5%

BSJR INVESCO EXCH TRD SLF IDX FD 1.5%

Value $1.509M Shares 58,800 Share Price $25.66 Est. Cost/Share $25.45 Unrealized @ Report Date +0.4%

DIA SPDR DOW JONES INDL AVERAGE 1.4%

Value $1.453M Shares 4,212 Share Price $344.97 Est. Cost/Share $291.05 Unrealized @ Report Date +16.2%

— INVESCO EXCH TRD SLF IDX FD 1.3%

Value $1.3M Shares 58,275 Share Price $22.31 Est. Cost/Share $22.23 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 1.2%

Value $1.293M Shares 58,275 Share Price $22.19 Est. Cost/Share $22.17 Unrealized @ Report Date —

BSCQ INVESCO EXCH TRD SLF IDX FD 1.2%

Value $1.254M Shares 58,275 Share Price $21.52 Est. Cost/Share $21.63 Unrealized @ Report Date -0.9%

— INVESCO EXCH TRD SLF IDX FD 1.2%

Value $1.222M Shares 56,225 Share Price $21.73 Est. Cost/Share $21.78 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 1.2%

Value $1.203M Shares 55,725 Share Price $21.59 Est. Cost/Share $21.64 Unrealized @ Report Date —

BSCR INVESCO EXCH TRD SLF IDX FD 0.6%

Value $638K Shares 29,125 Share Price $21.91 Est. Cost/Share $22.06 Unrealized @ Report Date -1.0%

MSFT MICROSOFT CORP 0.5%

Value $492K Shares 1,816 Share Price $270.93 Est. Cost/Share $206.04 Unrealized @ Report Date +32.2%

DIS DISNEY WALT CO 0.2%

Value $221K Shares 1,260 Share Price $175.40 * Est. Cost/Share $104.52 Unrealized @ Report Date +58.1%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VERI	VERITONE INC	2,259,524	$44.53M	42.9%	$19.71 *	$17.93	+33.3%	COM	92347M100
VOO	VANGUARD INDEX FDS	54,203	$21.33M	20.6%	$393.52	$329.22	+19.8%	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	71,484	$9.79M	9.4%	$136.95	$80.82	+71.2%	COM	037833100
PFF	ISHARES TR	73,808	$2.903M	2.8%	$39.33	$38.68	+0.3%	PFD AND INCM SEC	464288687
HYG	ISHARES TR	29,265	$2.576M	2.5%	$88.02	$85.62	+2.2%	IBOXX HI YD ETF	464288513
BSJQ	INVESCO EXCH TRD SLF IDX FD	83,350	$2.152M	2.1%	$25.82	$25.58	+0.4%	INVSCO BLSH 26	46138J635
BSJO	INVESCO EXCH TRD SLF IDX FD	83,350	$2.098M	2.0%	$25.17	$24.99	—	BULSHS 2024 HY	46138J833
—	INVESCO EXCH TRD SLF IDX FD	82,350	$2.097M	2.0%	$25.46	$25.31	—	BULSHS 2023 HY	46138J858
BSJP	INVESCO EXCH TRD SLF IDX FD	83,350	$2.06M	2.0%	$24.72	$24.56	—	BULSHS 2025 HY	46138J817
—	INVESCO EXCH TRD SLF IDX FD	81,950	$1.914M	1.8%	$23.36	$23.35	—	BULSHS 2022 HY	46138J874
SPY	SPDR S&P 500 ETF TR	3,872	$1.657M	1.6%	$427.94	$356.12	+20.5%	TR UNIT	78462F103
BSJR	INVESCO EXCH TRD SLF IDX FD	58,800	$1.509M	1.5%	$25.66	$25.45	+0.4%	BULETSHS 2027	46138J585
DIA	SPDR DOW JONES INDL AVERAGE	4,212	$1.453M	1.4%	$344.97	$291.05	+16.2%	UT SER 1	78467X109
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1.3M	1.3%	$22.31	$22.23	—	BULSHS 2025 CB	46138J825
—	INVESCO EXCH TRD SLF IDX FD	58,275	$1.293M	1.2%	$22.19	$22.17	—	BULSHS 2024 CB	46138J841
BSCQ	INVESCO EXCH TRD SLF IDX FD	58,275	$1.254M	1.2%	$21.52	$21.63	-0.9%	BULSHS 2026 CB	46138J791
—	INVESCO EXCH TRD SLF IDX FD	56,225	$1.222M	1.2%	$21.73	$21.78	—	BULSHS 2023 CB	46138J866
—	INVESCO EXCH TRD SLF IDX FD	55,725	$1.203M	1.2%	$21.59	$21.64	—	BULSHS 2022 CB	46138J882
BSCR	INVESCO EXCH TRD SLF IDX FD	29,125	$638K	0.6%	$21.91	$22.06	-1.0%	BULSHS 2027 CB	46138J783
MSFT	MICROSOFT CORP	1,816	$492K	0.5%	$270.93	$206.04	+32.2%	COM	594918104
DIS	DISNEY WALT CO	1,260	$221K	0.2%	$175.40 *	$104.52	+58.1%	COM	254687106