BANTA ASSET MANAGEMENT LP Diversified Active

CIK: 0001426960 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Jan 19, 2022

Total Value ($000): $133,657 (100.0% shares, 0.0% debt)

Holdings (22)

VERI VERITONE INC 39.0%

Value ($000) $52,131 Shares 2,319,014 Est. Cost $18.13 Unrealized +41.6%

QQQ INVESCO QQQ TR 18.8%

Value ($000) $25,114 Shares 63,125 Est. Cost $397.85 Unrealized —

VOO VANGUARD INDEX FDS 16.1%

Value ($000) $21,478 Shares 49,196 Est. Cost $346.02 Unrealized —

AAPL APPLE INC 7.5%

Value ($000) $10,007 Shares 56,357 Est. Cost $80.82 Unrealized +91.4%

PFF ISHARES TR 1.9%

Value ($000) $2,495 Shares 63,288 Est. Cost $38.86 Unrealized —

BSJQ INVESCO EXCH TRD SLF IDX FD 1.9%

Value ($000) $2,491 Shares 97,100 Est. Cost $25.61 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.8%

Value ($000) $2,430 Shares 96,100 Est. Cost $25.31 Unrealized —

BSJO INVESCO EXCH TRD SLF IDX FD 1.8%

Value ($000) $2,426 Shares 97,100 Est. Cost $24.99 Unrealized —

BSJP INVESCO EXCH TRD SLF IDX FD 1.8%

Value ($000) $2,385 Shares 97,100 Est. Cost $24.56 Unrealized —

HYG ISHARES TR 1.7%

Value ($000) $2,252 Shares 25,885 Est. Cost $87.30 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 1.7%

Value ($000) $2,223 Shares 95,700 Est. Cost $23.33 Unrealized —

BSJR INVESCO EXCH TRD SLF IDX FD 1.6%

Value ($000) $2,197 Shares 86,550 Est. Cost $25.41 Unrealized —

SPY SPDR S&P 500 ETF TR 1.2%

Value ($000) $1,664 Shares 3,503 Est. Cost $374.96 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 1.0%

Value ($000) $1,292 Shares 3,555 Est. Cost $305.72 Unrealized —

MSFT MICROSOFT CORP 0.5%

Value ($000) $611 Shares 1,816 Est. Cost $206.04 Unrealized +52.1%

— INVESCO EXCH TRD SLF IDX FD 0.3%

Value ($000) $425 Shares 19,425 Est. Cost $22.23 Unrealized —

BSCQ INVESCO EXCH TRD SLF IDX FD 0.3%

Value ($000) $411 Shares 19,425 Est. Cost $21.31 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.3%

Value ($000) $404 Shares 18,500 Est. Cost $22.17 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.3%

Value ($000) $381 Shares 17,750 Est. Cost $21.78 Unrealized —

— INVESCO EXCH TRD SLF IDX FD 0.3%

Value ($000) $380 Shares 17,750 Est. Cost $21.64 Unrealized —

HD HOME DEPOT INC 0.2%

Value ($000) $255 Shares 615 Est. Cost $343.18 Unrealized 0.0%

BSJS INVESCO EXCH TRD SLF IDX FD 0.2%

Value ($000) $205 Shares 8,100 Est. Cost $25.31 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VERI	VERITONE INC	2,319,014	$52,131	39.0%	$18.13	+41.6%	COM	92347M100
QQQ	INVESCO QQQ TR	63,125	$25,114	18.8%	$397.85	—	UNIT SER 1	46090E103
VOO	VANGUARD INDEX FDS	49,196	$21,478	16.1%	$346.02	—	S&P 500 ETF SHS	922908363
AAPL	APPLE INC	56,357	$10,007	7.5%	$80.82	+91.4%	COM	037833100
PFF	ISHARES TR	63,288	$2,495	1.9%	$38.86	—	PFD AND INCM SEC	464288687
BSJQ	INVESCO EXCH TRD SLF IDX FD	97,100	$2,491	1.9%	$25.61	—	INVSCO BLSH 26	46138J635
—	INVESCO EXCH TRD SLF IDX FD	96,100	$2,430	1.8%	$25.31	—	BULSHS 2023 HY	46138J858
BSJO	INVESCO EXCH TRD SLF IDX FD	97,100	$2,426	1.8%	$24.99	—	BULSHS 2024 HY	46138J833
BSJP	INVESCO EXCH TRD SLF IDX FD	97,100	$2,385	1.8%	$24.56	—	BULSHS 2025 HY	46138J817
HYG	ISHARES TR	25,885	$2,252	1.7%	$87.30	—	IBOXX HI YD ETF	464288513
—	INVESCO EXCH TRD SLF IDX FD	95,700	$2,223	1.7%	$23.33	—	BULSHS 2022 HY	46138J874
BSJR	INVESCO EXCH TRD SLF IDX FD	86,550	$2,197	1.6%	$25.41	—	BULETSHS 2027	46138J585
SPY	SPDR S&P 500 ETF TR	3,503	$1,664	1.2%	$374.96	—	TR UNIT	78462F103
DIA	SPDR DOW JONES INDL AVERAGE	3,555	$1,292	1.0%	$305.72	—	UT SER 1	78467X109
MSFT	MICROSOFT CORP	1,816	$611	0.5%	$206.04	+52.1%	COM	594918104
—	INVESCO EXCH TRD SLF IDX FD	19,425	$425	0.3%	$22.23	—	BULSHS 2025 CB	46138J825
BSCQ	INVESCO EXCH TRD SLF IDX FD	19,425	$411	0.3%	$21.31	—	BULSHS 2026 CB	46138J791
—	INVESCO EXCH TRD SLF IDX FD	18,500	$404	0.3%	$22.17	—	BULSHS 2024 CB	46138J841
—	INVESCO EXCH TRD SLF IDX FD	17,750	$381	0.3%	$21.78	—	BULSHS 2023 CB	46138J866
—	INVESCO EXCH TRD SLF IDX FD	17,750	$380	0.3%	$21.64	—	BULSHS 2022 CB	46138J882
HD	HOME DEPOT INC	615	$255	0.2%	$343.18	0.0%	COM	437076102
BSJS	INVESCO EXCH TRD SLF IDX FD	8,100	$205	0.2%	$25.31	—	INVSCO 28 HYCORP	46138J452