BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Jan 19, 2022

Total Value: $134M (100.0% shares, 0.0% debt)

Holdings (22)

VERI VERITONE INC 39.0%

Value $52.13M Shares 2,319,014 Share Price $22.48 Est. Cost/Share $18.13 Unrealized @ Report Date +24.0%

QQQ INVESCO QQQ TR 18.8%

Value $25.11M Shares 63,125 Share Price $397.85 Est. Cost/Share $386.06 Unrealized @ Report Date +3.1%

VOO VANGUARD INDEX FDS 16.1%

Value $21.48M Shares 49,196 Share Price $436.58 Est. Cost/Share $329.22 Unrealized @ Report Date +32.6%

AAPL APPLE INC 7.5%

Value $10.01M Shares 56,357 Share Price $177.56 * Est. Cost/Share $80.82 Unrealized @ Report Date +115.2%

PFF ISHARES TR 1.9%

Value $2.495M Shares 63,288 Share Price $39.42 Est. Cost/Share $38.68 Unrealized @ Report Date +1.9%

BSJQ INVESCO EXCH TRD SLF IDX FD 1.9%

Value $2.491M Shares 97,100 Share Price $25.65 Est. Cost/Share $25.58 Unrealized @ Report Date +0.3%

— INVESCO EXCH TRD SLF IDX FD 1.8%

Value $2.43M Shares 96,100 Share Price $25.29 Est. Cost/Share $25.31 Unrealized @ Report Date —

BSJO INVESCO EXCH TRD SLF IDX FD 1.8%

Value $2.426M Shares 97,100 Share Price $24.98 Est. Cost/Share $24.99 Unrealized @ Report Date —

BSJP INVESCO EXCH TRD SLF IDX FD 1.8%

Value $2.385M Shares 97,100 Share Price $24.56 Est. Cost/Share $24.56 Unrealized @ Report Date —

HYG ISHARES TR 1.7%

Value $2.252M Shares 25,885 Share Price $87.00 Est. Cost/Share $85.62 Unrealized @ Report Date +1.6%

— INVESCO EXCH TRD SLF IDX FD 1.7%

Value $2.223M Shares 95,700 Share Price $23.23 Est. Cost/Share $23.33 Unrealized @ Report Date —

BSJR INVESCO EXCH TRD SLF IDX FD 1.6%

Value $2.197M Shares 86,550 Share Price $25.38 Est. Cost/Share $25.43 Unrealized @ Report Date -0.2%

SPY SPDR S&P 500 ETF TR 1.2%

Value $1.664M Shares 3,503 Share Price $475.02 Est. Cost/Share $356.12 Unrealized @ Report Date +33.4%

DIA SPDR DOW JONES INDL AVERAGE 1.0%

Value $1.292M Shares 3,555 Share Price $363.43 Est. Cost/Share $291.05 Unrealized @ Report Date +24.8%

MSFT MICROSOFT CORP 0.5%

Value $611K Shares 1,816 Share Price $336.45 * Est. Cost/Share $206.04 Unrealized @ Report Date +57.9%

— INVESCO EXCH TRD SLF IDX FD 0.3%

Value $425K Shares 19,425 Share Price $21.88 Est. Cost/Share $22.23 Unrealized @ Report Date —

BSCQ INVESCO EXCH TRD SLF IDX FD 0.3%

Value $411K Shares 19,425 Share Price $21.16 Est. Cost/Share $21.63 Unrealized @ Report Date -2.2%

— INVESCO EXCH TRD SLF IDX FD 0.3%

Value $404K Shares 18,500 Share Price $21.84 Est. Cost/Share $22.17 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 0.3%

Value $381K Shares 17,750 Share Price $21.46 Est. Cost/Share $21.78 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 0.3%

Value $380K Shares 17,750 Share Price $21.41 Est. Cost/Share $21.64 Unrealized @ Report Date —

HD HOME DEPOT INC 0.2%

Value $255K Shares 615 Share Price $414.63 * Est. Cost/Share $343.18 Unrealized @ Report Date +9.3%

BSJS INVESCO EXCH TRD SLF IDX FD 0.2%

Value $205K Shares 8,100 Share Price $25.31 Est. Cost/Share $25.27 Unrealized @ Report Date +0.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VERI	VERITONE INC	2,319,014	$52.13M	39.0%	$22.48	$18.13	+24.0%	COM	92347M100
QQQ	INVESCO QQQ TR	63,125	$25.11M	18.8%	$397.85	$386.06	+3.1%	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	49,196	$21.48M	16.1%	$436.58	$329.22	+32.6%	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	56,357	$10.01M	7.5%	$177.56 *	$80.82	+115.2%	COM	037833100
PFF	ISHARES TR	63,288	$2.495M	1.9%	$39.42	$38.68	+1.9%	PFD AND INCM SEC	464288687
BSJQ	INVESCO EXCH TRD SLF IDX FD	97,100	$2.491M	1.9%	$25.65	$25.58	+0.3%	INVSCO BLSH 26	46138J635
—	INVESCO EXCH TRD SLF IDX FD	96,100	$2.43M	1.8%	$25.29	$25.31	—	BULSHS 2023 HY	46138J858
BSJO	INVESCO EXCH TRD SLF IDX FD	97,100	$2.426M	1.8%	$24.98	$24.99	—	BULSHS 2024 HY	46138J833
BSJP	INVESCO EXCH TRD SLF IDX FD	97,100	$2.385M	1.8%	$24.56	$24.56	—	BULSHS 2025 HY	46138J817
HYG	ISHARES TR	25,885	$2.252M	1.7%	$87.00	$85.62	+1.6%	IBOXX HI YD ETF	464288513
—	INVESCO EXCH TRD SLF IDX FD	95,700	$2.223M	1.7%	$23.23	$23.33	—	BULSHS 2022 HY	46138J874
BSJR	INVESCO EXCH TRD SLF IDX FD	86,550	$2.197M	1.6%	$25.38	$25.43	-0.2%	BULETSHS 2027	46138J585
SPY	SPDR S&P 500 ETF TR	3,503	$1.664M	1.2%	$475.02	$356.12	+33.4%	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	3,555	$1.292M	1.0%	$363.43	$291.05	+24.8%	UT SER 1	78467X109
MSFT	MICROSOFT CORP	1,816	$611K	0.5%	$336.45 *	$206.04	+57.9%	COM	594918104
—	INVESCO EXCH TRD SLF IDX FD	19,425	$425K	0.3%	$21.88	$22.23	—	BULSHS 2025 CB	46138J825
BSCQ	INVESCO EXCH TRD SLF IDX FD	19,425	$411K	0.3%	$21.16	$21.63	-2.2%	BULSHS 2026 CB	46138J791
—	INVESCO EXCH TRD SLF IDX FD	18,500	$404K	0.3%	$21.84	$22.17	—	BULSHS 2024 CB	46138J841
—	INVESCO EXCH TRD SLF IDX FD	17,750	$381K	0.3%	$21.46	$21.78	—	BULSHS 2023 CB	46138J866
—	INVESCO EXCH TRD SLF IDX FD	17,750	$380K	0.3%	$21.41	$21.64	—	BULSHS 2022 CB	46138J882
HD	HOME DEPOT INC	615	$255K	0.2%	$414.63 *	$343.18	+9.3%	COM	437076102
BSJS	INVESCO EXCH TRD SLF IDX FD	8,100	$205K	0.2%	$25.31	$25.27	+0.2%	INVSCO 28 HYCORP	46138J452